INTERACTIVE BROKERS LLC, Two Pickwick Plaza, Greenwich, CT 06830
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Account Information
| Name | Joe Customer, LLC | |
| Account Alias | Master-FXXXXXX | |
| Account | FXXXXXX | |
| Account Type | Fund Advisor Consolidated | |
| Customer Type | Limited Liability Company | |
| Account Capabilities | Cash | |
| Trading Permissions | Forex | |
| Base Currency | USD |
Net Asset Value (NAV) In Base Currency ( October 27, 2010 )
| Current Period | Prior Period | ||||
|---|---|---|---|---|---|
| Total | Long | Short | Total | % Change | |
| Cash | 2,925,937.00 | 2,925,937.00 | 0.00 | 3,037,002.48 | -3.66% |
| Options | -937,260.00 | 43,620.00 | -980,880.00 | -1,042,185.00 | 10.07% |
| Interest Accruals | -15.57 | 0.00 | -15.57 | -15.40 | -1.13% |
| Total | 1,988,661.43 | 2,969,557.00 | -980,895.57 | 1,994,802.08 | -0.31% |
Net Asset Value (NAV) Time Series ( October 27, 2010 )
Net Asset Value (NAV) Distribution
- 3.1M
- 0
- 42.2K
- 3.0M
- 43.6K
- 2.9M
- -1.1M
- -1.1M
- -980.9K
- Oct 26
- Oct 27
- Cash
- Options
- Accruals
Mark-to-Market Performance Summary in Base ( October 27, 2010 )
| Quantity | Price | Mark-to-Market Profit and Loss | |||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Symbol | Prev Close | Close | Prev Close | Close | Transaction | Prior Open | Corp Action | Commissions | Dividends | Total | |||
| Futures | |||||||||||||
| 6CZ0 | -12 | -12 | 0.9750 | 0.9700 | 0.00 | 6,000.00 | 0.00 | 0.00 | 0.00 | 6,000.00 | |||
| 6JZ0 | 24 | 24 | 0.01227 | 0.012243 | 0.00 | -8,100.00 | 0.00 | 0.00 | 0.00 | -8,100.00 | |||
| GCZ0 | 24 | 0 | 1,338.6000 | 1,322.6000 | -104,640.00 | 0.00 | 0.00 | 0.00 | 0.00 | -104,640.00 | |||
| ZB DEC 10 | 0 | -12 | -- | 129.8750 | -3,375.00 | 0.00 | 0.00 | -14.64 | 0.00 | -3,389.64 | |||
| Total (Futures) | -108,015.00 | -2,100.00 | 0.00 | -14.64 | 0.00 | -110,129.64 | |||||||
| Options On Futures | |||||||||||||
| CAD 05NOV10 .985 C | -24 | -24 | 0.0044 | 0.0027 | 0.00 | 4,080.00 | 0.00 | 0.00 | 0.00 | 4,080.00 | |||
| CAD 05NOV10 1.05 C | 24 | 24 | -- | -- | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | |||
| CAD 05NOV10 .92 P | 24 | 24 | 0.00025 | 0.0003 | 0.00 | 120.00 | 0.00 | 0.00 | 0.00 | 120.00 | |||
| CAD 05NOV10 .985 P | -24 | -24 | 0.0144 | 0.0177 | 0.00 | -7,920.00 | 0.00 | 0.00 | 0.00 | -7,920.00 | |||
| EUR 05NOV10 1.39 C | -24 | -24 | 0.0113 | 0.0074 | 0.00 | 11,700.00 | 0.00 | 0.00 | 0.00 | 11,700.00 | |||
| EUR 05NOV10 1.49 C | 24 | 24 | -- | -- | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | |||
| EUR 05NOV10 1.29 P | 24 | 24 | 0.0003 | 0.0003 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | |||
| EUR 05NOV10 1.39 P | -24 | -24 | 0.0173 | 0.0222 | 0.00 | -14,700.00 | 0.00 | 0.00 | 0.00 | -14,700.00 | |||
| JPY 05NOV10 .012 C | -24 | -24 | 0.000293 | 0.000269 | 0.00 | 7,200.00 | 0.00 | 0.00 | 0.00 | 7,200.00 | |||
| JPY 05NOV10 .0113 P | 24 | 24 | 0.0000015 | 0.000001 | 0.00 | -150.00 | 0.00 | 0.00 | 0.00 | -150.00 | |||
| JPY 05NOV10 .012 P | -24 | -24 | 0.000023 | 0.000026 | 0.00 | -900.00 | 0.00 | 0.00 | 0.00 | -900.00 | |||
| ZB DEC10 133 C | -24 | -24 | 1.109375 | 0.78125 | 0.00 | 7,875.00 | 0.00 | 0.00 | 0.00 | 7,875.00 | |||
| ZB DEC10 142 C | 24 | 24 | 0.03125 | 0.015625 | 0.00 | -375.00 | 0.00 | 0.00 | 0.00 | -375.00 | |||
| ZC DEC10 5.7 C | -24 | -24 | 0.2570 | 0.2810 | 0.00 | -2,880.00 | 0.00 | 0.00 | 0.00 | -2,880.00 | |||
| ZC DEC10 7 C | 24 | 24 | 0.0270 | 0.0270 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | |||
| ZS DEC10 12.1 C | -24 | -24 | 0.4510 | 0.4900 | 0.00 | -4,680.00 | 0.00 | 0.00 | 0.00 | -4,680.00 | |||
| ZS DEC10 14.4 C | 24 | 24 | 0.0270 | 0.0330 | 0.00 | 720.00 | 0.00 | 0.00 | 0.00 | 720.00 | |||
| ZW DEC10 6.75 C | -24 | -24 | 0.3530 | 0.4280 | 0.00 | -9,000.00 | 0.00 | 0.00 | 0.00 | -9,000.00 | |||
| ZW DEC10 8 C | 24 | 24 | 0.0550 | 0.0760 | 0.00 | 2,520.00 | 0.00 | 0.00 | 0.00 | 2,520.00 | |||
| ES 29OCT10 1175 C | -24 | -24 | 12.7500 | 8.5000 | 0.00 | 5,100.00 | 0.00 | 0.00 | 0.00 | 5,100.00 | |||
| HE 16DEC10 .7 C | -24 | -24 | 0.0185 | 0.0145 | 0.00 | 3,840.00 | 0.00 | 0.00 | 0.00 | 3,840.00 | |||
| HE 16DEC10 .84 C | 24 | 25 | 0.0005 | -- | -10.00 | -480.00 | 0.00 | -1.95 | 0.00 | -491.95 | |||
| HE 16DEC10 .56 P | 24 | 24 | 0.00125 | 0.00125 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | |||
| HE 16DEC10 .7 P | -24 | -24 | 0.03175 | 0.0360 | 0.00 | -4,080.00 | 0.00 | 0.00 | 0.00 | -4,080.00 | |||
| LE 03DEC10 1 C | -24 | -24 | 0.0180 | 0.0170 | 0.00 | 960.00 | 0.00 | 0.00 | 0.00 | 960.00 | |||
| LE 03DEC10 1.1 C | 24 | 24 | 0.0005 | 0.0005 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | |||
| LE 03DEC10 .9 P | 24 | 24 | 0.0010 | 0.0010 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | |||
| LE 03DEC10 1 P | -24 | -24 | 0.0170 | 0.0170 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | |||
| CL DEC10 84 C | -24 | -24 | 1.8400 | 1.5100 | 0.00 | 7,920.00 | 0.00 | 0.00 | 0.00 | 7,920.00 | |||
| CL DEC10 99 C | 24 | 24 | 0.0200 | 0.0100 | 0.00 | -240.00 | 0.00 | 0.00 | 0.00 | -240.00 | |||
| CL DEC10 69 P | 24 | 24 | 0.1000 | 0.1100 | 0.00 | 240.00 | 0.00 | 0.00 | 0.00 | 240.00 | |||
| CL DEC10 84 P | -24 | -24 | 3.2900 | 3.5700 | 0.00 | -6,720.00 | 0.00 | 0.00 | 0.00 | -6,720.00 | |||
| GC NOV10 1295 C | -24 | 0 | 43.6000 | -- | 104,640.00 | 0.00 | 0.00 | -50.64 | 0.00 | 104,589.36 | |||
| GC NOV10 1190 P | 24 | 0 | -- | -- | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | |||
| GC NOV10 1295 P | 24 | 0 | -- | -- | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | |||
| GC DEC10 1340 C | -24 | -24 | 24.9000 | 17.4000 | 0.00 | 18,000.00 | 0.00 | 0.00 | 0.00 | 18,000.00 | |||
| GC DEC10 1470 C | 24 | 24 | 1.6000 | 1.0000 | 0.00 | -1,440.00 | 0.00 | 0.00 | 0.00 | -1,440.00 | |||
| GC DEC10 1210 P | 24 | 24 | 1.8000 | 2.2000 | 0.00 | 960.00 | 0.00 | 0.00 | 0.00 | 960.00 | |||
| GC DEC10 1340 P | -24 | -24 | 26.3000 | 34.8000 | 0.00 | -20,400.00 | 0.00 | 0.00 | 0.00 | -20,400.00 | |||
| NG NOV10 5.3 C | 24 | 0 | -- | -- | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | |||
| NG DEC10 3.65 C | -24 | -24 | 0.2560 | 0.2420 | 0.00 | 3,360.00 | 0.00 | 0.00 | 0.00 | 3,360.00 | |||
| NG DEC10 4.55 C | 24 | 24 | 0.0200 | 0.0140 | 0.00 | -1,440.00 | 0.00 | 0.00 | 0.00 | -1,440.00 | |||
| NG DEC10 2.75 P | 24 | 24 | 0.0020 | 0.0030 | 0.00 | 240.00 | 0.00 | 0.00 | 0.00 | 240.00 | |||
| NG DEC10 3.65 P | -24 | -24 | 0.1400 | 0.1290 | 0.00 | 2,640.00 | 0.00 | 0.00 | 0.00 | 2,640.00 | |||
| ZB DEC10 124 P | 24 | 24 | 0.265625 | 0.296875 | 0.00 | 750.00 | 0.00 | 0.00 | 0.00 | 750.00 | |||
| ZB DEC10 133 P | -24 | -24 | 3.390625 | 3.90625 | 0.00 | -12,375.00 | 0.00 | 0.00 | 0.00 | -12,375.00 | |||
| ZC DEC10 4.4 P | 24 | 24 | 0.0030 | 0.0030 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | |||
| ZC DEC10 5.7 P | -24 | -24 | 0.2470 | 0.2080 | 0.00 | 4,680.00 | 0.00 | 0.00 | 0.00 | 4,680.00 | |||
| ZS DEC10 9.8 P | 24 | 24 | 0.0010 | 0.0010 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | |||
| ZS DEC10 12.1 P | -24 | -24 | 0.2410 | 0.2300 | 0.00 | 1,320.00 | 0.00 | 0.00 | 0.00 | 1,320.00 | |||
| ZW DEC10 5.5 P | 24 | 24 | 0.0010 | 0.0010 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | |||
| ZW DEC10 6.75 P | -24 | -24 | 0.1830 | 0.1510 | 0.00 | 3,840.00 | 0.00 | 0.00 | 0.00 | 3,840.00 | |||
| Total (Options On Futures) | 104,630.00 | 285.00 | 0.00 | -52.59 | 0.00 | 104,862.41 | |||||||
| Total (All Asset Classes) | -3,385.00 | -1,815.00 | 0.00 | -67.23 | 0.00 | -5,267.23 | |||||||
| Total P/L for Statement Period | -5,267.23 | ||||||||||||
| Time Weighted Rate of Return | -0.31% | ||||||||||||
Realized & Unrealized Performance Summary in Base ( October 27, 2010 )
| Realized | Unrealized | |||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Symbol | S/T Profit | S/T Loss | L/T Profit | L/T Loss | Total | Profit | Loss | Total | Total | |||
| Futures | ||||||||||||
| 6CZ0 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | -4,587.12 | -4,587.12 | -4,587.12 | |||
| 6JZ0 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | -22,056.64 | -22,056.64 | -22,056.64 | |||
| GCZ0 | 0.00 | -44,936.08 | 0.00 | 0.00 | -44,936.08 | 0.00 | 0.00 | 0.00 | -44,936.08 | |||
| ZB DEC 10 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | -3,389.64 | -3,389.64 | -3,389.64 | |||
| Total (Futures) | 0.00 | -44,936.08 | 0.00 | 0.00 | -44,936.08 | 0.00 | -30,033.40 | -30,033.40 | -74,969.48 | |||
| Options On Futures | ||||||||||||
| CAD 05NOV10 .985 C | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 25,403.76 | 0.00 | 25,403.76 | 25,403.76 | |||
| CAD 05NOV10 1.05 C | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | -1,956.24 | -1,956.24 | -1,956.24 | |||
| CAD 05NOV10 .92 P | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | -756.24 | -756.24 | -756.24 | |||
| CAD 05NOV10 .985 P | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | -12,036.24 | -12,036.24 | -12,036.24 | |||
| EUR 05NOV10 1.39 C | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 40,758.96 | 0.00 | 40,758.96 | 40,758.96 | |||
| EUR 05NOV10 1.49 C | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | -3,041.04 | -3,041.04 | -3,041.04 | |||
| EUR 05NOV10 1.29 P | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | -2,741.04 | -2,741.04 | -2,741.04 | |||
| EUR 05NOV10 1.39 P | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 1,158.96 | 0.00 | 1,158.96 | 1,158.96 | |||
| JPY 05NOV10 .012 C | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | -28,841.04 | -28,841.04 | -28,841.04 | |||
| JPY 05NOV10 .0113 P | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | -3,041.04 | -3,041.04 | -3,041.04 | |||
| JPY 05NOV10 .012 P | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 37,158.96 | 0.00 | 37,158.96 | 37,158.96 | |||
| ZB DEC10 133 C | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 24,714.72 | 0.00 | 24,714.72 | 24,714.72 | |||
| ZB DEC10 142 C | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | -1,910.28 | -1,910.28 | -1,910.28 | |||
| ZC DEC10 5.7 C | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 120.72 | 0.00 | 120.72 | 120.72 | |||
| ZC DEC10 7 C | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | -2,519.28 | -2,519.28 | -2,519.28 | |||
| ZS DEC10 12.1 C | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | -6,509.28 | -6,509.28 | -6,509.28 | |||
| ZS DEC10 14.4 C | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | -3,149.28 | -3,149.28 | -3,149.28 | |||
| ZW DEC10 6.75 C | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | -22,319.28 | -22,319.28 | -22,319.28 | |||
| ZW DEC10 8 C | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 4,110.72 | 0.00 | 4,110.72 | 4,110.72 | |||
| ES 29OCT10 1175 C | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 3,870.96 | 0.00 | 3,870.96 | 3,870.96 | |||
| HE 16DEC10 .7 C | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 8,353.20 | 0.00 | 8,353.20 | 8,353.20 | |||
| HE 16DEC10 .84 C | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | -298.75 | -298.75 | -298.75 | |||
| HE 16DEC10 .56 P | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | -1,006.80 | -1,006.80 | -1,006.80 | |||
| HE 16DEC10 .7 P | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 193.20 | 0.00 | 193.20 | 193.20 | |||
| LE 03DEC10 1 C | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 5,228.40 | 0.00 | 5,228.40 | 5,228.40 | |||
| LE 03DEC10 1.1 C | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | -1,251.60 | -1,251.60 | -1,251.60 | |||
| LE 03DEC10 .9 P | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | -1,251.60 | -1,251.60 | -1,251.60 | |||
| LE 03DEC10 1 P | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 9,788.40 | 0.00 | 9,788.40 | 9,788.40 | |||
| CL DEC10 84 C | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 40,029.36 | 0.00 | 40,029.36 | 40,029.36 | |||
| CL DEC10 99 C | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | -3,650.64 | -3,650.64 | -3,650.64 | |||
| CL DEC10 69 P | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | -1,970.64 | -1,970.64 | -1,970.64 | |||
| CL DEC10 84 P | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | -8,450.64 | -8,450.64 | -8,450.64 | |||
| GC NOV10 1295 C | 0.00 | -50.64 | 0.00 | 0.00 | -50.64 | 0.00 | 0.00 | 0.00 | -50.64 | |||
| GC NOV10 1190 P | 0.00 | -4,370.64 | 0.00 | 0.00 | -4,370.64 | 0.00 | 0.00 | 0.00 | -4,370.64 | |||
| GC NOV10 1295 P | 0.00 | -405.64 | 0.00 | 0.00 | -405.64 | 0.00 | 0.00 | 0.00 | -405.64 | |||
| GC DEC10 1340 C | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 22,509.36 | 0.00 | 22,509.36 | 22,509.36 | |||
| GC DEC10 1470 C | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | -2,690.64 | -2,690.64 | -2,690.64 | |||
| GC DEC10 1210 P | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 669.36 | 0.00 | 669.36 | 669.36 | |||
| GC DEC10 1340 P | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | -17,090.64 | -17,090.64 | -17,090.64 | |||
| NG NOV10 5.3 C | 0.00 | -6,055.44 | 0.00 | 0.00 | -6,055.44 | 0.00 | 0.00 | 0.00 | -6,055.44 | |||
| NG DEC10 3.65 C | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | -9,650.64 | -9,650.64 | -9,650.64 | |||
| NG DEC10 4.55 C | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | -530.64 | -530.64 | -530.64 | |||
| NG DEC10 2.75 P | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | -530.64 | -530.64 | -530.64 | |||
| NG DEC10 3.65 P | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 11,709.36 | 0.00 | 11,709.36 | 11,709.36 | |||
| ZB DEC10 124 P | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 4,464.60 | 0.00 | 4,464.60 | 4,464.60 | |||
| ZB DEC10 133 P | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | -41,660.16 | -41,660.16 | -41,660.16 | |||
| ZC DEC10 4.4 P | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | -899.28 | -899.28 | -899.28 | |||
| ZC DEC10 5.7 P | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 13,380.72 | 0.00 | 13,380.72 | 13,380.72 | |||
| ZS DEC10 9.8 P | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | -989.28 | -989.28 | -989.28 | |||
| ZS DEC10 12.1 P | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 30,090.72 | 0.00 | 30,090.72 | 30,090.72 | |||
| ZW DEC10 5.5 P | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | -839.28 | -839.28 | -839.28 | |||
| ZW DEC10 6.75 P | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 14,370.72 | 0.00 | 14,370.72 | 14,370.72 | |||
| Total (Options On Futures) | 0.00 | -10,882.36 | 0.00 | 0.00 | -10,882.36 | 298,085.16 | -181,582.15 | 116,503.01 | 105,620.65 | |||
| Total (All Asset Classes) | 0.00 | -55,818.44 | 0.00 | 0.00 | -55,818.44 | 298,085.16 | -211,615.55 | 86,469.61 | 30,651.17 | |||
Cash Report ( October 27, 2010 )
| Total | Securities | Commodities | ||||
|---|---|---|---|---|---|---|
| Base Currency Summary | ||||||
| Starting Cash | 3,037,002.48 | 1,383,044.17 | 1,653,958.31 | |||
| Commissions | -67.23 | 0.00 | -67.23 | |||
| Internal Transfers | 0.00 | -15,742.55 | 15,742.55 | |||
| Cash Settling MTM | -110,115.00 | 0.00 | -110,115.00 | |||
| Net Trades (Purchase) | -10.00 | 0.00 | -10.00 | |||
| Cash FX Translation Gain/Loss | -873.25 | -873.25 | 0.00 | |||
| Ending Cash | 2,925,937.00 | 1,366,428.37 | 1,559,508.63 | |||
| Ending Settled Cash | 2,931,422.00 | 1,366,428.37 | 1,564,993.63 | |||
| CAD | ||||||
| Starting Cash | 191,923.90 | 191,923.90 | 0.00 | |||
| Ending Cash | 191,923.90 | 191,923.90 | 0.00 | |||
| Ending Settled Cash | 191,923.90 | 191,923.90 | 0.00 | |||
| USD | ||||||
| Starting Cash | 2,849,577.27 | 1,195,618.96 | 1,653,958.31 | |||
| Commissions | -67.23 | 0.00 | -67.23 | |||
| Internal Transfers | 0.00 | -15,742.55 | 15,742.55 | |||
| Cash Settling MTM | -110,115.00 | 0.00 | -110,115.00 | |||
| Net Trades (Purchase) | -10.00 | 0.00 | -10.00 | |||
| Ending Cash | 2,739,385.04 | 1,179,876.41 | 1,559,508.63 | |||
| Ending Settled Cash | 2,744,870.04 | 1,179,876.41 | 1,564,993.63 | |||
Change In Position Value ( October 27, 2010 )
| Futures | ||
| Base Currency Summary | ||
| Prior Period Value | 0.00 | |
| MTM P/L On Prior Period | -2,100.00 | |
| MTM P/L On Transactions | -108,015.00 | |
| Settled Cash | -110,115.00 | |
| End Of Period Value | 0.00 | |
| Options On Futures | ||
| Base Currency Summary | ||
| Prior Period Value | -1,042,185.00 | |
| Transactions | 10.00 | |
| MTM P/L On Prior Period | 285.00 | |
| MTM P/L On Transactions | 104,630.00 | |
| End Of Period Value | -937,260.00 | |
Long Open Positions ( October 27, 2010 )
| Expand All | Contract All | Add Scroll | Remove Scroll | |||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| Account | Symbol | Open | Quantity | Mult | Cost Price | Cost Basis | Close Price | Value | Unrealized P/L | % of NAV | Code |
| Futures | |||||||||||
| USD | |||||||||||
| - | 6JZ0 | - | 24 | 12,500,000 | 0.012317 | 3,694,956.64 | 0.012243 | 3,672,900.00 | -22,056.64 | ||
| Total in USD | 3,694,956.64 | 3,672,900.00 | -22,056.64 | ||||||||
| Total Futures in USD | 3,694,956.64 | 3,672,900.00 | -22,056.64 | ||||||||
| Options On Futures | |||||||||||
| USD | |||||||||||
| - | CAD 05NOV10 .92 P (Exp: 2010-11-05) | - | 24 | 100,000 | 0.000615 | 1,476.24 | 0.0003 | 720.00 | -756.24 | 0.41 | |
| - | CAD 05NOV10 1.05 C (Exp: 2010-11-05) | - | 24 | 100,000 | 0.000815 | 1,956.24 | 0.0000 | 0.00 | -1,956.24 | -- | |
| - | CL DEC10 69 P (Exp: 2010-11-16) | - | 24 | 1,000 | 0.19211 | 4,610.64 | 0.1100 | 2,640.00 | -1,970.64 | 1.51 | |
| - | CL DEC10 99 C (Exp: 2010-11-16) | - | 24 | 1,000 | 0.16211 | 3,890.64 | 0.0100 | 240.00 | -3,650.64 | 0.14 | |
| - | EUR 05NOV10 1.29 P (Exp: 2010-11-05) | - | 24 | 125,000 | 0.001214 | 3,641.04 | 0.0003 | 900.00 | -2,741.04 | 0.52 | |
| - | EUR 05NOV10 1.49 C (Exp: 2010-11-05) | - | 24 | 125,000 | 0.001014 | 3,041.04 | 0.0000 | 0.00 | -3,041.04 | -- | |
| - | GC DEC10 1210 P (Exp: 2010-11-23) | - | 24 | 100 | 1.9211 | 4,610.64 | 2.2000 | 5,280.00 | 669.36 | 3.03 | |
| - | GC DEC10 1470 C (Exp: 2010-11-23) | - | 24 | 100 | 2.1211 | 5,090.64 | 1.0000 | 2,400.00 | -2,690.64 | 1.38 | |
| - | HE 16DEC10 .56 P (Exp: 2010-12-16) | - | 24 | 40,000 | 0.002299 | 2,206.80 | 0.00125 | 1,200.00 | -1,006.80 | 0.69 | |
| - | HE 16DEC10 .84 C (Exp: 2010-12-16) | - | 25 | 40,000 | 0.000299 | 298.75 | 0.0000 | 0.00 | -298.75 | -- | |
| - | JPY 05NOV10 .0113 P (Exp: 2010-11-05) | - | 24 | 12,500,000 | 0.000011 | 3,341.04 | 0.000001 | 300.00 | -3,041.04 | 0.17 | |
| - | LE 03DEC10 .9 P (Exp: 2010-12-03) | - | 24 | 40,000 | 0.002304 | 2,211.60 | 0.0010 | 960.00 | -1,251.60 | 0.55 | |
| - | LE 03DEC10 1.1 C (Exp: 2010-12-03) | - | 24 | 40,000 | 0.001804 | 1,731.60 | 0.0005 | 480.00 | -1,251.60 | 0.28 | |
| - | NG DEC10 2.75 P (Exp: 2010-11-23) | - | 24 | 10,000 | 0.005211 | 1,250.64 | 0.0030 | 720.00 | -530.64 | 0.41 | |
| - | NG DEC10 4.55 C (Exp: 2010-11-23) | - | 24 | 10,000 | 0.016211 | 3,890.64 | 0.0140 | 3,360.00 | -530.64 | 1.93 | |
| - | ZB DEC10 124 P (Exp: 2010-11-26) | - | 24 | 1,000 | 0.11085 | 2,660.40 | 0.296875 | 7,125.00 | 4,464.60 | 4.08 | |
| - | ZB DEC10 142 C (Exp: 2010-11-26) | - | 24 | 1,000 | 0.09522 | 2,285.28 | 0.015625 | 375.00 | -1,910.28 | 0.21 | |
| - | ZC DEC10 4.4 P (Exp: 2010-11-26) | - | 24 | 5,000 | 0.010494 | 1,259.28 | 0.0030 | 360.00 | -899.28 | 0.21 | |
| - | ZC DEC10 7 C (Exp: 2010-11-26) | - | 24 | 5,000 | 0.047994 | 5,759.28 | 0.0270 | 3,240.00 | -2,519.28 | 1.86 | |
| - | ZS DEC10 14.4 C (Exp: 2010-11-26) | - | 24 | 5,000 | 0.059244 | 7,109.28 | 0.0330 | 3,960.00 | -3,149.28 | 2.27 | |
| - | ZS DEC10 9.8 P (Exp: 2010-11-26) | - | 24 | 5,000 | 0.009244 | 1,109.28 | 0.0010 | 120.00 | -989.28 | 0.07 | |
| - | ZW DEC10 5.5 P (Exp: 2010-11-26) | - | 24 | 5,000 | 0.007994 | 959.28 | 0.0010 | 120.00 | -839.28 | 0.07 | |
| - | ZW DEC10 8 C (Exp: 2010-11-26) | - | 24 | 5,000 | 0.041744 | 5,009.28 | 0.0760 | 9,120.00 | 4,110.72 | 5.23 | |
| Total in USD | 69,399.55 | 43,620.00 | -25,779.55 | 100.00 | |||||||
| Total Options On Futures in USD | 69,399.55 | 43,620.00 | -25,779.55 | ||||||||
Short Open Positions ( October 27, 2010 )
| Expand All | Contract All | Add Scroll | Remove Scroll | |||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| Account | Symbol | Open | Quantity | Mult | Cost Price | Cost Basis | Close Price | Value | Unrealized P/L | % of NAV | Code |
| Futures | |||||||||||
| USD | |||||||||||
| - | 6CZ0 | - | -12 | 100,000 | 0.966177 | -1,159,412.88 | 0.9700 | -1,164,000.00 | -4,587.12 | ||
| - | ZB DEC 10 | - | -12 | 1,000 | 129.59253 | -1,555,110.36 | 129.8750 | -1,558,500.00 | -3,389.64 | ||
| Total in USD | -2,714,523.24 | -2,722,500.00 | -7,976.76 | ||||||||
| Total Futures in USD | -2,714,523.24 | -2,722,500.00 | -7,976.76 | ||||||||
| Options On Futures | |||||||||||
| USD | |||||||||||
| - | CAD 05NOV10 .985 C (Exp: 2010-11-05) | - | -24 | 100,000 | 0.013285 | -31,883.76 | 0.0027 | -6,480.00 | 25,403.76 | 0.17 | |
| - | CAD 05NOV10 .985 P (Exp: 2010-11-05) | - | -24 | 100,000 | 0.012685 | -30,443.76 | 0.0177 | -42,480.00 | -12,036.24 | 1.08 | |
| - | CL DEC10 84 C (Exp: 2010-11-16) | - | -24 | 1,000 | 3.17789 | -76,269.36 | 1.5100 | -36,240.00 | 40,029.36 | 0.92 | |
| - | CL DEC10 84 P (Exp: 2010-11-16) | - | -24 | 1,000 | 3.21789 | -77,229.36 | 3.5700 | -85,680.00 | -8,450.64 | 2.18 | |
| - | ES 29OCT10 1175 C (Exp: 2010-10-29) | - | -24 | 50 | 11.7258 | -14,070.96 | 8.5000 | -10,200.00 | 3,870.96 | 0.26 | |
| - | EUR 05NOV10 1.39 C (Exp: 2010-11-05) | - | -24 | 125,000 | 0.020986 | -62,958.96 | 0.0074 | -22,200.00 | 40,758.96 | 0.57 | |
| - | EUR 05NOV10 1.39 P (Exp: 2010-11-05) | - | -24 | 125,000 | 0.022586 | -67,758.96 | 0.0222 | -66,600.00 | 1,158.96 | 1.70 | |
| - | GC DEC10 1340 C (Exp: 2010-11-23) | - | -24 | 100 | 26.7789 | -64,269.36 | 17.4000 | -41,760.00 | 22,509.36 | 1.06 | |
| - | GC DEC10 1340 P (Exp: 2010-11-23) | - | -24 | 100 | 27.6789 | -66,429.36 | 34.8000 | -83,520.00 | -17,090.64 | 2.13 | |
| - | HE 16DEC10 .7 C (Exp: 2010-12-16) | - | -24 | 40,000 | 0.023201 | -22,273.20 | 0.0145 | -13,920.00 | 8,353.20 | 0.35 | |
| - | HE 16DEC10 .7 P (Exp: 2010-12-16) | - | -24 | 40,000 | 0.036201 | -34,753.20 | 0.0360 | -34,560.00 | 193.20 | 0.88 | |
| - | JPY 05NOV10 .012 C (Exp: 2010-11-05) | - | -24 | 12,500,000 | 0.000173 | -51,858.96 | 0.000269 | -80,700.00 | -28,841.04 | 2.06 | |
| - | JPY 05NOV10 .012 P (Exp: 2010-11-05) | - | -24 | 12,500,000 | 0.00015 | -44,958.96 | 0.000026 | -7,800.00 | 37,158.96 | 0.20 | |
| - | LE 03DEC10 1 C (Exp: 2010-12-03) | - | -24 | 40,000 | 0.022446 | -21,548.40 | 0.0170 | -16,320.00 | 5,228.40 | 0.42 | |
| - | LE 03DEC10 1 P (Exp: 2010-12-03) | - | -24 | 40,000 | 0.027196 | -26,108.40 | 0.0170 | -16,320.00 | 9,788.40 | 0.42 | |
| - | NG DEC10 3.65 C (Exp: 2010-11-23) | - | -24 | 10,000 | 0.201789 | -48,429.36 | 0.2420 | -58,080.00 | -9,650.64 | 1.48 | |
| - | NG DEC10 3.65 P (Exp: 2010-11-23) | - | -24 | 10,000 | 0.177789 | -42,669.36 | 0.1290 | -30,960.00 | 11,709.36 | 0.79 | |
| - | ZB DEC10 133 C (Exp: 2010-11-26) | - | -24 | 1,000 | 1.81103 | -43,464.72 | 0.78125 | -18,750.00 | 24,714.72 | 0.48 | |
| - | ZB DEC10 133 P (Exp: 2010-11-26) | - | -24 | 1,000 | 2.17041 | -52,089.84 | 3.90625 | -93,750.00 | -41,660.16 | 2.39 | |
| - | ZC DEC10 5.7 C (Exp: 2010-11-26) | - | -24 | 5,000 | 0.282006 | -33,840.72 | 0.2810 | -33,720.00 | 120.72 | 0.86 | |
| - | ZC DEC10 5.7 P (Exp: 2010-11-26) | - | -24 | 5,000 | 0.319506 | -38,340.72 | 0.2080 | -24,960.00 | 13,380.72 | 0.64 | |
| - | ZS DEC10 12.1 C (Exp: 2010-11-26) | - | -24 | 5,000 | 0.435756 | -52,290.72 | 0.4900 | -58,800.00 | -6,509.28 | 1.50 | |
| - | ZS DEC10 12.1 P (Exp: 2010-11-26) | - | -24 | 5,000 | 0.480756 | -57,690.72 | 0.2300 | -27,600.00 | 30,090.72 | 0.70 | |
| - | ZW DEC10 6.75 C (Exp: 2010-11-26) | - | -24 | 5,000 | 0.242006 | -29,040.72 | 0.4280 | -51,360.00 | -22,319.28 | 1.31 | |
| - | ZW DEC10 6.75 P (Exp: 2010-11-26) | - | -24 | 5,000 | 0.270756 | -32,490.72 | 0.1510 | -18,120.00 | 14,370.72 | 0.46 | |
| Total in USD | -1,123,162.56 | -980,880.00 | 142,282.56 | 100.00 | |||||||
| Total Options On Futures in USD | -1,123,162.56 | -980,880.00 | 142,282.56 | ||||||||
Trades ( October 27, 2010 )
| Expand All | Contract All | Add Scroll | Remove Scroll | ||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Account | Symbol | Date/Time | Exchange | Quantity | T. Price | C. Price | T. Amount | Comm/Tax | Basis | Realized P/L | MTM P/L | Code |
| Futures | ||||||||||||
| USD | ||||||||||||
| UXXXXXX | GCZ0 | 2010-10-26, 17:15:00 | - | -4 | 1,295.0000 | 1,322.6000 | -518,000.00 | 0.00 | -535,280.91 | -7,489.35 | -17,440.00 | A;C |
| UXXXXXX | GCZ0 | 2010-10-26, 17:15:00 | - | -12 | 1,295.0000 | 1,322.6000 | -1,554,000.00 | 0.00 | -1,605,842.72 | -22,468.04 | -52,320.00 | A;C |
| UXXXXXX | GCZ0 | 2010-10-26, 17:15:00 | - | -6 | 1,295.0000 | 1,322.6000 | -777,000.00 | 0.00 | -802,921.36 | -11,234.02 | -26,160.00 | A;C |
| UXXXXXX | GCZ0 | 2010-10-26, 17:15:00 | - | -2 | 1,295.0000 | 1,322.6000 | -259,000.00 | 0.00 | -267,640.45 | -3,744.67 | -8,720.00 | A;C |
| Total GCZ0 | -24 | -3,108,000.00 | 0.00 | -3,211,685.44 | -44,936.08 | -104,640.00 | ||||||
| UXXXXXX | ZB DEC 10 | 2010-10-27, 16:45:14 | - | -1 | 129.59375 | 129.8750 | -129,593.75 | -1.22 | -129,592.53 | 0.00 | -281.25 | O |
| UXXXXXX | ZB DEC 10 | 2010-10-27, 16:45:14 | - | -6 | 129.59375 | 129.8750 | -777,562.50 | -7.32 | -777,555.18 | 0.00 | -1,687.50 | O |
| UXXXXXX | ZB DEC 10 | 2010-10-27, 16:45:14 | - | -2 | 129.59375 | 129.8750 | -259,187.50 | -2.44 | -259,185.06 | 0.00 | -562.50 | O |
| UXXXXXX | ZB DEC 10 | 2010-10-27, 16:45:14 | - | -3 | 129.59375 | 129.8750 | -388,781.25 | -3.66 | -388,777.59 | 0.00 | -843.75 | O |
| Total ZB DEC 10 | -12 | -1,555,125.00 | -14.64 | -1,555,110.36 | 0.00 | -3,375.00 | ||||||
| Total in USD | -4,663,125.00 | -14.64 | -4,766,795.80 | -44,936.08 | -108,015.00 | |||||||
| Account | Symbol | Date/Time | Exchange | Quantity | T. Price | C. Price | T. Amount | Comm/Tax | Basis | Realized P/L | MTM P/L | Code |
| Options On Futures | ||||||||||||
| USD | ||||||||||||
| UXXXXXX | HE 16DEC10 .84 C | 2010-10-27, 11:37:48 | - | 1 | 0.00025 | 0.0000 | 10.00 | -1.95 | 11.95 | 0.00 | -10.00 | O |
| Total HEZ0 C0840 | 1 | 10.00 | -1.95 | 11.95 | 0.00 | -10.00 | ||||||
| UXXXXXX | GC NOV10 1295 C | 2010-10-26, 17:15:00 | - | 4 | 0.0000 | 43.6000 | 0.00 | -8.44 | 9,791.56 | -8.44 | 17,440.00 | A;C |
| UXXXXXX | GC NOV10 1295 C | 2010-10-26, 17:15:00 | - | 12 | 0.0000 | 43.6000 | 0.00 | -25.32 | 29,374.68 | -25.32 | 52,320.00 | A;C |
| UXXXXXX | GC NOV10 1295 C | 2010-10-26, 17:15:00 | - | 6 | 0.0000 | 43.6000 | 0.00 | -12.66 | 14,687.34 | -12.66 | 26,160.00 | A;C |
| UXXXXXX | GC NOV10 1295 C | 2010-10-26, 17:15:00 | - | 2 | 0.0000 | 43.6000 | 0.00 | -4.22 | 4,895.78 | -4.22 | 8,720.00 | A;C |
| Total OGX0 C1295 | 24 | 0.00 | -50.64 | 58,749.36 | -50.64 | 104,640.00 | ||||||
| UXXXXXX | GC NOV10 1190 P | 2010-10-26, 17:15:00 | - | -12 | 0.0000 | 0.0000 | 0.00 | 0.00 | -2,185.32 | -2,185.32 | 0.00 | Ep;C |
| UXXXXXX | GC NOV10 1190 P | 2010-10-26, 17:15:00 | - | -2 | 0.0000 | 0.0000 | 0.00 | 0.00 | -364.22 | -364.22 | 0.00 | Ep;C |
| UXXXXXX | GC NOV10 1190 P | 2010-10-26, 17:15:00 | - | -4 | 0.0000 | 0.0000 | 0.00 | 0.00 | -728.44 | -728.44 | 0.00 | Ep;C |
| UXXXXXX | GC NOV10 1190 P | 2010-10-26, 17:15:00 | - | -6 | 0.0000 | 0.0000 | 0.00 | 0.00 | -1,092.66 | -1,092.66 | 0.00 | Ep;C |
| Total OGX0 P1190 | -24 | 0.00 | 0.00 | -4,370.64 | -4,370.64 | 0.00 | ||||||
| UXXXXXX | GC NOV10 1295 P | 2010-10-26, 17:15:00 | - | -4 | 0.0000 | 0.0000 | 0.00 | 0.00 | -67.61 | -67.61 | 0.00 | Ep;C |
| UXXXXXX | GC NOV10 1295 P | 2010-10-26, 17:15:00 | - | -2 | 0.0000 | 0.0000 | 0.00 | 0.00 | -33.80 | -33.80 | 0.00 | Ep;C |
| UXXXXXX | GC NOV10 1295 P | 2010-10-26, 17:15:00 | - | -12 | 0.0000 | 0.0000 | 0.00 | 0.00 | -202.82 | -202.82 | 0.00 | Ep;C |
| UXXXXXX | GC NOV10 1295 P | 2010-10-26, 17:15:00 | - | -6 | 0.0000 | 0.0000 | 0.00 | 0.00 | -101.41 | -101.41 | 0.00 | Ep;C |
| Total OGX0 P1295 | -24 | 0.00 | 0.00 | -405.64 | -405.64 | 0.00 | ||||||
| UXXXXXX | NG NOV10 5.3 C | 2010-10-26, 17:15:00 | - | -6 | 0.0000 | 0.0000 | 0.00 | 0.00 | -1,513.86 | -1,513.86 | 0.00 | Ep;C |
| UXXXXXX | NG NOV10 5.3 C | 2010-10-26, 17:15:00 | - | -4 | 0.0000 | 0.0000 | 0.00 | 0.00 | -1,009.24 | -1,009.24 | 0.00 | Ep;C |
| UXXXXXX | NG NOV10 5.3 C | 2010-10-26, 17:15:00 | - | -2 | 0.0000 | 0.0000 | 0.00 | 0.00 | -504.62 | -504.62 | 0.00 | Ep;C |
| UXXXXXX | NG NOV10 5.3 C | 2010-10-26, 17:15:00 | - | -12 | 0.0000 | 0.0000 | 0.00 | 0.00 | -3,027.72 | -3,027.72 | 0.00 | Ep;C |
| Total ONX0 C5300 | -24 | 0.00 | 0.00 | -6,055.44 | -6,055.44 | 0.00 | ||||||
| Total in USD | 10.00 | -52.59 | 47,929.59 | -10,882.36 | 104,630.00 | |||||||
Client Fees ( October 27, 2010 )
| Expand All | Contract All | Add Scroll | Remove Scroll | ||||||
|---|---|---|---|---|---|---|
| Account | Date/Time | Description | Revenue | Expense | Net | Net In Base |
| USD | ||||||
| FXXXXXX | - | - | 0.00 | -14.64 | -14.64 | -14.64 |
| UXXXXXX | - | - | 10.88 | -8.44 | 2.44 | 2.44 |
| UXXXXXX | - | - | 32.64 | -25.32 | 7.32 | 7.32 |
| UXXXXXX | - | - | 18.27 | -14.61 | 3.66 | 3.66 |
| UXXXXXX | - | - | 5.44 | -4.22 | 1.22 | 1.22 |
| Total in USD | 67.23 | -67.23 | 0.00 | - | ||
Interest Accruals ( October 27, 2010 )
| Base Currency Summary | ||
| Starting Accrual Balance | -15.40 | |
| Interest Accrued | -0.17 | |
| Accrual Reversal | 0.00 | |
| Ending Accrual Balance | -15.57 | |
| CAD | ||
| Starting Accrual Balance | 74.99 | |
| Interest Accrued | 2.26 | |
| Accrual Reversal | 0.00 | |
| Ending Accrual Balance | 77.25 | |
| Ending Accrual Balance in USD | 75.09 | |
| USD | ||
| Starting Accrual Balance | -88.63 | |
| Interest Accrued | -2.03 | |
| Accrual Reversal | 0.00 | |
| Ending Accrual Balance | -90.66 | |
Security Information
| Symbol | Description | Security ID | Multiplier | Expiry | Type | Strike | Issue Date | Maturity |
|---|---|---|---|---|---|---|---|---|
| Futures | ||||||||
| 6CZ0 | CAD 14DEC10 | - | 100,000 | 2010-12-14 | - | - | - | - |
| 6JZ0 | JPY 13DEC10 | - | 12,500,000 | 2010-12-13 | - | - | - | - |
| ZB DEC 10 | ZB 21DEC10 | - | 1,000 | 2010-12-21 | - | - | - | - |
| Symbol | Description | Security ID | Multiplier | Expiry | Type | Strike | Issue Date | Maturity |
| Options On Futures | ||||||||
| 6CX0 C0985 | CAD 05NOV10 .985 C | - | 100,000 | 2010-11-05 | C | 0.985 | - | - |
| 6CX0 C1050 | CAD 05NOV10 1.05 C | - | 100,000 | 2010-11-05 | C | 1.05 | - | - |
| 6CX0 P0920 | CAD 05NOV10 .92 P | - | 100,000 | 2010-11-05 | P | 0.92 | - | - |
| 6CX0 P0985 | CAD 05NOV10 .985 P | - | 100,000 | 2010-11-05 | P | 0.985 | - | - |
| 6EX0 C1390 | EUR 05NOV10 1.39 C | - | 125,000 | 2010-11-05 | C | 1.39 | - | - |
| 6EX0 C1490 | EUR 05NOV10 1.49 C | - | 125,000 | 2010-11-05 | C | 1.49 | - | - |
| 6EX0 P1290 | EUR 05NOV10 1.29 P | - | 125,000 | 2010-11-05 | P | 1.29 | - | - |
| 6EX0 P1390 | EUR 05NOV10 1.39 P | - | 125,000 | 2010-11-05 | P | 1.39 | - | - |
| 6JX0 C1200 | JPY 05NOV10 .012 C | - | 12,500,000 | 2010-11-05 | C | 0.012 | - | - |
| 6JX0 P1130 | JPY 05NOV10 .0113 P | - | 12,500,000 | 2010-11-05 | P | 0.0113 | - | - |
| 6JX0 P1200 | JPY 05NOV10 .012 P | - | 12,500,000 | 2010-11-05 | P | 0.012 | - | - |
| C OZB DEC 10 13300 | ZB DEC10 133 C | - | 1,000 | 2010-11-26 | C | 133 | - | - |
| C OZB DEC 10 14200 | ZB DEC10 142 C | - | 1,000 | 2010-11-26 | C | 142 | - | - |
| C OZC DEC 10 5700 | ZC DEC10 5.7 C | - | 5,000 | 2010-11-26 | C | 5.7 | - | - |
| C OZC DEC 10 7000 | ZC DEC10 7 C | - | 5,000 | 2010-11-26 | C | 7 | - | - |
| C OZS DEC 10 12100 | ZS DEC10 12.1 C | - | 5,000 | 2010-11-26 | C | 12.1 | - | - |
| C OZS DEC 10 14400 | ZS DEC10 14.4 C | - | 5,000 | 2010-11-26 | C | 14.4 | - | - |
| C OZW DEC 10 6750 | ZW DEC10 6.75 C | - | 5,000 | 2010-11-26 | C | 6.75 | - | - |
| C OZW DEC 10 8000 | ZW DEC10 8 C | - | 5,000 | 2010-11-26 | C | 8 | - | - |
| EWV0 C1175 | ES 29OCT10 1175 C | - | 50 | 2010-10-29 | C | 1175 | - | - |
| HEZ0 C0700 | HE 16DEC10 .7 C | - | 40,000 | 2010-12-16 | C | 0.7 | - | - |
| HEZ0 C0840 | HE 16DEC10 .84 C | - | 40,000 | 2010-12-16 | C | 0.84 | - | - |
| HEZ0 P0560 | HE 16DEC10 .56 P | - | 40,000 | 2010-12-16 | P | 0.56 | - | - |
| HEZ0 P0700 | HE 16DEC10 .7 P | - | 40,000 | 2010-12-16 | P | 0.7 | - | - |
| LEZ0 C1000 | LE 03DEC10 1 C | - | 40,000 | 2010-12-03 | C | 1 | - | - |
| LEZ0 C1100 | LE 03DEC10 1.1 C | - | 40,000 | 2010-12-03 | C | 1.1 | - | - |
| LEZ0 P0900 | LE 03DEC10 .9 P | - | 40,000 | 2010-12-03 | P | 0.9 | - | - |
| LEZ0 P1000 | LE 03DEC10 1 P | - | 40,000 | 2010-12-03 | P | 1 | - | - |
| LOZ0 C8400 | CL DEC10 84 C | - | 1,000 | 2010-11-16 | C | 84 | - | - |
| LOZ0 C9900 | CL DEC10 99 C | - | 1,000 | 2010-11-16 | C | 99 | - | - |
| LOZ0 P6900 | CL DEC10 69 P | - | 1,000 | 2010-11-16 | P | 69 | - | - |
| LOZ0 P8400 | CL DEC10 84 P | - | 1,000 | 2010-11-16 | P | 84 | - | - |
| OGX0 C1295 | GC NOV10 1295 C | - | 100 | 2010-10-26 | C | 1295 | - | - |
| OGX0 P1190 | GC NOV10 1190 P | - | 100 | 2010-10-26 | P | 1190 | - | - |
| OGX0 P1295 | GC NOV10 1295 P | - | 100 | 2010-10-26 | P | 1295 | - | - |
| OGZ0 C1340 | GC DEC10 1340 C | - | 100 | 2010-11-23 | C | 1340 | - | - |
| OGZ0 C1470 | GC DEC10 1470 C | - | 100 | 2010-11-23 | C | 1470 | - | - |
| OGZ0 P1210 | GC DEC10 1210 P | - | 100 | 2010-11-23 | P | 1210 | - | - |
| OGZ0 P1340 | GC DEC10 1340 P | - | 100 | 2010-11-23 | P | 1340 | - | - |
| ONX0 C5300 | NG NOV10 5.3 C | - | 10,000 | 2010-10-26 | C | 5.3 | - | - |
| ONZ0 C3650 | NG DEC10 3.65 C | - | 10,000 | 2010-11-23 | C | 3.65 | - | - |
| ONZ0 C4550 | NG DEC10 4.55 C | - | 10,000 | 2010-11-23 | C | 4.55 | - | - |
| ONZ0 P2750 | NG DEC10 2.75 P | - | 10,000 | 2010-11-23 | P | 2.75 | - | - |
| ONZ0 P3650 | NG DEC10 3.65 P | - | 10,000 | 2010-11-23 | P | 3.65 | - | - |
| P OZB DEC 10 12400 | ZB DEC10 124 P | - | 1,000 | 2010-11-26 | P | 124 | - | - |
| P OZB DEC 10 13300 | ZB DEC10 133 P | - | 1,000 | 2010-11-26 | P | 133 | - | - |
| P OZC DEC 10 4400 | ZC DEC10 4.4 P | - | 5,000 | 2010-11-26 | P | 4.4 | - | - |
| P OZC DEC 10 5700 | ZC DEC10 5.7 P | - | 5,000 | 2010-11-26 | P | 5.7 | - | - |
| P OZS DEC 10 9800 | ZS DEC10 9.8 P | - | 5,000 | 2010-11-26 | P | 9.8 | - | - |
| P OZS DEC 10 12100 | ZS DEC10 12.1 P | - | 5,000 | 2010-11-26 | P | 12.1 | - | - |
| P OZW DEC 10 5500 | ZW DEC10 5.5 P | - | 5,000 | 2010-11-26 | P | 5.5 | - | - |
| P OZW DEC 10 6750 | ZW DEC10 6.75 P | - | 5,000 | 2010-11-26 | P | 6.75 | - | - |
Base Currency Exchange Rate ( October 27, 2010 )
| AUD | 0.971330 | |
| BRL | 0.580860 | |
| CAD | 0.972010 | |
| CHF | 1.009300 | |
| DKK | 0.184580 | |
| EUR | 1.376700 | |
| GBP | 1.576600 | |
| HKD | 0.128910 | |
| ILS | 0.274090 | |
| INR | 0.022444 | |
| JPY | 0.012239 | |
| KRW | 0.000884 | |
| MXN | 0.080316 | |
| NOK | 0.169350 | |
| NZD | 0.743480 | |
| SEK | 0.147580 | |
| SGD | 0.767120 |
Codes
| Code | Meaning |
|---|---|
| A | Assignment |
| Adj | Adjustment |
| Aw | Away Trade |
| B | Automatic Buy-in |
| Bo | Direct Borrow |
| C | Closing Trade |
| CD | Cash Delivery |
| Ca | Cancelled |
| Cc | Cancelled Corporate Action |
| Co | Corrected Trade |
| E | External Transfer |
| Ep | Resulted from an Expired Position |
| Ex | Exercise |
| G | Trade in Guaranteed Account Segment |
| I | Internal Transfer |
| L | Ordered by IB (Margin Violation) |
| LD | Adjusted by Loss Disallowed from Wash Sale |
| LI | Last In, First Out (LIFO) tax basis election |
| Lo | Direct Loan |
| Lt | Long Term P/L |
| M | Entered manually by IB |
| ML | Maximize Losses tax basis election |
| N | Late Trade. Profit or Loss will be recognized on next day's statement |
| O | Opening Trade |
| P | Partial Execution |
| PI | Price Improvement |
| Plc | P/L affected by Corporate Action |
| Plt | P/L affected by Transfer |
| Po | Interest or Dividend Accrual Posting |
| R | Dividend Reinvestment |
| Re | Interest or Dividend Accrual Reversal |
| St | Short Term P/L |
| T | Transfer |
Notes/Legal Notes
Notes |
|
| 1. | Stock transactions settle on the trade date plus three days and securities options settle on the trade date plus one day. Ending settled cash reflects the cash which has actually settled. |
| 2. | Initial and maintenance margin requirements are available within the Account Window of the Trader Workstation. |
| 3. | Interactive Brokers LLC receives compensation from fund companies in connection with the purchase and holding of mutual fund shares by customers of Interactive Brokers LLC. Such compensation includes, but is not limited to, Rule 12b-1 fees which are paid out of the funds assets. The source and amount of any remuneration received by Interactive Brokers LLC in connection with a transaction will be furnished upon written request of the customer. |
| 4. | Quantities preceded by a "-" sign indicate sell transactions. Other transactions are purchases. The settlement date for stock transactions is trade date + 3 business days, except for transactions on XETRA, which settle on trade date + 2 business days. Option transactions settle on trade date + 1 business day. |
| 5. | In case of partial executions, commissions are charged on the total quantity executed on the original order. The commission is displayed on the first partial execution only. |
| 6. | Each closed lot indicated above with a reference to note (6) was chosen at the time of order execution to be sold versus the specific opening purchase identified in that row. |
| 7. | Trade execution times are displayed in Eastern Time. |
| 8. | Applicable commodity Regulatory Fees for your transactions is available on the IB website at https://www.interactivebrokers.com/en/accounts/fees/exchangeAndRegulatoryFees.php. |
| 9. | Borrow Fee Rate represents the cost to borrow stock expressed in percent per annum. It is applied to the cash collateral amount on the stock borrow contract and is separate from any interest earned on credit cash balances. Similarly, Loan Fee Rate represents the benefit to lend stock. A positive rate indicates a cost to the borrower/benefit to the lender and a negative rate indicates a benefit to the borrower/cost to the lender. In general, the fee rates for hard-to-borrow stocks are higher than for normal availability stocks. |
Fixed Income Notes |
|
| 1. | Call features for bonds or preferred stocks may affect the yield. For zero coupon, compound interest and multiplier securities, there are no periodic payments and securities may be callable below maturity value without notice to holder unless registered. For asset-backed securities, the actual yield may vary depending on the speed at which the underlying note is pre-paid. For additional information regarding bond yield, please contact the IB Help Desk at: help@interactivebrokers.com. If this debt security is unrated by a nationally recognized statistical rating organization, it may pose a high risk of default. You should consult a financial advisor to determine whether unrated bonds are appropriate for your portfolio in light of your goals and your financial circumstances. |
| 2. | All trades done through the Muni Bond Desk will be charged a fixed ticket chage, regardless of the size of the trade. |
Legal Notes |
|
| 1. | Please promptly report any inaccuracy or discrepancy in this statement, or in your account. Contact the IB Customer Service Department in writing using the form available on the IB website. You may also contact IB by phone, but if you report an error by phone, you should re-confirm such oral communication in writing in order to protect your rights, including rights under the Securities Investor Protection Act (SIPA). Interactive Brokers LLC, www.interactivebrokers.com, 877-442-2757 (U.S.) Interactive Brokers (UK) (Ltd), www.interactivebrokers.co.uk, 00800-42-276537 (Intl) Interactive Brokers Canada Inc., www.interactivebrokers.ca, 877-745-4222 (Can.) |
| 2. | Unless otherwise noted, Interactive Brokers acted as agent in the execution of the above transactions. For those exchanges where IB is not self-clearing, IB may use one of the following clearing agents: Interactive Brokers (U.K.) Limited, Timber Hill Canada Company, Timber Hill Europe AG, Timber Hill LLC, Timber Hill Securities Hong Kong Limited, BBVA Bancomer, S.A., BNP Paribas Commodity Futures, Inc., BNP Securities Services, Milan Branch, Citibank International plc, Euroclear Bank S.A./N.V., Fortis Clearing Singapore Pte. Ltd., Fortis Clearing Sydney Pty Limited, Newedge Group S.A., Shinhan Securities Co., Ltd., Skandinaviska Enskilda Banken AB, Société Générale Zurich branch. |
| 3. | IB acts as agent or riskless principal in foreign currency exchange transactions. Such transactions are executed against an IB affiliate or a third party, which acts as principal in such transactions and may have a long or short position and may have profited or lost in connection with the transaction. Foreign currency exchange transactions executed by Customer through IB are not regulated or overseen by the SEC or the CFTC. |
| 4. | Trades marked with the exchange indicator of TMBR were effected by IB as agent through a market making affiliate, which acted as principal in the transaction and may have a long or short position in the security and may have profited or lost in connection with the transaction. |
| 5. | All VWAP trades are effected pursuant to an average price formula based on a reference price provided by a third-party data provider. Additional information and reference prices are available upon request. IB, as agent, effects VWAP transactions through a market making affiliate, which acts as principal in such transactions and may have a long or short position in the security and may have profited or lost in connection with the transaction. |
| 6. | IB accepts liquidity rebates from Alternative Trading Systems and exchanges for certain orders. IB receives payment for some option orders pursuant to exchange-mandated marketing fee programs or other arrangements. IB does not generally accept payment for order flow for security futures orders. To the extent permissible under exchange rules, IB may direct customer stock, option, futures, or security futures orders to its market making affiliate Timber Hill LLC, or to another affiliate, for execution. In such cases IB's affiliate may act as principal in the resulting transaction and may earn a profit or incur a loss in connection with the transaction. The source and nature of any compensation received by IB in connection with any transaction is available upon written request of the customer. For further information, check the IB website or email help@interactivebrokers.com. |
| 7. | For security futures trades, if not already indicated on this statement, information about the time of any transaction, the identity of the counterparty to the transaction, and whether IB is acting as agent or principal, as agent for the counterparty, as agent for both parties to the contract, or as principal, and if acting as principal, whether the transaction was a block transaction or an exchange for physicals transaction, will be available upon written request of the customer. |
| 8. | Customer is requested to promptly advise Interactive Brokers of any material change in Customer's investment objectives or financial situation. |
| 9. | A financial statement of Interactive Brokers LLC is available for your personal inspection at www.interactivebrokers.com or at its offices, or a copy of it will be mailed upon your written request. |
SIPC Member |
|