| Activity Statement |
| Activity Statement for August 01, 2011 - August 31, 2011 | Expand All | Contract All | Print | 
|
INTERACTIVE BROKERS LLC, Two Pickwick Plaza, Greenwich, CT 06830
Account Information
| Name | Customer Name | |
| Account | UXXXXXX | |
| Account Type | Institution Master | |
| Customer Type | Corporate | |
| Account Capabilities | Portfolio Margin | |
| Trading Permissions | Stocks,Options,Warrants,Bonds,Forex | |
| Base Currency | USD |
Net Asset Value (NAV) In Base Currency
| Current Period | Prior Period | ||||
|---|---|---|---|---|---|
| Total | Long | Short | Total | % Change | |
| Cash | 84,188.95 | 84,188.95 | 0.00 | -52,199.08 | 261.28% |
| Stock | 387,037.26 | 1,352,228.66 | -965,191.40 | 561,977.71 | -31.13% |
| Options | 309,791.51 | 309,791.51 | 0.00 | 325,422.46 | -4.80% |
| Interest Accruals | -1,100.76 | 0.00 | -1,100.76 | -1,008.63 | -9.13% |
| Dividend Accruals | -1,273.99 | 0.00 | -1,273.99 | 0.00 | -- |
| Total | 778,642.96 | 1,746,209.11 | -967,566.15 | 834,192.46 | -6.66% |
Net Asset Value (NAV) Time Series
Net Asset Value (NAV) Distribution
- 1.7M
- 0
- -967.6K
- Aug 1
- Aug 31
- Cash
- Stock
- Options
- Accruals
Mark-to-Market Performance Summary in Base
| Mark-to-Market P/L | |||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Symbol | Prior Quantity | Quantity | Prior Price | Price | Transaction | Prior Open | Corp Action | Commissions | Dividends | Total | |||
| Stocks | |||||||||||||
| AMZN | 1,650 | 1,650 | 222.5200 | 215.2300 | 0.00 | -12,028.50 | 0.00 | 0.00 | 0.00 | -12,028.50 | |||
| BAC | -4,000 | -8,800 | 9.7100 | 8.1700 | 142.04 | -54.00 | 0.00 | -24.00 | 0.00 | 64.04 | |||
| BBY | -4,300 | -5,600 | 27.6000 | 25.5900 | 77.75 | 6,680.00 | 0.00 | -6.50 | 0.00 | 6,751.25 | |||
| CMG | 1,900 | 1,900 | 324.5800 | 313.3700 | 0.00 | -21,299.00 | 0.00 | 0.00 | 0.00 | -21,299.00 | |||
| GLW | 6,400 | 8,400 | 15.9100 | 15.0300 | -259.37 | -1,972.00 | 0.00 | -10.00 | 0.00 | -2,241.37 | |||
| GME | 0 | -3,200 | -- | 23.9300 | -800.98 | -1,856.00 | 0.00 | -16.00 | 0.00 | -2,672.98 | |||
| GRMN | 1,100 | 0 | 32.6300 | -- | -28.74 | -2,321.00 | 0.00 | -5.50 | 0.00 | -2,355.24 | |||
| GUY | 6,000 | 6,000 | 8.0000 | 9.4400 | 0.00 | 8,832.22 | 0.00 | 0.00 | 0.00 | 8,832.22 | |||
| GUYFF | 5,900 | 5,900 | 8.2965 | 9.6887 | 0.00 | 8,213.98 | 0.00 | 0.00 | 0.00 | 8,213.98 | |||
| KGI | 3,200 | 3,200 | 16.4100 | 19.9900 | 0.00 | 11,529.85 | 0.00 | 0.00 | 0.00 | 11,529.85 | |||
| NOK | -50,130 | -43,130 | 5.8000 | 6.4400 | 0.00 | -29,423.20 | 0.00 | -35.00 | 0.00 | -29,458.20 | |||
| PFCB | -2,330 | -2,330 | 32.9300 | 30.1400 | 0.00 | 6,500.70 | 0.00 | 0.00 | -582.50 | 5,918.20 | |||
| PFE | -7,400 | -8,600 | 19.2490 | 18.9800 | 84.12 | -325.40 | 0.00 | -6.00 | 0.00 | -247.28 | |||
| SBUX | -2,900 | -4,200 | 40.0900 | 38.6200 | 338.03 | -755.00 | 0.00 | -6.50 | -377.00 | -800.47 | |||
| TEVA | 1,500 | 2,300 | 46.6400 | 41.3600 | -95.99 | -5,432.00 | 0.00 | -4.00 | 294.46 | -5,237.53 | |||
| P/L on FX Translation (Stocks) | -2,405.09 | ||||||||||||
| Total (Stocks) | -543.14 | -33,709.36 | 0.00 | -113.50 | -665.04 | -37,436.13 | |||||||
| Equity and Index Options | |||||||||||||
| GRMN 21JAN12 50.0 P | 38 | 38 | 17.948581 | 16.854607 | 0.00 | -4,157.10 | 0.00 | 0.00 | 0.00 | -4,157.10 | |||
| GRMN 21JAN12 55.0 P | 61 | 61 | 22.612762 | 21.612706 | 0.00 | -6,100.34 | 0.00 | 0.00 | 0.00 | -6,100.34 | |||
| NOK 21JAN12 20.0 P | 84 | 84 | 14.2000 | 13.560297 | 0.00 | -5,373.51 | 0.00 | 0.00 | 0.00 | -5,373.51 | |||
| Total (Equity and Index Options) | 0.00 | -15,630.95 | 0.00 | 0.00 | 0.00 | -15,630.95 | |||||||
| Total (All Asset Classes) | -543.14 | -49,340.31 | 0.00 | -113.50 | -665.04 | -53,067.08 | |||||||
| Broker Interest Paid and Received | -1,115.13 | ||||||||||||
| Other Fees | -2.00 | ||||||||||||
| Total P/L for Statement Period | -54,184.21 | ||||||||||||
| Time Weighted Rate of Return | -6.66% | ||||||||||||
Realized & Unrealized Performance Summary in Base
| Realized | Unrealized | |||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Symbol | S/T Profit | S/T Loss | L/T Profit | L/T Loss | Total | S/T Profit | S/T Loss | L/T Profit | L/T Loss | Total | Total | |||
| Stocks | ||||||||||||||
| AMZN | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 21,975.45 | 0.00 | 81,328.62 | 0.00 | 103,304.07 | 103,304.07 | |||
| BAC | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 9,500.10 | -6,095.96 | 0.00 | 0.00 | 3,404.14 | 3,404.14 | |||
| BBY | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 21,278.72 | -1,891.75 | 0.00 | 0.00 | 19,386.97 | 19,386.97 | |||
| CMG | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 10,927.00 | 0.00 | 357,459.17 | 0.00 | 368,386.17 | 368,386.17 | |||
| GLW | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 3,390.63 | -20,595.69 | 0.00 | 0.00 | -17,205.06 | -17,205.06 | |||
| GME | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | -2,672.98 | 0.00 | 0.00 | -2,672.98 | -2,672.98 | |||
| GRMN | 0.00 | -866.92 | 0.00 | 0.00 | -866.92 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | -866.92 | |||
| GUY | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 638.19 | -1,291.69 | 7,164.04 | 0.00 | 6,510.53 | 6,510.53 | |||
| GUYFF | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 19,923.37 | 0.00 | 19,923.37 | 19,923.37 | |||
| KGI | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 16,748.08 | 0.00 | 0.00 | 0.00 | 16,748.08 | 16,748.08 | |||
| NOK | 0.00 | -2,439.98 | 0.00 | 0.00 | -2,439.98 | 70,227.46 | -1,360.74 | 29,688.88 | 0.00 | 98,555.60 | 96,115.62 | |||
| PFCB | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 34,336.16 | 0.00 | 5,744.07 | 0.00 | 40,080.23 | 40,080.23 | |||
| PFE | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 1,644.57 | -5,457.19 | 0.00 | 0.00 | -3,812.62 | -3,812.62 | |||
| SBUX | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | -13,600.74 | 0.00 | 0.00 | -13,600.74 | -13,600.74 | |||
| TEVA | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 2,388.01 | -16,071.98 | 0.00 | 0.00 | -13,683.97 | -13,683.97 | |||
| Total (Stocks) | 0.00 | -3,306.90 | 0.00 | 0.00 | -3,306.90 | 193,054.37 | -69,038.72 | 501,308.15 | 0.00 | 625,323.80 | 622,016.89 | |||
| Equity and Index Options | ||||||||||||||
| GRMN 21JAN12 50.0 P | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | -4,879.46 | 0.00 | -4,057.60 | -8,937.06 | -8,937.06 | |||
| GRMN 21JAN12 55.0 P | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | -17,168.16 | 0.00 | -9,677.42 | -26,845.58 | -26,845.58 | |||
| NOK 21JAN12 20.0 P | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 24,098.89 | 0.00 | 6,233.48 | 0.00 | 30,332.38 | 30,332.38 | |||
| Total (Equity and Index Options) | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 24,098.89 | -22,047.62 | 6,233.48 | -13,735.02 | -5,450.26 | -5,450.26 | |||
| Total (All Asset Classes) | 0.00 | -3,306.90 | 0.00 | 0.00 | -3,306.90 | 217,153.26 | -91,086.34 | 507,541.63 | -13,735.02 | 619,873.54 | 616,566.63 | |||
Cash Report
| Total | Securities | Futures | ||||
|---|---|---|---|---|---|---|
| Base Currency Summary | ||||||
| Starting Cash | -52,199.08 | -52,199.08 | 0.00 | |||
| Commissions | -113.50 | -113.50 | 0.00 | |||
| Dividends | 112.67 | 112.67 | 0.00 | |||
| Broker Interest Paid and Received | -1,115.13 | -1,115.13 | 0.00 | |||
| Net Trades (Sales) | 238,058.22 | 238,058.22 | 0.00 | |||
| Net Trades (Purchase) | -99,775.36 | -99,775.36 | 0.00 | |||
| Other Fees | -2.00 | -2.00 | 0.00 | |||
| Payment In Lieu of Dividends | -725.75 | -725.75 | 0.00 | |||
| Withholding Tax | -51.96 | -51.96 | 0.00 | |||
| Cash FX Translation Gain/Loss | 0.84 | 0.84 | 0.00 | |||
| Ending Cash | 84,188.95 | 84,188.95 | 0.00 | |||
| Ending Settled Cash | 84,188.95 | 84,188.95 | 0.00 | |||
| CAD | ||||||
| Starting Cash | -32.89 | -32.89 | 0.00 | |||
| Ending Cash | -32.89 | -32.89 | 0.00 | |||
| Ending Settled Cash | -32.89 | -32.89 | 0.00 | |||
| USD | ||||||
| Starting Cash | -52,164.66 | -52,164.66 | 0.00 | |||
| Commissions | -113.50 | -113.50 | 0.00 | |||
| Dividends | 112.67 | 112.67 | 0.00 | |||
| Broker Interest Paid and Received | -1,115.13 | -1,115.13 | 0.00 | |||
| Net Trades (Sales) | 238,058.22 | 238,058.22 | 0.00 | |||
| Net Trades (Purchase) | -99,775.36 | -99,775.36 | 0.00 | |||
| Other Fees | -2.00 | -2.00 | 0.00 | |||
| Payment In Lieu of Dividends | -725.75 | -725.75 | 0.00 | |||
| Withholding Tax | -51.96 | -51.96 | 0.00 | |||
| Ending Cash | 84,222.53 | 84,222.53 | 0.00 | |||
| Ending Settled Cash | 84,222.53 | 84,222.53 | 0.00 | |||
Change In Position Value
| Stocks | ||
| Base Currency Summary | ||
| Prior Period Value | 561,977.71 | |
| Transactions | -138,282.86 | |
| MTM P/L On Prior Period | -33,709.36 | |
| MTM P/L On Transactions | -543.14 | |
| Positions FX Translation P/L | -2,405.09 | |
| End Of Period Value | 387,037.26 | |
| CAD | ||
| Prior Period Value | 100,512.00 | |
| MTM P/L On Prior Period | 20,096.00 | |
| End Of Period Value | 120,608.00 | |
| USD | ||
| Prior Period Value | 456,781.85 | |
| Transactions | -138,282.86 | |
| MTM P/L On Prior Period | -54,071.42 | |
| MTM P/L On Transactions | -543.14 | |
| End Of Period Value | 263,884.43 | |
| Equity and Index Options | ||
| Base Currency Summary | ||
| Prior Period Value | 325,422.46 | |
| MTM P/L On Prior Period | -15,630.95 | |
| End Of Period Value | 309,791.51 | |
Long Open Positions
| Symbol | Quantity | Mult | Cost Price | Cost Basis | Close Price | Value | Unrealized P/L | % of NAV | Code | |
|---|---|---|---|---|---|---|---|---|---|---|
| Stocks | ||||||||||
| CAD | ||||||||||
| GUY | 6,000 | 1 | 8.377333 | 50,264.00 | 9.4400 | 56,640.00 | 6,376.00 | 4.28 | ||
| KGI | 3,200 | 1 | 14.864375 | 47,566.00 | 19.9900 | 63,968.00 | 16,402.00 | 4.83 | ||
| Total in CAD | 97,830.00 | 120,608.00 | 22,778.00 | 9.11 | ||||||
| Total in USD | 99,894.21 | 123,152.83 | 23,258.62 | |||||||
| USD | ||||||||||
| AMZN | 1,650 | 1 | 152.621472 | 251,825.43 | 215.2300 | 355,129.50 | 103,304.07 | 26.26 | ||
| CMG | 1,900 | 1 | 119.482544 | 227,016.83 | 313.3700 | 595,403.00 | 368,386.17 | 44.03 | ||
| GLW | 8,400 | 1 | 17.078221 | 143,457.06 | 15.0300 | 126,252.00 | -17,205.06 | 9.34 | ||
| GUYFF | 5,900 | 1 | 6.311858 | 37,239.96 | 9.6887 | 57,163.33 | 19,923.37 | 4.23 | ||
| TEVA | 2,300 | 1 | 47.309552 | 108,811.97 | 41.3600 | 95,128.00 | -13,683.97 | 7.03 | ||
| Total in USD | 768,351.25 | 1,229,075.83 | 460,724.58 | 90.89 | ||||||
| Total Stocks in USD | 868,245.46 | 1,352,228.66 | 483,983.19 | |||||||
| Equity and Index Options | ||||||||||
| USD | ||||||||||
| GRMN 21JAN12 50.0 P (Exp: 2012-01-21) | 38 | 100 | 19.206465 | 72,984.57 | 16.854607 | 64,047.51 | -8,937.06 | 20.67 | ||
| GRMN 21JAN12 55.0 P (Exp: 2012-01-21) | 61 | 100 | 26.013621 | 158,683.09 | 21.612706 | 131,837.51 | -26,845.58 | 42.56 | ||
| NOK 21JAN12 20.0 P (Exp: 2012-01-21) | 84 | 100 | 9.949299 | 83,574.11 | 13.560297 | 113,906.49 | 30,332.38 | 36.77 | ||
| Total in USD | 315,241.77 | 309,791.51 | -5,450.26 | 100.00 | ||||||
| Total Equity and Index Options in USD | 315,241.77 | 309,791.51 | -5,450.26 | |||||||
Short Open Positions
| Symbol | Quantity | Mult | Cost Price | Cost Basis | Close Price | Value | Unrealized P/L | % of NAV | Code | |
|---|---|---|---|---|---|---|---|---|---|---|
| Stocks | ||||||||||
| USD | ||||||||||
| BAC | -8,800 | 1 | 8.556834 | -75,300.14 | 8.1700 | -71,896.00 | 3,404.14 | 7.45 | ||
| BBY | -5,600 | 1 | 29.051959 | -162,690.97 | 25.5900 | -143,304.00 | 19,386.97 | 14.85 | ||
| GME | -3,200 | 1 | 23.094694 | -73,903.02 | 23.9300 | -76,576.00 | -2,672.98 | 7.93 | ||
| NOK | -43,130 | 1 | 8.725082 | -376,312.80 | 6.4400 | -277,757.20 | 98,555.60 | 28.78 | ||
| PFCB | -2,330 | 1 | 47.341815 | -110,306.43 | 30.1400 | -70,226.20 | 40,080.23 | 7.28 | ||
| PFE | -8,600 | 1 | 18.536672 | -159,415.38 | 18.9800 | -163,228.00 | -3,812.62 | 16.91 | ||
| SBUX | -4,200 | 1 | 35.381729 | -148,603.26 | 38.6200 | -162,204.00 | -13,600.74 | 16.81 | ||
| Total in USD | -1,106,532.00 | -965,191.40 | 141,340.60 | 100.00 | ||||||
| Total Stocks in USD | -1,106,532.00 | -965,191.40 | 141,340.60 | |||||||
Trades
| Symbol | Date/Time | Exchange | Quantity | T. Price | C. Price | Proceeds | Comm/Tax | Basis | Realized P/L | MTM P/L | Code |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stocks | |||||||||||
| USD | |||||||||||
| BAC | 2011-08-10, 16:00:51 | - | -2,500 | 6.7900 | 6.7700 | 16,975.00 | -12.50 | -16,962.50 | 0.00 | 50.00 | O |
| BAC | 2011-08-24, 15:35:51 | - | -2,300 | 7.030017 | 6.9900 | 16,169.04 | -11.50 | -16,157.54 | 0.00 | 92.04 | P;O |
| Total BAC | -4,800 | 33,144.04 | -24.00 | -33,120.04 | 0.00 | 142.04 | |||||
| BBY | 2011-08-10, 15:54:01 | - | -1,300 | 24.139808 | 24.0800 | 31,381.75 | -6.50 | -31,375.25 | 0.00 | 77.75 | P;O |
| Total BBY | -1,300 | 31,381.75 | -6.50 | -31,375.25 | 0.00 | 77.75 | |||||
| GLW | 2011-08-10, 15:50:34 | - | 2,000 | 13.329685 | 13.2000 | -26,659.37 | -10.00 | 26,669.37 | 0.00 | -259.37 | P;O |
| Total GLW | 2,000 | -26,659.37 | -10.00 | 26,669.37 | 0.00 | -259.37 | |||||
| GME | 2011-08-24, 15:36:43 | - | -1,500 | 23.100013 | 23.3500 | 34,650.02 | -7.50 | -34,642.52 | 0.00 | -374.98 | P;O |
| GME | 2011-08-24, 15:37:15 | - | -1,700 | 23.099412 | 23.3500 | 39,269.00 | -8.50 | -39,260.50 | 0.00 | -426.00 | P;O |
| Total GME | -3,200 | 73,919.02 | -16.00 | -73,903.02 | 0.00 | -800.98 | |||||
| GRMN | 2011-08-10, 15:52:24 | - | -1,100 | 30.493873 | 30.5200 | 33,543.26 | -5.50 | -34,404.68 | -866.92 | -28.74 | P;ML;C |
| Total GRMN | -1,100 | 33,543.26 | -5.50 | -34,404.68 | -866.92 | -28.74 | |||||
| NOK | 2011-08-24, 15:38:12 | - | 4,000 | 6.0600 | 6.0600 | -24,240.00 | -20.00 | 22,840.00 | -1,420.00 | 0.00 | P;ML;C |
| NOK | 2011-08-24, 15:38:28 | - | 3,000 | 6.0600 | 6.0600 | -18,180.00 | -15.00 | 17,175.02 | -1,019.98 | 0.00 | P;ML;C |
| Total NOK | 7,000 | -42,420.00 | -35.00 | 40,015.02 | -2,439.98 | 0.00 | |||||
| PFE | 2011-08-10, 15:53:43 | - | -1,200 | 17.1201 | 17.0500 | 20,544.12 | -6.00 | -20,538.12 | 0.00 | 84.12 | P;O |
| Total PFE | -1,200 | 20,544.12 | -6.00 | -20,538.12 | 0.00 | 84.12 | |||||
| SBUX | 2011-08-10, 15:53:26 | - | -1,300 | 35.020023 | 34.7600 | 45,526.03 | -6.50 | -45,519.53 | 0.00 | 338.03 | P;O |
| Total SBUX | -1,300 | 45,526.03 | -6.50 | -45,519.53 | 0.00 | 338.03 | |||||
| TEVA | 2011-08-10, 15:51:07 | - | 800 | 38.369988 | 38.2500 | -30,695.99 | -4.00 | 30,699.99 | 0.00 | -95.99 | P;O |
| Total TEVA | 800 | -30,695.99 | -4.00 | 30,699.99 | 0.00 | -95.99 | |||||
| Total in USD | 138,282.86 | -113.50 | -141,476.26 | -3,306.90 | -543.14 | ||||||
Withholding Tax
| Date | Description | Amount |
|---|---|---|
| USD | ||
| 2011-08-25, 20:20:00 | CANCEL TEVA Dividend .230946 USD per Share - IL Tax | 69.28 |
| 2011-08-25, 20:20:00 | TEVA Dividend .230946 USD per Share - IL Tax | -69.28 |
| 2011-08-25, 20:20:00 | TEVA Dividend .230946 USD per Share - IL Tax | -51.96 |
| Total in USD | -51.96 | |
Dividends
| Date | Description | Amount |
|---|---|---|
| USD | ||
| 2011-08-25, 20:20:00 | CANCEL TEVA Dividend .230946 USD per Share (Ordinary Dividend) | -346.42 |
| 2011-08-22, 20:20:00 | PFCB Dividend .25 USD per Share (Ordinary Dividend) | -233.75 |
| 2011-08-25, 20:20:00 | TEVA Dividend .230946 USD per Share (Ordinary Dividend) | 346.42 |
| 2011-08-25, 20:20:00 | TEVA Dividend .230946 USD per Share (Ordinary Dividend) | 346.42 |
| Total in USD | 112.67 | |
Payment In Lieu Of Dividends
| Date | Description | Amount |
|---|---|---|
| USD | ||
| 2011-08-22, 20:20:00 | PFCB Payment in Lieu of Dividend (Ordinary Dividend) | -348.75 |
| 2011-08-26, 20:20:00 | SBUX Payment in Lieu of Dividend (Ordinary Dividend) | -377.00 |
| Total in USD | -725.75 | |
Other Fees
| Date | Description | Amount |
|---|---|---|
| USD | ||
| 2011-08-02, 17:50:59 | CBOE Market Data Express Indices Professional | -2.00 |
| Total in USD | -2.00 | |
Interest Accruals
| Base Currency Summary | ||
| Starting Accrual Balance | -1,008.63 | |
| Interest Accrued | -1,207.26 | |
| Accrual Reversal | 1,115.13 | |
| Ending Accrual Balance | -1,100.76 | |
| USD | ||
| Starting Accrual Balance | -1,008.63 | |
| Interest Accrued | -1,207.26 | |
| Accrual Reversal | 1,115.13 | |
| Ending Accrual Balance | -1,100.76 | |
Change in Dividend Accruals
| Symbol | Date | Ex Date | Pay Date | Quantity | Tax | Fee | Gross Rate | Gross Amnt | Net Amnt | Code |
|---|---|---|---|---|---|---|---|---|---|---|
| Starting Dividend Accruals in USD | 0.00 | |||||||||
| Stocks | ||||||||||
| USD | ||||||||||
| BAC | 2011-08-30 | 2011-08-31 | 2011-09-23 | -8,800 | 0.00 | 0.00 | 0.01 | -88.00 | -88.00 | Po |
| GLW | 2011-08-26 | 2011-08-29 | 2011-09-30 | 8,400 | 126.00 | 0.00 | 0.05 | 420.00 | 294.00 | Po |
| GLW | 2011-08-26 | 2011-08-29 | 2011-09-30 | 8,400 | -126.00 | 0.00 | 0.05 | -420.00 | -294.00 | Re |
| GLW | 2011-08-26 | 2011-08-29 | 2011-09-30 | 8,400 | 126.00 | 0.00 | 0.05 | 420.01 | 294.01 | Po |
| PFCB | 2011-08-03 | 2011-08-04 | 2011-08-22 | -2,330 | 0.00 | 0.00 | 0.25 | -582.50 | -582.50 | Po |
| PFCB | 2011-08-22 | 2011-08-04 | 2011-08-22 | -2,330 | 0.00 | 0.00 | 0.25 | 582.50 | 582.50 | Re |
| PFE | 2011-08-02 | 2011-08-03 | 2011-09-06 | -7,400 | 0.00 | 0.00 | 0.20 | -1,480.00 | -1,480.00 | Po |
| SBUX | 2011-08-05 | 2011-08-08 | 2011-08-12 | -2,900 | 0.00 | 0.00 | 0.13 | -377.00 | -377.00 | Po |
| SBUX | 2011-08-26 | 2011-08-08 | 2011-08-26 | -2,900 | 0.00 | 0.00 | 0.13 | 377.00 | 377.00 | Re |
| TEVA | 2011-08-03 | 2011-08-04 | 2011-08-25 | 1,500 | 0.00 | 0.00 | 0.23 | 352.28 | 352.28 | Po |
| TEVA | 2011-08-25 | 2011-08-04 | 2011-08-25 | 1,500 | 0.00 | 0.00 | 0.23 | -352.28 | -352.28 | Re |
| Total in USD | 126.00 | 0.00 | -1,147.99 | -1,273.99 | ||||||
| Total for Stocks in USD | 126.00 | 0.00 | -1,147.99 | -1,273.99 | ||||||
| Ending Dividend Accruals in USD | -1,273.99 | |||||||||
Open Dividend Accruals
| Symbol | Ex Date | Pay Date | Quantity | Tax | Fee | Gross Rate | Gross Amnt | Net Amnt |
|---|---|---|---|---|---|---|---|---|
| Stocks | ||||||||
| USD | ||||||||
| BAC | 2011-08-31 | 2011-09-23 | -8,800 | 0.00 | 0.00 | 0.01 | -88.00 | -88.00 |
| GLW | 2011-08-29 | 2011-09-30 | 8,400 | 126.00 | 0.00 | 0.05 | 420.01 | 294.01 |
| PFE | 2011-08-03 | 2011-09-06 | -7,400 | 0.00 | 0.00 | 0.20 | -1,480.00 | -1,480.00 |
| Total in USD | 126.00 | 0.00 | -1,147.99 | -1,273.99 | ||||
| Total for Stocks in USD | 126.00 | 0.00 | -1,147.99 | -1,273.99 | ||||
Broker Interest Paid
| Date | Description | Amount |
|---|---|---|
| USD | ||
| 2011-08-03 | USD Debit Interest for JUL-2011 | -872.09 |
| 2011-08-03 | USD Net Short Stock Interest for JUL-2011 | -243.04 |
| Total in USD | -1,115.13 | |
Security Information
| Symbol | Description | Multiplier | Expiry | Delivery Month | Type | Strike | Issue Date | Maturity | |
|---|---|---|---|---|---|---|---|---|---|
| Stocks | |||||||||
| AMZN | AMAZON.COM INC | 1 | - | - | - | - | - | - | |
| BAC | BANK OF AMERICA CORP | 1 | - | - | - | - | - | - | |
| BBY | BEST BUY CO INC | 1 | - | - | - | - | - | - | |
| CMG | CHIPOTLE MEXICAN GRILL INC | 1 | - | - | - | - | - | - | |
| GLW | CORNING INC | 1 | - | - | - | - | - | - | |
| GME | GAMESTOP CORP-CLASS A | 1 | - | - | - | - | - | - | |
| GRMN | GARMIN LTD | 1 | - | - | - | - | - | - | |
| GUY | GUYANA GOLDFIELDS INC | 1 | - | - | - | - | - | - | |
| GUYFF | GUYANA GOLDFIELDS INC | 1 | - | - | - | - | - | - | |
| KGI | KIRKLAND LAKE GOLD INC | 1 | - | - | - | - | - | - | |
| NOK | NOKIA CORP-SPON ADR | 1 | - | - | - | - | - | - | |
| PFCB | PF CHANG'S CHINA BISTRO INC | 1 | - | - | - | - | - | - | |
| PFE | PFIZER INC | 1 | - | - | - | - | - | - | |
| SBUX | STARBUCKS CORP | 1 | - | - | - | - | - | - | |
| TEVA | TEVA PHARMACEUTICAL-SP ADR | 1 | - | - | - | - | - | - | |
| Symbol | Description | Multiplier | Expiry | Delivery Month | Type | Strike | Issue Date | Maturity | |
| Equity and Index Options | |||||||||
| GRMN 120121P00050000 | GRMN 21JAN12 50.0 P | 100 | 2012-01-21 | - | P | 50 | - | - | |
| GRMN 120121P00055000 | GRMN 21JAN12 55.0 P | 100 | 2012-01-21 | - | P | 55 | - | - | |
| NOK 120121P00020000 | NOK 21JAN12 20.0 P | 100 | 2012-01-21 | - | P | 20 | - | - | |
Codes
| Code | Meaning |
|---|---|
| A | Assignment |
| Adj | Adjustment |
| Aw | Away Trade |
| B | Automatic Buy-in |
| Bo | Direct Borrow |
| C | Closing Trade |
| CD | Cash Delivery |
| Ca | Cancelled |
| Cc | Cancelled Corporate Action |
| Co | Corrected Trade |
| E | External Transfer |
| Ep | Resulted from an Expired Position |
| Ex | Exercise |
| G | Trade in Guaranteed Account Segment |
| HFI | Investment Transferred to Hedge Fund |
| HFR | Redemption from Hedge Fund |
| I | Internal Transfer |
| INV | Investment Transfer from Investor |
| L | Ordered by IB (Margin Violation) |
| LD | Adjusted by Loss Disallowed from Wash Sale |
| LI | Last In, First Out (LIFO) tax basis election |
| Lo | Direct Loan |
| Lt | Long Term P/L |
| M | Entered manually by IB |
| ML | Maximize Losses tax basis election |
| N | Late Trade. Profit or Loss will be recognized on next day's statement |
| O | Opening Trade |
| P | Partial Execution |
| PI | Price Improvement |
| Plc | P/L affected by Corporate Action |
| Plt | P/L affected by Transfer |
| Po | Interest or Dividend Accrual Posting |
| R | Dividend Reinvestment |
| RED | Redemption to Investor |
| Re | Interest or Dividend Accrual Reversal |
| St | Short Term P/L |
| T | Transfer |
Notes/Legal Notes
Notes |
|
| 1. | Stock transactions settle on the trade date plus three days and securities options settle on the trade date plus one day. Ending settled cash reflects the cash which has actually settled. |
| 2. | Initial and maintenance margin requirements are available within the Account Window of the Trader Workstation. |
| 3. | Interactive Brokers LLC receives compensation from fund companies in connection with the purchase and holding of mutual fund shares by customers of Interactive Brokers LLC. Such compensation includes, but is not limited to, Rule 12b-1 fees which are paid out of the funds assets. The source and amount of any remuneration received by Interactive Brokers LLC in connection with a transaction will be furnished upon written request of the customer. |
| 4. | Quantities preceded by a "-" sign indicate sell transactions. Other transactions are purchases. The settlement date for stock transactions is trade date + 3 business days, except for transactions on XETRA, which settle on trade date + 2 business days. Option transactions and future transactions settle on trade date + 1 business day. |
| 5. | In case of partial executions, commissions are charged on the total quantity executed on the original order. The commission is displayed on the first partial execution only. |
| 6. | Each closed lot indicated above with a reference to note (6) was chosen at the time of order execution to be sold versus the specific opening purchase identified in that row. |
| 7. | Trade execution times are displayed in Eastern Time. |
| 8. | Applicable commodity Regulatory Fees for your transactions is available on the IB website at www.interactivebrokers.com/en/accounts/fees/exchangeAndRegulatoryFees.php. |
| 9. | Borrow Fee Rate represents the cost to borrow stock expressed in percent per annum. It is applied to the cash collateral amount on the stock borrow contract and is separate from any interest earned on credit cash balances. Similarly, Loan Fee Rate represents the benefit to lend stock. A positive rate indicates a cost to the borrower/benefit to the lender and a negative rate indicates a benefit to the borrower/cost to the lender. In general, the fee rates for hard-to-borrow stocks are higher than for normal availability stocks. |
Fixed Income Notes |
|
| 1. | Call features for bonds or preferred stocks may affect the yield. For zero coupon, compound interest and multiplier securities, there are no periodic payments and securities may be callable below maturity value without notice to holder unless registered. For asset-backed securities, the actual yield may vary depending on the speed at which the underlying note is pre-paid. For additional information regarding bond yield, please contact the IB Help Desk at: help@interactivebrokers.com. If this debt security is unrated by a nationally recognized statistical rating organization, it may pose a high risk of default. You should consult a financial advisor to determine whether unrated bonds are appropriate for your portfolio in light of your goals and your financial circumstances. |
Legal Notes |
|
| 1. | Please promptly report any inaccuracy or discrepancy in this statement, or in your account. Contact the IB Customer Service Department in writing using the form available on the IB website. You may also contact IB by phone, but if you report an error by phone, you should re-confirm such oral communication in writing in order to protect your rights, including rights under the Securities Investor Protection Act (SIPA). Interactive Brokers LLC, www.interactivebrokers.com, 877-442-2757 (U.S.) Interactive Brokers (UK) (Ltd), www.interactivebrokers.co.uk, 00800-42-276537 (Intl) Interactive Brokers Canada Inc., www.interactivebrokers.ca, 877-745-4222 (Can.) |
| 2. | Unless otherwise noted, Interactive Brokers acted as agent in the execution of the above transactions. For those exchanges where IB is not self-clearing, IB may use one of the following clearing agents: Interactive Brokers (U.K.) Limited, Timber Hill Canada Company, Timber Hill Europe AG, Timber Hill LLC, Timber Hill Securities Hong Kong Limited, BBVA Bancomer, S.A., BNP Paribas Commodity Futures, Inc., BNP Securities Services, Milan Branch, Citibank International plc, Euroclear Bank S.A./N.V., Fortis Clearing Singapore Pte. Ltd., Fortis Clearing Sydney Pty Limited, Newedge Group S.A., Shinhan Securities Co., Ltd., Skandinaviska Enskilda Banken AB, Société Générale Zurich branch. |
| 3. | IB acts as agent or riskless principal in foreign currency exchange transactions. Such transactions are executed against an IB affiliate or a third party, which acts as principal in such transactions and may have a long or short position and may have profited or lost in connection with the transaction. Foreign currency exchange transactions executed by Customer through IB are not regulated or overseen by the SEC or the CFTC. |
| 4. | Trades marked with the exchange indicator of TMBR were effected by IB as agent through a market making affiliate, which acted as principal in the transaction and may have a long or short position in the security and may have profited or lost in connection with the transaction. |
| 5. | All VWAP trades are effected pursuant to an average price formula based on a reference price provided by a third-party data provider. Additional information and reference prices are available upon request. IB, as agent, effects VWAP transactions through a market making affiliate, which acts as principal in such transactions and may have a long or short position in the security and may have profited or lost in connection with the transaction. |
| 6. | IB accepts liquidity rebates from Alternative Trading Systems and exchanges for certain orders. IB receives payment for some option orders pursuant to exchange-mandated marketing fee programs or other arrangements. IB does not generally accept payment for order flow for security futures orders. To the extent permissible under exchange rules, IB may direct customer stock, option, futures, or security futures orders to its market making affiliate Timber Hill LLC, or to another affiliate, for execution. In such cases IB's affiliate may act as principal in the resulting transaction and may earn a profit or incur a loss in connection with the transaction. The source and nature of any compensation received by IB in connection with any transaction is available upon written request of the customer. For further information, check the IB website or email help@interactivebrokers.com. |
| 7. | For security futures trades, if not already indicated on this statement, information about the time of any transaction, the identity of the counterparty to the transaction, and whether IB is acting as agent or principal, as agent for the counterparty, as agent for both parties to the contract, or as principal, and if acting as principal, whether the transaction was a block transaction or an exchange for physicals transaction, will be available upon written request of the customer. |
| 8. | Customer is requested to promptly advise Interactive Brokers of any material change in Customer's investment objectives or financial situation. |
| 9. | A financial statement of Interactive Brokers LLC is available for your personal inspection at www.interactivebrokers.com or at its offices, or a copy of it will be mailed upon your written request. |
| 10. | For All Options Trades Executed on the Stock Exchange of Hong Kong ("SEHK"): (a) Options can involve a high degree of risk and may not be suitable for every investor. Investors should ensure they understand those risks before participating in the options market. (b) All options contracts executed on the SEHK were executed by Timber Hill Securities Hong Kong on behalf of Interactive Brokers LLC. (c) In the event of a default committed by Interactive Brokers LLC resulting in the client suffering any pecuniary loss, the client shall have a right to claim under the Investor Compensation Fund established under the Hong Kong Securities and Futures Ordinance, subject to the terms of the Investor Compensation Fund from time to time. (d) All Exchange Traded Options Business made for or on behalf of a client shall be subject to the relevant provisions of the constitution, Rules of The Stock Exchange of Hong Kong Limited ("SEHK Rules"), regulations, the Articles, customs and usages of SEHK, the Options Trading Rules, the Clearing Rules of SEOCH, the CCASS Rules and the laws of Hong Kong, which shall be binding on both Interactive Brokers LLC and the client. |
| 11. | Deposits held away from Interactive Brokers LLC may not qualify under SIPC protection. |
SIPC Member |
|