Activity Statement


Activity Statement for October 27, 2010 Expand All | Contract All | Print

INTERACTIVE BROKERS LLC, Two Pickwick Plaza, Greenwich, CT 06830
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Account Information
Name Joe Customer LLC  
Account UXXXXXX  
Account Type Institution Master  
Customer Type Limited Liability Company  
Account Capabilities Reg T Margin  
Trading Permissions SSF,Stocks,Options,Warrants,Bonds,Forex,Futures,Futures Options  
Base Currency USD  

Net Asset Value (NAV) In Base Currency ( October 27, 2010 )
  Current Period Prior Period  
  Total Long Short Total % Change
Cash 1,214,441.89 1,214,441.89 0.00 1,154,971.12 5.15%
Stock 377,670.34 779,729.34 -402,059.00 425,335.68 -11.21%
Interest Accruals -491.68 0.00 -491.68 -470.70 -4.46%
   Total 1,591,620.55 1,994,171.23 -402,550.68 1,579,836.10 0.75%

Net Asset Value (NAV) Time Series ( October 27, 2010 )
Net Asset Value (NAV) Distribution
  • 2.0M
  • 0
  • 828.5K
  • 1.2M
  • 779.7K
  • 1.2M
  • -403.7K
  • -403.2K
  • -402.1K
  • Oct 26
  • Oct 27
  • Cash
  • Stock
  • Accruals

Mark-to-Market Performance Summary in Base ( October 27, 2010 )
    Quantity   Price   Mark-to-Market Profit and Loss
Symbol   Prev Close Close   Prev Close Close   Transaction Prior Open Corp Action Commissions Dividends Total
Stocks
AH   -2,000 -2,000   11.4900 11.1700   0.00 640.00 0.00 0.00 0.00 640.00
ASGN   19,456 19,456   5.5000 5.4000   0.00 -1,945.60 0.00 0.00 0.00 -1,945.60
CIEN   -1,000 -1,000   13.9400 13.7500   0.00 190.00 0.00 0.00 0.00 190.00
ETH   -800 -800   15.6600 15.6900   0.00 -24.00 0.00 0.00 0.00 -24.00
FBCM   29,400 33,400   3.6400 3.5800   80.00 -1,764.00 0.00 -20.00 0.00 -1,704.00
GGS   13,705 16,705   7.1500 7.0000   65.00 -2,055.75 0.00 -15.00 0.00 -2,005.75
INMD   11,921 11,921   8.3700 8.3600   0.00 -119.21 0.00 0.00 0.00 -119.21
ISSI   4,000 4,000   9.0200 9.2500   0.00 920.00 0.00 0.00 0.00 920.00
IWC   -6,400 -6,400   44.6500 44.6000   0.00 320.00 0.00 0.00 0.00 320.00
LOJN   24,586 24,586   4.0900 4.6800   0.00 14,505.74 0.00 0.00 0.00 14,505.74
ORA   -700 -700   28.4200 28.3400   0.00 56.00 0.00 0.00 0.00 56.00
PEET   -800 -800   38.5600 38.4800   0.00 64.00 0.00 0.00 0.00 64.00
TER   5,390 5,390   11.7500 11.8900   0.00 754.60 0.00 0.00 0.00 754.60
TSRA   2,000 2,000   19.2100 19.4400   0.00 460.00 0.00 0.00 0.00 460.00
TZOO   -500 -500   34.5100 34.7100   0.00 -100.00 0.00 0.00 0.00 -100.00
UEIC   5,500 0   20.9200 20.9400   -678.73 110.00 0.00 -27.50 0.00 -596.23
VVI   3,184 4,184   19.8800 19.9500   172.00 222.88 0.00 -5.00 0.00 389.88
      Total (Stocks) -361.73 12,234.66 0.00 -67.50 0.00 11,805.43
   Total (All Asset Classes) -361.73 12,234.66 0.00 -67.50 0.00 11,805.43
   Total P/L for Statement Period 11,805.43
Time Weighted Rate of Return 0.75%

Realized & Unrealized Performance Summary in Base ( October 27, 2010 )
    Realized   Unrealized    
Symbol   S/T Profit S/T Loss L/T Profit L/T Loss Total   Profit Loss Total   Total
Stocks
AH   0.00 0.00 0.00 0.00 0.00   297.50 0.00 297.50   297.50
ASGN   0.00 0.00 0.00 0.00 0.00   13,424.43 0.00 13,424.43   13,424.43
CIEN   0.00 0.00 0.00 0.00 0.00   1,595.00 0.00 1,595.00   1,595.00
ETH   0.00 0.00 0.00 0.00 0.00   2,610.00 0.00 2,610.00   2,610.00
FBCM   0.00 0.00 0.00 0.00 0.00   5,410.72 0.00 5,410.72   5,410.72
GGS   0.00 0.00 0.00 0.00 0.00   7,159.44 0.00 7,159.44   7,159.44
INMD   0.00 0.00 0.00 0.00 0.00   587.44 0.00 587.44   587.44
ISSI   0.00 0.00 0.00 0.00 0.00   5,421.00 0.00 5,421.00   5,421.00
IWC   0.00 0.00 0.00 0.00 0.00   0.00 -37,897.00 -37,897.00   -37,897.00
LOJN   0.00 0.00 0.00 0.00 0.00   14,866.81 0.00 14,866.81   14,866.81
ORA   0.00 0.00 0.00 0.00 0.00   402.53 0.00 402.53   402.53
PEET   0.00 0.00 0.00 0.00 0.00   0.00 -2,523.86 -2,523.86   -2,523.86
TER   0.00 0.00 0.00 0.00 0.00   3,971.55 0.00 3,971.55   3,971.55
TSRA   0.00 0.00 0.00 0.00 0.00   0.00 -158.00 -158.00   -158.00
TZOO   0.00 0.00 0.00 0.00 0.00   0.00 -1,542.50 -1,542.50   -1,542.50
UEIC   15,538.67 0.00 0.00 0.00 15,538.67   0.00 0.00 0.00   15,538.67
VVI   0.00 0.00 0.00 0.00 0.00   1,083.29 0.00 1,083.29   1,083.29
      Total (Stocks)   15,538.67 0.00 0.00 0.00 15,538.67   56,829.70 -42,121.36 14,708.34   30,247.01
   Total (All Asset Classes)   15,538.67 0.00 0.00 0.00 15,538.67   56,829.70 -42,121.36 14,708.34   30,247.01

Cash Report ( October 27, 2010 )
  Total Securities Commodities      
Base Currency Summary
Starting Cash 1,154,971.12 1,154,971.12 0.00      
   Commissions -67.50 -67.50 0.00      
   Net Trades (Sales) 114,491.27 114,491.27 0.00      
   Net Trades (Purchase) -54,953.00 -54,953.00 0.00      
Ending Cash 1,214,441.89 1,214,441.89 0.00      
Ending Settled Cash 1,174,373.29 1,174,373.29 0.00      

Change In Position Value ( October 27, 2010 )
Stocks
Base Currency Summary
Prior Period Value 425,335.68  
     Transactions -59,538.27  
     MTM P/L On Prior Period 12,234.66  
     MTM P/L On Transactions -361.73  
End Of Period Value 377,670.34  

Long Open Positions ( October 27, 2010 )
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Symbol Open Quantity Mult Cost Price Cost Basis Close Price Value Unrealized P/L % of NAV Code
Stocks
USD
ASGN - 19,456 1 4.710011 91,637.97 5.4000 105,062.40 13,424.43 13.47  
FBCM - 33,400 1 3.418002 114,161.28 3.5800 119,572.00 5,410.72 15.34  
GGS - 16,705 1 6.57142 109,775.56 7.0000 116,935.00 7,159.44 15.00  
INMD - 11,921 1 8.310723 99,072.12 8.3600 99,659.56 587.44 12.78  
ISSI - 4,000 1 7.89475 31,579.00 9.2500 37,000.00 5,421.00 4.75  
LOJN - 24,586 1 4.075314 100,195.67 4.6800 115,062.48 14,866.81 14.76  
TER - 5,390 1 11.153163 60,115.55 11.8900 64,087.10 3,971.55 8.22  
TSRA - 2,000 1 19.5190 39,038.00 19.4400 38,880.00 -158.00 4.99  
VVI - 4,184 1 19.691087 82,387.51 19.9500 83,470.80 1,083.29 10.71  
      Total in USD   727,962.67   779,729.34 51,766.67 100.00  
   Total Stocks in USD   727,962.67   779,729.34 51,766.67    

Short Open Positions ( October 27, 2010 )
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Symbol Open Quantity Mult Cost Price Cost Basis Close Price Value Unrealized P/L % of NAV Code
Stocks
USD
AH - -2,000 1 11.31875 -22,637.50 11.1700 -22,340.00 297.50 5.56  
CIEN - -1,000 1 15.3450 -15,345.00 13.7500 -13,750.00 1,595.00 3.42  
ETH - -800 1 18.9525 -15,162.00 15.6900 -12,552.00 2,610.00 3.12  
IWC - -6,400 1 38.678594 -247,543.00 44.6000 -285,440.00 -37,897.00 70.99  
ORA - -700 1 28.915043 -20,240.53 28.3400 -19,838.00 402.53 4.93  
PEET - -800 1 35.325175 -28,260.14 38.4800 -30,784.00 -2,523.86 7.66  
TZOO - -500 1 31.6250 -15,812.50 34.7100 -17,355.00 -1,542.50 4.32  
      Total in USD   -365,000.67   -402,059.00 -37,058.33 100.00  
   Total Stocks in USD   -365,000.67   -402,059.00 -37,058.33    

Trades ( October 27, 2010 )
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Symbol Date/Time Exchange Quantity T. Price C. Price T. Amount Comm/Tax Basis Realized P/L MTM P/L Code
Stocks
USD
FBCM 2010-10-27, 12:37:07 - 2,000 3.5600 3.5800 7,120.00 -10.00 7,130.00 0.00 40.00 P;O
FBCM 2010-10-27, 12:38:23 - 2,000 3.5600 3.5800 7,120.00 -10.00 7,130.00 0.00 40.00 P;O
   Total FBCM 4,000     14,240.00 -20.00 14,260.00 0.00 80.00  
GGS 2010-10-27, 12:26:20 - 1,000 6.9700 7.0000 6,970.00 -5.00 6,975.00 0.00 30.00 O
GGS 2010-10-27, 12:26:57 - 1,000 6.9700 7.0000 6,970.00 -5.00 6,975.00 0.00 30.00 P;O
GGS 2010-10-27, 12:27:15 - 1,000 6.9950 7.0000 6,995.00 -5.00 7,000.00 0.00 5.00 P;O
   Total GGS 3,000     20,935.00 -15.00 20,950.00 0.00 65.00  
UEIC 2010-10-27, 09:32:56 - -1,000 20.8200 20.9400 -20,820.00 -5.00 -17,905.00 2,910.00 -120.00 C
UEIC 2010-10-27, 09:34:15 - -1,000 20.8300 20.9400 -20,830.00 -5.00 -17,962.28 2,862.72 -110.00 P;C
UEIC 2010-10-27, 09:36:06 - -1,000 20.82077 20.9400 -20,820.77 -5.00 -18,005.00 2,810.77 -119.23 P;C
UEIC 2010-10-27, 09:37:47 - -1,000 20.8200 20.9400 -20,820.00 -5.00 -18,030.32 2,784.68 -120.00 P;C
UEIC 2010-10-27, 09:38:59 - -1,500 20.800333 20.9400 -31,200.50 -7.50 -27,022.50 4,170.50 -209.50 P;C
   Total UEIC -5,500     -114,491.27 -27.50 -98,925.10 15,538.67 -678.73  
VVI 2010-10-27, 14:20:51 - 500 19.7600 19.9500 9,880.00 -2.50 9,882.50 0.00 95.00 P;O
VVI 2010-10-27, 14:31:56 - 500 19.7960 19.9500 9,898.00 -2.50 9,900.50 0.00 77.00 P;O
   Total VVI 1,000     19,778.00 -5.00 19,783.00 0.00 172.00  
   Total in USD     -59,538.27 -67.50 -43,932.10 15,538.67 -361.73  

Interest Accruals ( October 27, 2010 )
Base Currency Summary
Starting Accrual Balance -470.70  
   Interest Accrued -20.98  
   Accrual Reversal 0.00  
Ending Accrual Balance -491.68  

Security Information
Symbol Description Security ID Multiplier Expiry Type Strike Issue Date Maturity
Stocks
AH ACCRETIVE HEALTH INC 00438V103 1 - - - - -
ASGN ON ASSIGNMENT INC 682159108 1 - - - - -
CIEN CIENA CORP 171779309 1 - - - - -
ETH ETHAN ALLEN INTERIORS INC 297602104 1 - - - - -
FBCM FBR CAPITAL MARKETS CORP 30247C301 1 - - - - -
GGS GLOBAL GEOPHYSICAL SERVICES 37946S107 1 - - - - -
INMD INTEGRAMED AMERICA INC 45810N302 1 - - - - -
ISSI INTEGRATED SILICON SOLUTION 45812P107 1 - - - - -
IWC ISHARES RUSSELL MICROCAP INX 464288869 1 - - - - -
LOJN LOJACK CORPORATION 539451104 1 - - - - -
ORA ORMAT TECHNOLOGIES INC 686688102 1 - - - - -
PEET PEETS COFFEE & TEA INC 705560100 1 - - - - -
TER TERADYNE INC 880770102 1 - - - - -
TSRA TESSERA TECHNOLOGIES INC 88164L100 1 - - - - -
TZOO TRAVELZOO INC 89421Q106 1 - - - - -
UEIC UNIVERSAL ELECTRONICS INC 913483103 1 - - - - -
VVI VIAD CORP 92552R406 1 - - - - -

Base Currency Exchange Rate ( October 27, 2010 )
AUD 0.971330  
BRL 0.580860  
CAD 0.972010  
CHF 1.009300  
DKK 0.184580  
EUR 1.376700  
GBP 1.576600  
HKD 0.128910  
ILS 0.274090  
INR 0.022444  
JPY 0.012239  
KRW 0.000884  
MXN 0.080316  
NOK 0.169350  
NZD 0.743480  
SEK 0.147580  
SGD 0.767120  

Codes
Code Meaning
A Assignment
Adj Adjustment
Aw Away Trade
B Automatic Buy-in
Bo Direct Borrow
C Closing Trade
CD Cash Delivery
Ca Cancelled
Cc Cancelled Corporate Action
Co Corrected Trade
E External Transfer
Ep Resulted from an Expired Position
Ex Exercise
G Trade in Guaranteed Account Segment
I Internal Transfer
L Ordered by IB (Margin Violation)
LD Adjusted by Loss Disallowed from Wash Sale
LI Last In, First Out (LIFO) tax basis election
Lo Direct Loan
Lt Long Term P/L
M Entered manually by IB
ML Maximize Losses tax basis election
N Late Trade. Profit or Loss will be recognized on next day's statement
O Opening Trade
P Partial Execution
PI Price Improvement
Plc P/L affected by Corporate Action
Plt P/L affected by Transfer
Po Interest or Dividend Accrual Posting
R Dividend Reinvestment
Re Interest or Dividend Accrual Reversal
St Short Term P/L
T Transfer

Notes/Legal Notes

Notes
1. Stock transactions settle on the trade date plus three days and securities options settle on the trade date plus one day. Ending settled cash reflects the cash which has actually settled.
2. Initial and maintenance margin requirements are available within the Account Window of the Trader Workstation.
3. Interactive Brokers LLC receives compensation from fund companies in connection with the purchase and holding of mutual fund shares by customers of Interactive Brokers LLC. Such compensation includes, but is not limited to, Rule 12b-1 fees which are paid out of the funds assets. The source and amount of any remuneration received by Interactive Brokers LLC in connection with a transaction will be furnished upon written request of the customer.
4. Quantities preceded by a "-" sign indicate sell transactions. Other transactions are purchases. The settlement date for stock transactions is trade date + 3 business days, except for transactions on XETRA, which settle on trade date + 2 business days. Option transactions settle on trade date + 1 business day.
5. In case of partial executions, commissions are charged on the total quantity executed on the original order. The commission is displayed on the first partial execution only.
6. Each closed lot indicated above with a reference to note (6) was chosen at the time of order execution to be sold versus the specific opening purchase identified in that row.
7. Trade execution times are displayed in Eastern Time.
8. Applicable commodity Regulatory Fees for your transactions is available on the IB website at https://www.interactivebrokers.com/en/accounts/fees/exchangeAndRegulatoryFees.php.
9. Borrow Fee Rate represents the cost to borrow stock expressed in percent per annum. It is applied to the cash collateral amount on the stock borrow contract and is separate from any interest earned on credit cash balances. Similarly, Loan Fee Rate represents the benefit to lend stock. A positive rate indicates a cost to the borrower/benefit to the lender and a negative rate indicates a benefit to the borrower/cost to the lender. In general, the fee rates for hard-to-borrow stocks are higher than for normal availability stocks.

Fixed Income Notes
1. Call features for bonds or preferred stocks may affect the yield. For zero coupon, compound interest and multiplier securities, there are no periodic payments and securities may be callable below maturity value without notice to holder unless registered. For asset-backed securities, the actual yield may vary depending on the speed at which the underlying note is pre-paid. For additional information regarding bond yield, please contact the IB Help Desk at: help@interactivebrokers.com. If this debt security is unrated by a nationally recognized statistical rating organization, it may pose a high risk of default. You should consult a financial advisor to determine whether unrated bonds are appropriate for your portfolio in light of your goals and your financial circumstances.
2. All trades done through the Muni Bond Desk will be charged a fixed ticket chage, regardless of the size of the trade.

Legal Notes
1. Please promptly report any inaccuracy or discrepancy in this statement, or in your account. Contact the IB Customer Service Department in writing using the form available on the IB website. You may also contact IB by phone, but if you report an error by phone, you should re-confirm such oral communication in writing in order to protect your rights, including rights under the Securities Investor Protection Act (SIPA).

Interactive Brokers LLC, www.interactivebrokers.com, 877-442-2757 (U.S.)

Interactive Brokers (UK) (Ltd), www.interactivebrokers.co.uk, 00800-42-276537 (Intl)

Interactive Brokers Canada Inc., www.interactivebrokers.ca, 877-745-4222 (Can.)
2. Unless otherwise noted, Interactive Brokers acted as agent in the execution of the above transactions. For those exchanges where IB is not self-clearing, IB may use one of the following clearing agents: Interactive Brokers (U.K.) Limited, Timber Hill Canada Company, Timber Hill Europe AG, Timber Hill LLC, Timber Hill Securities Hong Kong Limited, BBVA Bancomer, S.A., BNP Paribas Commodity Futures, Inc., BNP Securities Services, Milan Branch, Citibank International plc, Euroclear Bank S.A./N.V., Fortis Clearing Singapore Pte. Ltd., Fortis Clearing Sydney Pty Limited, Newedge Group S.A., Shinhan Securities Co., Ltd., Skandinaviska Enskilda Banken AB, Société Générale Zurich branch.
3. IB acts as agent or riskless principal in foreign currency exchange transactions. Such transactions are executed against an IB affiliate or a third party, which acts as principal in such transactions and may have a long or short position and may have profited or lost in connection with the transaction. Foreign currency exchange transactions executed by Customer through IB are not regulated or overseen by the SEC or the CFTC.
4. Trades marked with the exchange indicator of TMBR were effected by IB as agent through a market making affiliate, which acted as principal in the transaction and may have a long or short position in the security and may have profited or lost in connection with the transaction.
5. All VWAP trades are effected pursuant to an average price formula based on a reference price provided by a third-party data provider. Additional information and reference prices are available upon request. IB, as agent, effects VWAP transactions through a market making affiliate, which acts as principal in such transactions and may have a long or short position in the security and may have profited or lost in connection with the transaction.
6. IB accepts liquidity rebates from Alternative Trading Systems and exchanges for certain orders. IB receives payment for some option orders pursuant to exchange-mandated marketing fee programs or other arrangements. IB does not generally accept payment for order flow for security futures orders. To the extent permissible under exchange rules, IB may direct customer stock, option, futures, or security futures orders to its market making affiliate Timber Hill LLC, or to another affiliate, for execution. In such cases IB's affiliate may act as principal in the resulting transaction and may earn a profit or incur a loss in connection with the transaction. The source and nature of any compensation received by IB in connection with any transaction is available upon written request of the customer. For further information, check the IB website or email help@interactivebrokers.com.
7. For security futures trades, if not already indicated on this statement, information about the time of any transaction, the identity of the counterparty to the transaction, and whether IB is acting as agent or principal, as agent for the counterparty, as agent for both parties to the contract, or as principal, and if acting as principal, whether the transaction was a block transaction or an exchange for physicals transaction, will be available upon written request of the customer.
8. Customer is requested to promptly advise Interactive Brokers of any material change in Customer's investment objectives or financial situation.
9. A financial statement of Interactive Brokers LLC is available for your personal inspection at www.interactivebrokers.com or at its offices, or a copy of it will be mailed upon your written request.

SIPC Member



Generated at: 2010-11-17, 13:41:52 EST