Activity Statement


Activity Statement for October 27, 2010 Expand All | Contract All | Print

INTERACTIVE BROKERS LLC, Two Pickwick Plaza, Greenwich, CT 06830
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Account Information
Name Joe Customer Ltd  
Account UXXXXXX  
Account Type Institution Master  
Customer Type Corporate  
Account Capabilities Portfolio Margin  
Trading Permissions SSF,Stocks,Options,Warrants,Forex,Futures,Futures Options  
Base Currency USD  

Net Asset Value (NAV) In Base Currency ( October 27, 2010 )
  Current Period Prior Period  
  Total Long Short Total % Change
Cash 554,164.11 554,164.11 0.00 -1,928,459.41 128.74%
Stock 5,531,365.39 5,531,365.39 0.00 5,058,943.50 9.34%
Dividend Accruals 96.60 96.60 0.00 0.00 --
   Total 6,085,626.10 6,085,626.10 0.00 3,130,484.09 94.40%

Net Asset Value (NAV) Time Series ( October 27, 2010 )
Net Asset Value (NAV) Distribution
  • 6.1M
  • 0
  • 5.1M
  • 5.5M
  • 554.2K
  • -1.9M
  • -1.9M
  • Oct 26
  • Oct 27
  • Cash
  • Stock
  • Accruals

Mark-to-Market Performance Summary in Base ( October 27, 2010 )
    Quantity   Price   Mark-to-Market Profit and Loss
Symbol   Prev Close Close   Prev Close Close   Transaction Prior Open Corp Action Commissions Dividends Total
Stocks
5108.T   0 1,000   -- 1,444.0000   0.00 0.00 0.00 -14.14 0.00 -14.14
5201   0 1,000   -- 815.0000   12.24 0.00 0.00 -7.97 0.00 4.27
5405   0 5,000   -- 190.0000   -61.20 0.00 0.00 -9.35 0.00 -70.55
6326   0 1,000   -- 719.0000   24.48 0.00 0.00 -7.02 0.00 17.46
6702   0 2,000   -- 542.0000   0.00 0.00 0.00 -10.61 0.00 -10.61
8306.T   0 2,000   -- 373.0000   24.48 0.00 0.00 -7.28 0.00 17.19
8308.T   0 1,000   -- 625.0000   36.72 0.00 0.00 -6.09 0.00 30.63
AAI   100 100   7.4500 7.4400   0.00 -1.00 0.00 0.00 0.00 -1.00
ABX   0 300   -- 46.9400   0.00 0.00 0.00 -2.92 0.00 -2.92
ADCT   1,000 1,000   12.6800 12.6700   0.00 -10.00 0.00 0.00 0.00 -10.00
ADM   6,100 6,100   33.3700 33.2200   0.00 -915.00 0.00 0.00 0.00 -915.00
ADTN   900 900   32.2400 31.9000   0.00 -306.00 0.00 0.00 0.00 -306.00
ADVS   500 500   54.0900 53.8200   0.00 -135.00 0.00 0.00 0.00 -135.00
AEM   0 200   -- 72.8400   0.00 0.00 0.00 -1.94 0.00 -1.94
AEP   100 100   36.6600 36.8500   0.00 19.00 0.00 0.00 0.00 19.00
AFR   0 1,200   -- 1.2920   9.46 0.00 0.00 -21.63 0.00 -12.17
AIZ   4,200 4,200   41.5600 41.3000   0.00 -1,092.00 0.00 0.00 0.00 -1,092.00
AMD   300 300   7.2000 7.3500   0.00 45.00 0.00 0.00 0.00 45.00
AMT   3,900 3,900   50.8400 50.7000   0.00 -546.00 0.00 0.00 0.00 -546.00
AN   5,400 0   24.5500 24.8000   -756.99 1,350.00 0.00 -27.00 0.00 566.01
ANTO   0 100   -- 12.9900   31.53 0.00 0.00 -19.54 0.00 11.99
APD   100 100   85.7000 84.1700   0.00 -153.00 0.00 0.00 0.00 -153.00
APH   3,200 3,200   49.8800 49.4700   0.00 -1,312.00 0.00 0.00 0.00 -1,312.00
ARM   0 300   -- 3.6040   -27.43 0.00 0.00 -18.12 0.00 -45.55
ATML   2,600 2,600   8.4300 8.6300   0.00 520.00 0.00 0.00 0.00 520.00
BF B   3,500 3,500   60.4100 59.6500   0.00 -2,660.00 0.00 0.00 0.00 -2,660.00
BKG   0 400   -- 8.3250   -9.46 0.00 0.00 -35.76 0.00 -45.22
BMY   300 300   26.8600 26.8700   0.00 3.00 0.00 0.00 0.00 3.00
BRBY   0 200   -- 10.0400   6.31 0.00 0.00 -25.26 0.00 -18.95
CBB   200 200   2.4700 2.4300   0.00 -8.00 0.00 0.00 0.00 -8.00
CBG   300 300   18.9000 18.3400   0.00 -168.00 0.00 0.00 0.00 -168.00
CMS   800 800   18.3300 18.3000   0.00 -24.00 0.00 0.00 0.00 -24.00
CPB   100 100   36.3200 36.0700   0.00 -25.00 0.00 0.00 0.00 -25.00
CPWR   100 100   9.9200 9.9500   0.00 3.00 0.00 0.00 0.00 3.00
CRM   1,000 1,000   111.8600 115.0600   0.00 3,200.00 0.00 0.00 0.00 3,200.00
CVX   100 100   85.1500 84.3100   0.00 -84.00 0.00 0.00 0.00 -84.00
DD   100 100   47.2200 46.9600   0.00 -26.00 0.00 0.00 0.00 -26.00
DISCA   3,800 3,800   44.5900 44.9600   0.00 1,406.00 0.00 0.00 0.00 1,406.00
DNO   0 400   -- 5.3400   -22.07 0.00 0.00 -26.41 0.00 -48.48
DOM   0 400   -- 4.6650   21.44 0.00 0.00 -24.06 0.00 -2.62
DUK   100 100   17.8600 17.8700   0.00 1.00 0.00 0.00 0.00 1.00
DVA   0 3,100   -- 70.8200   113.00 0.00 0.00 -15.50 0.00 97.50
DVO   0 800   -- 2.3470   -54.24 0.00 0.00 -24.53 0.00 -78.77
EIX   100 0   35.9600 35.9100   0.00 -5.00 0.00 -1.00 0.00 -6.00
ELD   0 800   -- 17.0700   0.00 0.00 0.00 -7.78 0.00 -7.78
EMR   3,300 3,300   54.7900 54.4400   0.00 -1,155.00 0.00 0.00 0.00 -1,155.00
ENDP   100 100   37.0700 36.6700   0.00 -40.00 0.00 0.00 0.00 -40.00
EP   500 500   13.0400 13.1300   0.00 45.00 0.00 0.00 0.00 45.00
EW   500 500   64.4200 63.8400   0.00 -290.00 0.00 0.00 0.00 -290.00
EXPE   4,900 4,900   28.2900 29.0000   0.00 3,479.00 0.00 0.00 0.00 3,479.00
FFIV   200 200   102.5400 117.5800   0.00 3,008.00 0.00 0.00 0.00 3,008.00
FL   100 100   15.8400 15.8400   0.00 0.00 0.00 0.00 0.00 0.00
FMC   100 100   70.8500 69.3300   0.00 -152.00 0.00 0.00 0.00 -152.00
FRES   0 100   -- 12.4700   -9.46 0.00 0.00 -19.34 0.00 -28.80
FTO   100 100   13.6600 13.4200   0.00 -24.00 0.00 0.00 0.00 -24.00
FTR   900 900   8.7200 8.7000   0.00 -18.00 0.00 0.00 0.00 -18.00
FULT   200 0   9.3000 9.3300   0.00 6.00 0.00 -1.00 0.00 5.00
GIL   0 700   -- 29.3800   0.00 0.00 0.00 -6.80 0.00 -6.80
GT   100 100   11.7600 11.6100   0.00 -15.00 0.00 0.00 0.00 -15.00
HAS   3,600 3,600   45.9200 45.9200   0.00 0.00 0.00 0.00 0.00 0.00
HBAN   10,900 10,900   5.6150 5.7000   0.00 926.50 0.00 0.00 0.00 926.50
HE   1,600 1,600   22.2700 22.2000   0.00 -112.00 0.00 0.00 0.00 -112.00
HL.   0 400   -- 4.5200   12.61 0.00 0.00 -23.65 0.00 -11.04
HMA   200 200   7.4100 7.3100   0.00 -20.00 0.00 0.00 0.00 -20.00
HNT   1,100 1,100   26.8700 26.4500   0.00 -462.00 0.00 0.00 0.00 -462.00
HOC   0 300   -- 4.6690   -17.03 0.00 0.00 -20.59 0.00 -37.61
HSP   200 200   58.6600 59.1000   0.00 88.00 0.00 0.00 0.00 88.00
HST   200 200   16.1000 15.9000   0.00 -40.00 0.00 0.00 0.00 -40.00
IMG   0 600   -- 18.0200   0.00 0.00 0.00 -5.83 0.00 -5.83
IMN   0 200   -- 60.7000   0.00 0.00 0.00 -1.94 0.00 -1.94
INTU   4,100 4,100   47.6300 47.7100   0.00 328.00 0.00 0.00 0.00 328.00
JDSU   600 600   11.5050 11.5600   0.00 33.00 0.00 0.00 0.00 33.00
JLL   300 300   85.3700 78.8400   0.00 -1,959.00 0.00 0.00 0.00 -1,959.00
JOYG   300 300   69.4000 69.1600   0.00 -72.00 0.00 0.00 0.00 -72.00
JUP   0 700   -- 2.7860   -34.21 0.00 0.00 -25.00 0.00 -59.22
KBR   100 100   25.1200 24.7200   0.00 -40.00 0.00 0.00 0.00 -40.00
KESA   0 1,200   -- 1.6040   -9.46 0.00 0.00 -24.68 0.00 -34.14
KG   200 200   14.1400 14.1600   0.00 4.00 0.00 0.00 0.00 4.00
KIM   200 200   17.0700 17.0400   0.00 -6.00 0.00 0.00 0.00 -6.00
KWK   0 100   -- 14.8200   0.00 0.00 0.00 -1.00 0.00 -1.00
LAM   0 300   -- 3.5000   -9.46 0.00 0.00 -9.46 0.00 -18.92
LKQX   100 100   21.9600 21.6000   0.00 -36.00 0.00 0.00 0.00 -36.00
LUV   400 400   13.5700 13.7600   0.00 76.00 0.00 0.00 0.00 76.00
MASI   100 100   30.2000 30.6100   0.00 41.00 0.00 0.00 0.00 41.00
MAT   100 100   23.3650 23.4200   0.00 5.50 0.00 0.00 0.00 5.50
MLHR   100 100   19.8200 19.5400   0.00 -28.00 0.00 0.00 0.00 -28.00
MOLX   200 200   22.5500 20.8200   0.00 -346.00 0.00 0.00 0.00 -346.00
MONY   0 2,000   -- 0.8380   -12.61 0.00 0.00 -22.73 0.00 -35.35
MRO   200 200   35.6000 35.2900   0.00 -62.00 0.00 0.00 0.00 -62.00
MRX   1,100 1,100   30.4600 30.0400   0.00 -462.00 0.00 0.00 0.00 -462.00
NAL   200 200   12.8900 12.8600   0.00 -6.00 0.00 0.00 0.00 -6.00
NDN   1,800 1,800   15.5400 15.6000   0.00 108.00 0.00 0.00 0.00 108.00
NEM   2,900 2,900   59.4600 58.4000   0.00 -3,074.00 0.00 0.00 0.00 -3,074.00
NHP   900 900   40.5100 40.3700   0.00 -126.00 0.00 0.00 0.00 -126.00
NI   600 600   17.5500 17.3100   0.00 -144.00 0.00 0.00 0.00 -144.00
NVE   2,700 0   13.5000 13.5600   0.00 162.00 0.00 -13.50 0.00 148.50
NWG   0 700   -- 3.4810   -1.10 0.00 0.00 -28.67 0.00 -29.78
NWL   9,300 9,300   17.9600 17.8900   0.00 -651.00 0.00 0.00 0.00 -651.00
NWSA   300 300   14.3100 14.3200   0.00 3.00 0.00 0.00 0.00 3.00
NYX   4,400 4,400   30.2400 30.4500   0.00 924.00 0.00 0.00 0.00 924.00
ODP   300 300   4.7700 4.7600   0.00 -3.00 0.00 0.00 0.00 -3.00
OHI   0 100   -- 22.9700   0.00 0.00 0.00 -1.00 0.00 -1.00
OLN   100 100   20.0500 20.1200   0.00 7.00 0.00 0.00 0.00 7.00
OML   0 1,300   -- 1.2900   -26.64 0.00 0.00 -22.81 0.00 -49.46
ORCL   200 200   28.6300 28.7000   0.00 14.00 0.00 0.00 0.00 14.00
PAG   0 800   -- 1.5610   3.78 0.00 0.00 -19.28 0.00 -15.50
PCAR   100 100   50.7900 50.8800   0.00 9.00 0.00 0.00 0.00 9.00
PCLN   300 0   374.4400 372.5000   0.00 -582.00 0.00 -1.50 0.00 -583.50
PCS   11,000 11,000   10.5700 10.2900   0.00 -3,080.00 0.00 0.00 0.00 -3,080.00
PDE   0 700   -- 30.5100   0.00 0.00 0.00 -3.50 0.00 -3.50
PFE   0 12,900   -- 17.2800   210.39 0.00 0.00 -64.50 0.00 145.89
PGR   300 300   21.4000 21.3600   0.00 -12.00 0.00 0.00 0.00 -12.00
PLL   100 100   43.0800 42.4700   0.00 -61.00 0.00 0.00 0.00 -61.00
POM   400 400   19.1000 18.9700   0.00 -52.00 0.00 0.00 0.00 -52.00
POT   0 100   -- 151.8000   0.00 0.00 0.00 -0.97 0.00 -0.97
PPG   100 100   77.3000 76.7700   0.00 -53.00 0.00 0.00 0.00 -53.00
PRGO   500 500   66.3800 66.5300   0.00 75.00 0.00 0.00 0.00 75.00
PSA   1,600 1,600   101.5900 100.0300   0.00 -2,496.00 0.00 0.00 0.00 -2,496.00
PTEN   100 100   20.0100 19.9500   0.00 -6.00 0.00 0.00 0.00 -6.00
PTV   100 100   33.1600 33.1500   0.00 -1.00 0.00 0.00 0.00 -1.00
PWR   100 100   19.9500 19.5200   0.00 -43.00 0.00 0.00 0.00 -43.00
Q   500 500   6.5400 6.5400   0.00 0.00 0.00 0.00 0.00 0.00
QCOM   4,700 4,700   43.9350 44.4800   0.00 2,561.50 0.00 0.00 0.00 2,561.50
QLGC   100 100   16.8600 16.9800   0.00 12.00 0.00 0.00 0.00 12.00
RAX   800 800   24.2800 25.1600   0.00 704.00 0.00 0.00 0.00 704.00
RE   500 500   84.8100 84.1500   0.00 -330.00 0.00 0.00 0.00 -330.00
RFMD   3,100 3,100   6.3700 7.3400   0.00 3,007.00 0.00 0.00 0.00 3,007.00
ROR   0 100   -- 16.8400   -23.65 0.00 0.00 -22.85 0.00 -46.50
ROVI   500 500   50.4700 50.0000   0.00 -235.00 0.00 0.00 0.00 -235.00
S   600 600   4.7700 4.3000   0.00 -282.00 0.00 0.00 0.00 -282.00
SC   0 600   -- 39.0000   0.00 0.00 0.00 -5.83 0.00 -5.83
SCI   200 200   8.4900 8.4500   0.00 -8.00 0.00 0.00 0.00 -8.00
SGP   0 100   -- 11.0000   34.69 0.00 0.00 -17.96 0.00 16.73
SHB   0 500   -- 4.3550   -17.34 0.00 0.00 -26.71 0.00 -44.05
SIAL   3,200 0   63.1300 62.4600   -390.10 -2,144.00 0.00 -16.00 0.00 -2,550.10
SJR.B   0 1,100   -- 21.7700   0.00 0.00 0.00 -10.69 0.00 -10.69
SLE   500 500   14.8100 14.5100   0.00 -150.00 0.00 0.00 0.00 -150.00
SLM   100 100   11.8000 11.8100   0.00 1.00 0.00 0.00 0.00 1.00
SNC   0 400   -- 52.5100   0.00 0.00 0.00 -3.89 0.00 -3.89
SPD   0 1,200   -- 1.4130   -41.62 0.00 0.00 -23.03 0.00 -64.66
SPN   900 900   27.3800 27.7100   0.00 297.00 0.00 0.00 0.00 297.00
STR   1,600 1,600   16.7500 16.7400   0.00 -16.00 0.00 0.00 0.00 -16.00
STZ   300 300   19.3500 18.9600   0.00 -117.00 0.00 0.00 0.00 -117.00
SUN   100 3,800   39.2500 39.6900   1,099.58 44.00 0.00 -18.50 0.00 1,125.08
SWKS   1,100 1,100   21.6600 22.8500   0.00 1,309.00 0.00 0.00 0.00 1,309.00
SXT   100 100   32.1400 31.9400   0.00 -20.00 0.00 0.00 0.00 -20.00
T   0 400   -- 45.6300   0.00 0.00 0.00 -3.89 0.00 -3.89
TCY   0 300   -- 5.0150   0.00 0.00 0.00 -21.32 0.00 -21.32
TE   700 700   17.6000 17.5600   0.00 -28.00 0.00 0.00 0.00 -28.00
THC   400 400   4.1800 4.2200   0.00 16.00 0.00 0.00 0.00 16.00
TIBX   100 100   19.0000 19.0100   0.00 1.00 0.00 0.00 0.00 1.00
TLPR   0 400   -- 3.8540   -37.84 0.00 0.00 -21.80 0.00 -59.64
TSCO   900 900   39.8800 39.0400   0.00 -756.00 0.00 0.00 0.00 -756.00
TWTC   100 100   18.1200 18.1600   0.00 4.00 0.00 0.00 0.00 4.00
UNH   6,500 6,500   37.5700 35.9300   0.00 -10,660.00 0.00 0.00 0.00 -10,660.00
UNP   2,200 2,200   87.3600 85.4300   0.00 -4,246.00 0.00 0.00 0.00 -4,246.00
URI   100 100   18.6000 18.8700   0.00 27.00 0.00 0.00 0.00 27.00
VCLK   100 100   13.7400 13.8100   0.00 7.00 0.00 0.00 0.00 7.00
VRX   0 300   -- 27.8500   0.00 0.00 0.00 -2.92 0.00 -2.92
VSH   100 100   10.7000 11.3100   0.00 61.00 0.00 0.00 0.00 61.00
WCN   1,300 1,300   40.5000 39.9700   0.00 -689.00 0.00 0.00 0.00 -689.00
WEC   100 100   59.6000 59.2500   0.00 -35.00 0.00 0.00 0.00 -35.00
WERN   1,100 1,100   21.3100 21.5000   0.00 209.00 0.00 0.00 0.00 209.00
WIN   600 600   12.5400 12.4700   0.00 -42.00 0.00 0.00 0.00 -42.00
WN   0 300   -- 80.9800   0.00 0.00 0.00 -2.92 0.00 -2.92
WOR   100 100   15.2500 15.1600   0.00 -9.00 0.00 0.00 0.00 -9.00
WRI   100 100   24.2500 24.1000   0.00 -15.00 0.00 0.00 0.00 -15.00
WTR   200 200   21.0000 21.2800   0.00 56.00 0.00 0.00 0.00 56.00
WY   6,200 6,200   15.7900 15.8100   0.00 124.00 0.00 0.00 0.00 124.00
XEL   100 100   24.0300 23.8600   0.00 -17.00 0.00 0.00 0.00 -17.00
XLNX   5,100 5,100   25.3100 26.1200   0.00 4,131.00 0.00 0.00 0.00 4,131.00
YULC   0 700   -- 2.6500   -69.53 0.00 0.00 -24.43 0.00 -93.96
YUM   100 100   49.8100 49.0400   0.00 -77.00 0.00 0.00 0.00 -77.00
      Total (Stocks) 9.26 -14,614.50 0.00 -854.43 0.00 -15,459.67
   Total (All Asset Classes) 9.26 -14,614.50 0.00 -854.43 0.00 -15,459.67
   Total P/L for Statement Period -15,459.67
Time Weighted Rate of Return -1.43%

Realized & Unrealized Performance Summary in Base ( October 27, 2010 )
    Realized   Unrealized    
Symbol   S/T Profit S/T Loss L/T Profit L/T Loss Total   Profit Loss Total   Total
Stocks
5108.T   0.00 0.00 0.00 0.00 0.00   0.00 -14.14 -14.14   -14.14
5201   0.00 0.00 0.00 0.00 0.00   4.27 0.00 4.27   4.27
5405   0.00 0.00 0.00 0.00 0.00   0.00 -70.55 -70.55   -70.55
6326   0.00 0.00 0.00 0.00 0.00   17.46 0.00 17.46   17.46
6702   0.00 0.00 0.00 0.00 0.00   0.00 -10.61 -10.61   -10.61
8306.T   0.00 0.00 0.00 0.00 0.00   17.19 0.00 17.19   17.19
8308.T   0.00 0.00 0.00 0.00 0.00   30.63 0.00 30.63   30.63
AAI   0.00 0.00 0.00 0.00 0.00   0.00 -2.00 -2.00   -2.00
ABX   0.00 0.00 0.00 0.00 0.00   0.00 -2.92 -2.92   -2.92
ADCT   0.00 0.00 0.00 0.00 0.00   0.00 -15.00 -15.00   -15.00
ADM   0.00 0.00 0.00 0.00 0.00   0.00 -798.52 -798.52   -798.52
ADTN   0.00 0.00 0.00 0.00 0.00   0.00 -310.50 -310.50   -310.50
ADVS   0.00 0.00 0.00 0.00 0.00   0.00 -137.50 -137.50   -137.50
AEM   0.00 0.00 0.00 0.00 0.00   0.00 -1.94 -1.94   -1.94
AEP   0.00 0.00 0.00 0.00 0.00   18.00 0.00 18.00   18.00
AFR   0.00 0.00 0.00 0.00 0.00   0.00 -12.17 -12.17   -12.17
AIZ   0.00 0.00 0.00 0.00 0.00   0.00 -1,093.42 -1,093.42   -1,093.42
AMD   0.00 0.00 0.00 0.00 0.00   43.50 0.00 43.50   43.50
AMT   0.00 0.00 0.00 0.00 0.00   0.00 -292.69 -292.69   -292.69
AN   786.01 -20.00 0.00 0.00 766.01   0.00 0.00 0.00   766.01
ANTO   0.00 0.00 0.00 0.00 0.00   11.99 0.00 11.99   11.99
APD   0.00 0.00 0.00 0.00 0.00   0.00 -154.00 -154.00   -154.00
APH   0.00 0.00 0.00 0.00 0.00   0.00 -1,407.99 -1,407.99   -1,407.99
ARM   0.00 0.00 0.00 0.00 0.00   0.00 -45.55 -45.55   -45.55
ATML   0.00 0.00 0.00 0.00 0.00   537.72 0.00 537.72   537.72
BF B   0.00 0.00 0.00 0.00 0.00   0.00 -3,731.34 -3,731.34   -3,731.34
BKG   0.00 0.00 0.00 0.00 0.00   0.00 -45.22 -45.22   -45.22
BMY   0.00 0.00 0.00 0.00 0.00   1.50 0.00 1.50   1.50
BRBY   0.00 0.00 0.00 0.00 0.00   0.00 -18.95 -18.95   -18.95
CBB   0.00 0.00 0.00 0.00 0.00   0.00 -9.00 -9.00   -9.00
CBG   0.00 0.00 0.00 0.00 0.00   0.00 -169.50 -169.50   -169.50
CMS   0.00 0.00 0.00 0.00 0.00   0.00 -28.00 -28.00   -28.00
CPB   0.00 0.00 0.00 0.00 0.00   0.00 -26.00 -26.00   -26.00
CPWR   0.00 0.00 0.00 0.00 0.00   2.00 0.00 2.00   2.00
CRM   0.00 0.00 0.00 0.00 0.00   3,195.00 0.00 3,195.00   3,195.00
CVX   0.00 0.00 0.00 0.00 0.00   0.00 -85.00 -85.00   -85.00
DD   0.00 0.00 0.00 0.00 0.00   0.00 -27.00 -27.00   -27.00
DISCA   0.00 0.00 0.00 0.00 0.00   1,506.33 0.00 1,506.33   1,506.33
DNO   0.00 0.00 0.00 0.00 0.00   0.00 -48.48 -48.48   -48.48
DOM   0.00 0.00 0.00 0.00 0.00   0.00 -2.62 -2.62   -2.62
DVA   0.00 0.00 0.00 0.00 0.00   97.50 0.00 97.50   97.50
DVO   0.00 0.00 0.00 0.00 0.00   0.00 -78.77 -78.77   -78.77
EIX   0.00 -7.00 0.00 0.00 -7.00   0.00 0.00 0.00   -7.00
ELD   0.00 0.00 0.00 0.00 0.00   0.00 -7.78 -7.78   -7.78
EMR   0.00 0.00 0.00 0.00 0.00   0.00 -747.51 -747.51   -747.51
ENDP   0.00 0.00 0.00 0.00 0.00   0.00 -41.00 -41.00   -41.00
EP   0.00 0.00 0.00 0.00 0.00   42.50 0.00 42.50   42.50
EW   0.00 0.00 0.00 0.00 0.00   0.00 -292.50 -292.50   -292.50
EXPE   0.00 0.00 0.00 0.00 0.00   3,088.51 0.00 3,088.51   3,088.51
FFIV   0.00 0.00 0.00 0.00 0.00   3,007.00 0.00 3,007.00   3,007.00
FL   0.00 0.00 0.00 0.00 0.00   0.00 -1.00 -1.00   -1.00
FMC   0.00 0.00 0.00 0.00 0.00   0.00 -153.00 -153.00   -153.00
FRES   0.00 0.00 0.00 0.00 0.00   0.00 -28.80 -28.80   -28.80
FTO   0.00 0.00 0.00 0.00 0.00   0.00 -25.00 -25.00   -25.00
FTR   0.00 0.00 0.00 0.00 0.00   0.00 -22.50 -22.50   -22.50
FULT   4.00 0.00 0.00 0.00 4.00   0.00 0.00 0.00   4.00
GIL   0.00 0.00 0.00 0.00 0.00   0.00 -6.80 -6.80   -6.80
GT   0.00 0.00 0.00 0.00 0.00   0.00 -16.00 -16.00   -16.00
HAS   0.00 0.00 0.00 0.00 0.00   29.00 0.00 29.00   29.00
HBAN   0.00 0.00 0.00 0.00 0.00   1,108.89 0.00 1,108.89   1,108.89
HE   0.00 0.00 0.00 0.00 0.00   0.00 -120.00 -120.00   -120.00
HL.   0.00 0.00 0.00 0.00 0.00   0.00 -11.04 -11.04   -11.04
HMA   0.00 0.00 0.00 0.00 0.00   0.00 -21.00 -21.00   -21.00
HNT   0.00 0.00 0.00 0.00 0.00   0.00 -467.50 -467.50   -467.50
HOC   0.00 0.00 0.00 0.00 0.00   0.00 -37.61 -37.61   -37.61
HSP   0.00 0.00 0.00 0.00 0.00   87.00 0.00 87.00   87.00
HST   0.00 0.00 0.00 0.00 0.00   0.00 -41.00 -41.00   -41.00
IMG   0.00 0.00 0.00 0.00 0.00   0.00 -5.83 -5.83   -5.83
IMN   0.00 0.00 0.00 0.00 0.00   0.00 -1.94 -1.94   -1.94
INTU   0.00 0.00 0.00 0.00 0.00   314.50 0.00 314.50   314.50
JDSU   0.00 0.00 0.00 0.00 0.00   30.00 0.00 30.00   30.00
JLL   0.00 0.00 0.00 0.00 0.00   0.00 -1,960.50 -1,960.50   -1,960.50
JOYG   0.00 0.00 0.00 0.00 0.00   0.00 -73.50 -73.50   -73.50
JUP   0.00 0.00 0.00 0.00 0.00   0.00 -59.22 -59.22   -59.22
KBR   0.00 0.00 0.00 0.00 0.00   0.00 -41.00 -41.00   -41.00
KESA   0.00 0.00 0.00 0.00 0.00   0.00 -34.14 -34.14   -34.14
KG   0.00 0.00 0.00 0.00 0.00   3.00 0.00 3.00   3.00
KIM   0.00 0.00 0.00 0.00 0.00   0.00 -7.00 -7.00   -7.00
KWK   0.00 0.00 0.00 0.00 0.00   0.00 -1.00 -1.00   -1.00
LAM   0.00 0.00 0.00 0.00 0.00   0.00 -18.92 -18.92   -18.92
LKQX   0.00 0.00 0.00 0.00 0.00   0.00 -37.00 -37.00   -37.00
LUV   0.00 0.00 0.00 0.00 0.00   74.00 0.00 74.00   74.00
MASI   0.00 0.00 0.00 0.00 0.00   40.00 0.00 40.00   40.00
MAT   0.00 0.00 0.00 0.00 0.00   4.50 0.00 4.50   4.50
MLHR   0.00 0.00 0.00 0.00 0.00   0.00 -29.00 -29.00   -29.00
MOLX   0.00 0.00 0.00 0.00 0.00   0.00 -347.00 -347.00   -347.00
MONY   0.00 0.00 0.00 0.00 0.00   0.00 -35.35 -35.35   -35.35
MRO   0.00 0.00 0.00 0.00 0.00   0.00 -63.00 -63.00   -63.00
MRX   0.00 0.00 0.00 0.00 0.00   0.00 -467.50 -467.50   -467.50
NAL   0.00 0.00 0.00 0.00 0.00   0.00 -7.00 -7.00   -7.00
NDN   0.00 0.00 0.00 0.00 0.00   99.00 0.00 99.00   99.00
NEM   0.00 0.00 0.00 0.00 0.00   0.00 -3,431.49 -3,431.49   -3,431.49
NHP   0.00 0.00 0.00 0.00 0.00   0.00 -130.50 -130.50   -130.50
NI   0.00 0.00 0.00 0.00 0.00   0.00 -147.00 -147.00   -147.00
NVE   171.01 -1.00 0.00 0.00 170.01   0.00 0.00 0.00   170.01
NWG   0.00 0.00 0.00 0.00 0.00   0.00 -29.78 -29.78   -29.78
NWL   0.00 0.00 0.00 0.00 0.00   0.00 -790.50 -790.50   -790.50
NWSA   0.00 0.00 0.00 0.00 0.00   1.50 0.00 1.50   1.50
NYX   0.00 0.00 0.00 0.00 0.00   896.24 0.00 896.24   896.24
ODP   0.00 0.00 0.00 0.00 0.00   0.00 -4.50 -4.50   -4.50
OHI   0.00 0.00 0.00 0.00 0.00   0.00 -1.00 -1.00   -1.00
OLN   0.00 0.00 0.00 0.00 0.00   6.00 0.00 6.00   6.00
OML   0.00 0.00 0.00 0.00 0.00   0.00 -49.46 -49.46   -49.46
ORCL   0.00 0.00 0.00 0.00 0.00   13.00 0.00 13.00   13.00
PAG   0.00 0.00 0.00 0.00 0.00   0.00 -15.50 -15.50   -15.50
PCAR   0.00 0.00 0.00 0.00 0.00   8.00 0.00 8.00   8.00
PCLN   0.00 -585.00 0.00 0.00 -585.00   0.00 0.00 0.00   -585.00
PCS   0.00 0.00 0.00 0.00 0.00   0.00 -2,879.99 -2,879.99   -2,879.99
PDE   0.00 0.00 0.00 0.00 0.00   0.00 -3.50 -3.50   -3.50
PFE   0.00 0.00 0.00 0.00 0.00   145.89 0.00 145.89   145.89
PGR   0.00 0.00 0.00 0.00 0.00   0.00 -13.50 -13.50   -13.50
PLL   0.00 0.00 0.00 0.00 0.00   0.00 -62.00 -62.00   -62.00
POM   0.00 0.00 0.00 0.00 0.00   0.00 -54.00 -54.00   -54.00
POT   0.00 0.00 0.00 0.00 0.00   0.00 -0.97 -0.97   -0.97
PPG   0.00 0.00 0.00 0.00 0.00   0.00 -54.00 -54.00   -54.00
PRGO   0.00 0.00 0.00 0.00 0.00   72.50 0.00 72.50   72.50
PSA   0.00 0.00 0.00 0.00 0.00   0.00 -2,504.00 -2,504.00   -2,504.00
PTEN   0.00 0.00 0.00 0.00 0.00   0.00 -7.00 -7.00   -7.00
PTV   0.00 0.00 0.00 0.00 0.00   0.00 -2.00 -2.00   -2.00
PWR   0.00 0.00 0.00 0.00 0.00   0.00 -44.00 -44.00   -44.00
Q   0.00 0.00 0.00 0.00 0.00   0.00 -2.50 -2.50   -2.50
QCOM   0.00 0.00 0.00 0.00 0.00   3,903.75 0.00 3,903.75   3,903.75
QLGC   0.00 0.00 0.00 0.00 0.00   11.00 0.00 11.00   11.00
RAX   0.00 0.00 0.00 0.00 0.00   700.00 0.00 700.00   700.00
RE   0.00 0.00 0.00 0.00 0.00   0.00 -332.50 -332.50   -332.50
RFMD   0.00 0.00 0.00 0.00 0.00   2,509.50 0.00 2,509.50   2,509.50
ROR   0.00 0.00 0.00 0.00 0.00   0.00 -46.50 -46.50   -46.50
ROVI   0.00 0.00 0.00 0.00 0.00   0.00 -237.50 -237.50   -237.50
S   0.00 0.00 0.00 0.00 0.00   0.00 -285.00 -285.00   -285.00
SC   0.00 0.00 0.00 0.00 0.00   0.00 -5.83 -5.83   -5.83
SCI   0.00 0.00 0.00 0.00 0.00   0.00 -9.00 -9.00   -9.00
SGP   0.00 0.00 0.00 0.00 0.00   16.73 0.00 16.73   16.73
SHB   0.00 0.00 0.00 0.00 0.00   0.00 -44.05 -44.05   -44.05
SIAL   0.00 -2,558.69 0.00 0.00 -2,558.69   0.00 0.00 0.00   -2,558.69
SJR.B   0.00 0.00 0.00 0.00 0.00   0.00 -10.69 -10.69   -10.69
SLE   0.00 0.00 0.00 0.00 0.00   0.00 -152.50 -152.50   -152.50
SNC   0.00 0.00 0.00 0.00 0.00   0.00 -3.89 -3.89   -3.89
SPD   0.00 0.00 0.00 0.00 0.00   0.00 -64.66 -64.66   -64.66
SPN   0.00 0.00 0.00 0.00 0.00   292.50 0.00 292.50   292.50
STR   0.00 0.00 0.00 0.00 0.00   0.00 -24.00 -24.00   -24.00
STZ   0.00 0.00 0.00 0.00 0.00   0.00 -118.50 -118.50   -118.50
SUN   0.00 0.00 0.00 0.00 0.00   1,124.08 0.00 1,124.08   1,124.08
SWKS   0.00 0.00 0.00 0.00 0.00   1,303.50 0.00 1,303.50   1,303.50
SXT   0.00 0.00 0.00 0.00 0.00   0.00 -21.00 -21.00   -21.00
T   0.00 0.00 0.00 0.00 0.00   0.00 -3.89 -3.89   -3.89
TCY   0.00 0.00 0.00 0.00 0.00   0.00 -21.32 -21.32   -21.32
TE   0.00 0.00 0.00 0.00 0.00   0.00 -31.50 -31.50   -31.50
THC   0.00 0.00 0.00 0.00 0.00   14.00 0.00 14.00   14.00
TLPR   0.00 0.00 0.00 0.00 0.00   0.00 -59.64 -59.64   -59.64
TSCO   0.00 0.00 0.00 0.00 0.00   0.00 -760.50 -760.50   -760.50
TWTC   0.00 0.00 0.00 0.00 0.00   3.00 0.00 3.00   3.00
UNH   0.00 0.00 0.00 0.00 0.00   0.00 -9,518.89 -9,518.89   -9,518.89
UNP   0.00 0.00 0.00 0.00 0.00   0.00 -4,257.00 -4,257.00   -4,257.00
URI   0.00 0.00 0.00 0.00 0.00   26.00 0.00 26.00   26.00
VCLK   0.00 0.00 0.00 0.00 0.00   6.00 0.00 6.00   6.00
VRX   0.00 0.00 0.00 0.00 0.00   0.00 -2.92 -2.92   -2.92
VSH   0.00 0.00 0.00 0.00 0.00   60.00 0.00 60.00   60.00
WCN   0.00 0.00 0.00 0.00 0.00   0.00 -695.50 -695.50   -695.50
WEC   0.00 0.00 0.00 0.00 0.00   0.00 -36.00 -36.00   -36.00
WERN   0.00 0.00 0.00 0.00 0.00   203.50 0.00 203.50   203.50
WIN   0.00 0.00 0.00 0.00 0.00   0.00 -45.00 -45.00   -45.00
WN   0.00 0.00 0.00 0.00 0.00   0.00 -2.92 -2.92   -2.92
WOR   0.00 0.00 0.00 0.00 0.00   0.00 -10.00 -10.00   -10.00
WRI   0.00 0.00 0.00 0.00 0.00   0.00 -16.00 -16.00   -16.00
WTR   0.00 0.00 0.00 0.00 0.00   55.00 0.00 55.00   55.00
WY   0.00 0.00 0.00 0.00 0.00   444.02 0.00 444.02   444.02
XEL   0.00 0.00 0.00 0.00 0.00   0.00 -18.00 -18.00   -18.00
XLNX   0.00 0.00 0.00 0.00 0.00   3,686.83 0.00 3,686.83   3,686.83
YULC   0.00 0.00 0.00 0.00 0.00   0.00 -93.96 -93.96   -93.96
YUM   0.00 0.00 0.00 0.00 0.00   0.00 -78.00 -78.00   -78.00
      Total (Stocks)   961.02 -3,171.69 0.00 0.00 -2,210.67   28,913.52 -41,102.16 -12,188.63   -14,399.30
   Total (All Asset Classes)   961.02 -3,171.69 0.00 0.00 -2,210.67   28,913.52 -41,102.16 -12,188.63   -14,399.30

Cash Report ( October 27, 2010 )
  Total Securities Commodities      
Base Currency Summary
Starting Cash -1,928,459.41 -1,928,459.41 0.00      
   Commissions -1,208.63 -1,208.63 0.00      
   Deposits 3,000,000.00 3,000,000.00 0.00      
   Net Trades (Sales) 34,739,308.07 34,739,308.07 0.00      
   Net Trades (Purchase) -35,262,319.12 -35,262,319.12 0.00      
   Transaction Tax -333.15 -333.15 0.00      
   Cash FX Translation Gain/Loss 7,176.35 7,176.35 0.00      
Ending Cash 554,164.11 554,164.11 0.00      
Ending Settled Cash 6,107,148.01 6,107,148.01 0.00      
AUD
Starting Cash 0.00 0.00 0.00      
   Net Trades (Purchase) -300,000.00 -300,000.00 0.00      
Ending Cash -300,000.00 -300,000.00 0.00      
Ending Settled Cash 0.00 0.00 0.00      
CAD
Starting Cash 0.00 0.00 0.00      
   Commissions -60.00 -60.00 0.00      
   Net Trades (Purchase) -1,097,039.50 -1,097,039.50 0.00      
Ending Cash -1,097,099.50 -1,097,099.50 0.00      
Ending Settled Cash -60.00 -60.00 0.00      
CHF
Starting Cash -1,666,440.10 -1,666,440.10 0.00      
   Net Trades (Sales) 1,173,707.20 1,173,707.20 0.00      
   Net Trades (Purchase) -842,945.00 -842,945.00 0.00      
Ending Cash -1,335,677.90 -1,335,677.90 0.00      
Ending Settled Cash -139.00 -139.00 0.00      
EUR
Starting Cash -480,000.00 -480,000.00 0.00      
   Net Trades (Sales) 3,200,000.00 3,200,000.00 0.00      
   Net Trades (Purchase) -3,360,000.00 -3,360,000.00 0.00      
Ending Cash -640,000.00 -640,000.00 0.00      
Ending Settled Cash 0.00 0.00 0.00      
GBP
Starting Cash 1,050,000.00 1,050,000.00 0.00      
   Commissions -150.00 -150.00 0.00      
   Net Trades (Sales) 150,000.00 150,000.00 0.00      
   Net Trades (Purchase) -1,693,318.00 -1,693,318.00 0.00      
   Transaction Tax -211.31 -211.31 0.00      
Ending Cash -493,679.31 -493,679.31 0.00      
Ending Settled Cash -150.00 -150.00 0.00      
JPY
Starting Cash -55,080,396 -55,080,396 0      
   Commissions -5,104 -5,104 0      
   Net Trades (Sales) 832,689,450 832,689,450 0      
   Net Trades (Purchase) -743,699,230 -743,699,230 0      
Ending Cash 33,904,720 33,904,720 0      
Ending Settled Cash -5,104 -5,104 0      
USD
Starting Cash -559,830.10 -559,830.10 0.00      
   Commissions -851.35 -851.35 0.00      
   Deposits 3,000,000.00 3,000,000.00 0.00      
   Net Trades (Sales) 18,721,469.21 18,721,469.21 0.00      
   Net Trades (Purchase) -16,656,270.33 -16,656,270.33 0.00      
Ending Cash 4,504,517.43 4,504,517.43 0.00      
Ending Settled Cash 6,107,645.58 6,107,645.58 0.00      

Change In Position Value ( October 27, 2010 )
Stocks
Base Currency Summary
Prior Period Value 5,058,943.50  
     Transactions 487,027.13  
     MTM P/L On Prior Period -14,614.50  
     MTM P/L On Transactions 9.26  
End Of Period Value 5,531,365.39  
JPY
Prior Period Value 0  
     Transactions 6,380,000  
     MTM P/L On Transactions 3,000  
End Of Period Value 6,383,000  
USD
Prior Period Value 5,058,943.50  
     Transactions 126,556.12  
     MTM P/L On Prior Period -14,614.50  
     MTM P/L On Transactions 275.88  
End Of Period Value 5,171,161.00  
CAD
Prior Period Value 0.00  
     Transactions 220,256.00  
End Of Period Value 220,256.00  
GBP
Prior Period Value 0.00  
     Transactions 43,318.00  
     MTM P/L On Transactions -192.40  
End Of Period Value 43,125.60  

Long Open Positions ( October 27, 2010 )
Expand All | Contract All | Add Scroll | Remove Scroll
Symbol Open Quantity Mult Cost Price Cost Basis Close Price Value Unrealized P/L % of NAV Code
Stocks
CAD
ABX - 300 1 46.9500 14,085.00 46.9400 14,082.00 -3.00 0.25  
AEM - 200 1 72.8500 14,570.00 72.8400 14,568.00 -2.00 0.26  
ELD - 800 1 17.0800 13,664.00 17.0700 13,656.00 -8.00 0.24  
GIL - 700 1 29.3900 20,573.00 29.3800 20,566.00 -7.00 0.36  
IMG - 600 1 18.0300 10,818.00 18.0200 10,812.00 -6.00 0.19  
IMN - 200 1 60.7100 12,142.00 60.7000 12,140.00 -2.00 0.21  
POT - 100 1 151.8100 15,181.00 151.8000 15,180.00 -1.00 0.27  
SC - 600 1 39.0100 23,406.00 39.0000 23,400.00 -6.00 0.41  
SJR.B - 1,100 1 21.7800 23,958.00 21.7700 23,947.00 -11.00 0.42  
SNC - 400 1 52.5200 21,008.00 52.5100 21,004.00 -4.00 0.37  
T - 400 1 45.6400 18,256.00 45.6300 18,252.00 -4.00 0.32  
VRX - 300 1 27.8600 8,358.00 27.8500 8,355.00 -3.00 0.15  
WN - 300 1 80.9900 24,297.00 80.9800 24,294.00 -3.00 0.43  
      Total in CAD   220,316.00   220,256.00 -60.00 3.87  
      Total in USD   214,149.36   214,091.03 -58.32    
GBP
AFR - 1,200 1 1.298435 1,558.12 1.2920 1,550.40 -7.72 0.04  
ANTO - 100 1 12.91395 1,291.40 12.9900 1,299.00 7.60 0.04  
ARM - 300 1 3.70031 1,110.09 3.6040 1,081.20 -28.89 0.03  
BKG - 400 1 8.3967 3,358.68 8.3250 3,330.00 -28.68 0.09  
BRBY - 200 1 10.1001 2,020.02 10.0400 2,008.00 -12.02 0.06  
DNO - 400 1 5.416875 2,166.75 5.3400 2,136.00 -30.75 0.06  
DOM - 400 1 4.669155 1,867.66 4.6650 1,866.00 -1.66 0.05  
DVO - 800 1 2.40945 1,927.56 2.3470 1,877.60 -49.96 0.05  
FRES - 100 1 12.65265 1,265.26 12.4700 1,247.00 -18.26 0.04  
HL. - 400 1 4.5375 1,815.00 4.5200 1,808.00 -7.00 0.05  
HOC - 300 1 4.748525 1,424.56 4.6690 1,400.70 -23.86 0.04  
JUP - 700 1 2.839656 1,987.76 2.7860 1,950.20 -37.56 0.06  
KESA - 1,200 1 1.622045 1,946.45 1.6040 1,924.80 -21.65 0.05  
LAM - 300 1 3.5400 1,062.00 3.5000 1,050.00 -12.00 0.03  
MONY - 2,000 1 0.84921 1,698.42 0.8380 1,676.00 -22.42 0.05  
NWG - 700 1 3.507981 2,455.59 3.4810 2,436.70 -18.89 0.07  
OML - 1,300 1 1.31413 1,708.37 1.2900 1,677.00 -31.37 0.05  
PAG - 800 1 1.57329 1,258.63 1.5610 1,248.80 -9.83 0.04  
ROR - 100 1 17.13495 1,713.50 16.8400 1,684.00 -29.49 0.05  
SGP - 100 1 10.8939 1,089.39 11.0000 1,100.00 10.61 0.03  
SHB - 500 1 4.410885 2,205.44 4.3550 2,177.50 -27.94 0.06  
SPD - 1,200 1 1.447175 1,736.61 1.4130 1,695.60 -41.01 0.05  
TCY - 300 1 5.060075 1,518.02 5.0150 1,504.50 -13.52 0.04  
TLPR - 400 1 3.94857 1,579.43 3.8540 1,541.60 -37.83 0.04  
YULC - 700 1 2.735136 1,914.60 2.6500 1,855.00 -59.60 0.05  
      Total in GBP   43,679.31   43,125.60 -553.71 1.23  
      Total in USD   68,864.80   67,991.82 -872.98    
JPY
5108.T - 1,000 1 1,445.1552 1,445,155.2 1,444.0000 1,444,000 -1,155.2 0.32  
5201 - 1,000 1 814.6512 814,651.2 815.0000 815,000 348.8 0.18  
5405 - 5,000 1 191.1528 955,764 190.0000 950,000 -5,764 0.21  
6326 - 1,000 1 717.5736 717,573.6 719.0000 719,000 1,426.4 0.16  
6702 - 2,000 1 542.4336 1,084,867.2 542.0000 1,084,000 -867.2 0.24  
8306.T - 2,000 1 372.2976 744,595.2 373.0000 746,000 1,404.8 0.17  
8308.T - 1,000 1 622.4976 622,497.6 625.0000 625,000 2,502.4 0.14  
      Total in JPY   6,385,104   6,383,000 -2,104 1.41  
      Total in USD   78,147.29   78,121.54 -25.75    
USD
AAI - 100 1 7.4600 746.00 7.4400 744.00 -2.00 0.01  
ADCT - 1,000 1 12.6850 12,685.00 12.6700 12,670.00 -15.00 0.23  
ADM - 6,100 1 33.350905 203,440.52 33.2200 202,642.00 -798.52 3.66  
ADTN - 900 1 32.2450 29,020.50 31.9000 28,710.00 -310.50 0.52  
ADVS - 500 1 54.0950 27,047.50 53.8200 26,910.00 -137.50 0.49  
AEP - 100 1 36.6700 3,667.00 36.8500 3,685.00 18.00 0.07  
AIZ - 4,200 1 41.560338 174,553.42 41.3000 173,460.00 -1,093.42 3.14  
AMD - 300 1 7.2050 2,161.50 7.3500 2,205.00 43.50 0.04  
AMT - 3,900 1 50.775049 198,022.69 50.7000 197,730.00 -292.69 3.57  
APD - 100 1 85.7100 8,571.00 84.1700 8,417.00 -154.00 0.15  
APH - 3,200 1 49.909997 159,711.99 49.4700 158,304.00 -1,407.99 2.86  
ATML - 2,600 1 8.423185 21,900.28 8.6300 22,438.00 537.72 0.41  
BF B - 3,500 1 60.716097 212,506.34 59.6500 208,775.00 -3,731.34 3.77  
BMY - 300 1 26.8650 8,059.50 26.8700 8,061.00 1.50 0.15  
CBB - 200 1 2.4750 495.00 2.4300 486.00 -9.00 0.01  
CBG - 300 1 18.9050 5,671.50 18.3400 5,502.00 -169.50 0.10  
CMS - 800 1 18.3350 14,668.00 18.3000 14,640.00 -28.00 0.26  
CPB - 100 1 36.3300 3,633.00 36.0700 3,607.00 -26.00 0.07  
CPWR - 100 1 9.9300 993.00 9.9500 995.00 2.00 0.02  
CRM - 1,000 1 111.8650 111,865.00 115.0600 115,060.00 3,195.00 2.08  
CVX - 100 1 85.1600 8,516.00 84.3100 8,431.00 -85.00 0.15  
DD - 100 1 47.2300 4,723.00 46.9600 4,696.00 -27.00 0.08  
DISCA - 3,800 1 44.563597 169,341.67 44.9600 170,848.00 1,506.33 3.09  
DUK - 100 1 17.8700 1,787.00 17.8700 1,787.00 0.00 0.03  
DVA - 3,100 1 70.788548 219,444.50 70.8200 219,542.00 97.50 3.97  
EMR - 3,300 1 54.666518 180,399.51 54.4400 179,652.00 -747.51 3.25  
ENDP - 100 1 37.0800 3,708.00 36.6700 3,667.00 -41.00 0.07  
EP - 500 1 13.0450 6,522.50 13.1300 6,565.00 42.50 0.12  
EW - 500 1 64.4250 32,212.50 63.8400 31,920.00 -292.50 0.58  
EXPE - 4,900 1 28.369692 139,011.49 29.0000 142,100.00 3,088.51 2.57  
FFIV - 200 1 102.5450 20,509.00 117.5800 23,516.00 3,007.00 0.43  
FL - 100 1 15.8500 1,585.00 15.8400 1,584.00 -1.00 0.03  
FMC - 100 1 70.8600 7,086.00 69.3300 6,933.00 -153.00 0.13  
FTO - 100 1 13.6700 1,367.00 13.4200 1,342.00 -25.00 0.02  
FTR - 900 1 8.7250 7,852.50 8.7000 7,830.00 -22.50 0.14  
GT - 100 1 11.7700 1,177.00 11.6100 1,161.00 -16.00 0.02  
HAS - 3,600 1 45.911944 165,283.00 45.9200 165,312.00 29.00 2.99  
HBAN - 10,900 1 5.598267 61,021.11 5.7000 62,130.00 1,108.89 1.12  
HE - 1,600 1 22.2750 35,640.00 22.2000 35,520.00 -120.00 0.64  
HMA - 200 1 7.4150 1,483.00 7.3100 1,462.00 -21.00 0.03  
HNT - 1,100 1 26.8750 29,562.50 26.4500 29,095.00 -467.50 0.53  
HSP - 200 1 58.6650 11,733.00 59.1000 11,820.00 87.00 0.21  
HST - 200 1 16.1050 3,221.00 15.9000 3,180.00 -41.00 0.06  
INTU - 4,100 1 47.633293 195,296.50 47.7100 195,611.00 314.50 3.54  
JDSU - 600 1 11.5100 6,906.00 11.5600 6,936.00 30.00 0.13  
JLL - 300 1 85.3750 25,612.50 78.8400 23,652.00 -1,960.50 0.43  
JOYG - 300 1 69.4050 20,821.50 69.1600 20,748.00 -73.50 0.38  
KBR - 100 1 25.1300 2,513.00 24.7200 2,472.00 -41.00 0.04  
KG - 200 1 14.1450 2,829.00 14.1600 2,832.00 3.00 0.05  
KIM - 200 1 17.0750 3,415.00 17.0400 3,408.00 -7.00 0.06  
KWK - 100 1 14.8300 1,483.00 14.8200 1,482.00 -1.00 0.03  
LKQX - 100 1 21.9700 2,197.00 21.6000 2,160.00 -37.00 0.04  
LUV - 400 1 13.5750 5,430.00 13.7600 5,504.00 74.00 0.10  
MASI - 100 1 30.2100 3,021.00 30.6100 3,061.00 40.00 0.06  
MAT - 100 1 23.3750 2,337.50 23.4200 2,342.00 4.50 0.04  
MLHR - 100 1 19.8300 1,983.00 19.5400 1,954.00 -29.00 0.04  
MOLX - 200 1 22.5550 4,511.00 20.8200 4,164.00 -347.00 0.08  
MRO - 200 1 35.6050 7,121.00 35.2900 7,058.00 -63.00 0.13  
MRX - 1,100 1 30.4650 33,511.50 30.0400 33,044.00 -467.50 0.60  
NAL - 200 1 12.8950 2,579.00 12.8600 2,572.00 -7.00 0.05  
NDN - 1,800 1 15.5450 27,981.00 15.6000 28,080.00 99.00 0.51  
NEM - 2,900 1 59.583272 172,791.49 58.4000 169,360.00 -3,431.49 3.06  
NHP - 900 1 40.5150 36,463.50 40.3700 36,333.00 -130.50 0.66  
NI - 600 1 17.5550 10,533.00 17.3100 10,386.00 -147.00 0.19  
NWL - 9,300 1 17.9750 167,167.50 17.8900 166,377.00 -790.50 3.01  
NWSA - 300 1 14.3150 4,294.50 14.3200 4,296.00 1.50 0.08  
NYX - 4,400 1 30.24631 133,083.76 30.4500 133,980.00 896.24 2.42  
ODP - 300 1 4.7750 1,432.50 4.7600 1,428.00 -4.50 0.03  
OHI - 100 1 22.9800 2,298.00 22.9700 2,297.00 -1.00 0.04  
OLN - 100 1 20.0600 2,006.00 20.1200 2,012.00 6.00 0.04  
ORCL - 200 1 28.6350 5,727.00 28.7000 5,740.00 13.00 0.10  
PCAR - 100 1 50.8000 5,080.00 50.8800 5,088.00 8.00 0.09  
PCS - 11,000 1 10.551817 116,069.99 10.2900 113,190.00 -2,879.99 2.05  
PDE - 700 1 30.5150 21,360.50 30.5100 21,357.00 -3.50 0.39  
PFE - 12,900 1 17.268691 222,766.11 17.2800 222,912.00 145.89 4.03  
PGR - 300 1 21.4050 6,421.50 21.3600 6,408.00 -13.50 0.12  
PLL - 100 1 43.0900 4,309.00 42.4700 4,247.00 -62.00 0.08  
POM - 400 1 19.1050 7,642.00 18.9700 7,588.00 -54.00 0.14  
PPG - 100 1 77.3100 7,731.00 76.7700 7,677.00 -54.00 0.14  
PRGO - 500 1 66.3850 33,192.50 66.5300 33,265.00 72.50 0.60  
PSA - 1,600 1 101.5950 162,552.00 100.0300 160,048.00 -2,504.00 2.89  
PTEN - 100 1 20.0200 2,002.00 19.9500 1,995.00 -7.00 0.04  
PTV - 100 1 33.1700 3,317.00 33.1500 3,315.00 -2.00 0.06  
PWR - 100 1 19.9600 1,996.00 19.5200 1,952.00 -44.00 0.04  
Q - 500 1 6.5450 3,272.50 6.5400 3,270.00 -2.50 0.06  
QCOM - 4,700 1 43.649415 205,152.25 44.4800 209,056.00 3,903.75 3.78  
QLGC - 100 1 16.8700 1,687.00 16.9800 1,698.00 11.00 0.03  
RAX - 800 1 24.2850 19,428.00 25.1600 20,128.00 700.00 0.36  
RE - 500 1 84.8150 42,407.50 84.1500 42,075.00 -332.50 0.76  
RFMD - 3,100 1 6.530484 20,244.50 7.3400 22,754.00 2,509.50 0.41  
ROVI - 500 1 50.4750 25,237.50 50.0000 25,000.00 -237.50 0.45  
S - 600 1 4.7750 2,865.00 4.3000 2,580.00 -285.00 0.05  
SCI - 200 1 8.4950 1,699.00 8.4500 1,690.00 -9.00 0.03  
SLE - 500 1 14.8150 7,407.50 14.5100 7,255.00 -152.50 0.13  
SLM - 100 1 11.8100 1,181.00 11.8100 1,181.00 0.00 0.02  
SPN - 900 1 27.3850 24,646.50 27.7100 24,939.00 292.50 0.45  
STR - 1,600 1 16.7550 26,808.00 16.7400 26,784.00 -24.00 0.48  
STZ - 300 1 19.3550 5,806.50 18.9600 5,688.00 -118.50 0.10  
SUN - 3,800 1 39.394189 149,697.92 39.6900 150,822.00 1,124.08 2.73  
SWKS - 1,100 1 21.6650 23,831.50 22.8500 25,135.00 1,303.50 0.45  
SXT - 100 1 32.1500 3,215.00 31.9400 3,194.00 -21.00 0.06  
TE - 700 1 17.6050 12,323.50 17.5600 12,292.00 -31.50 0.22  
THC - 400 1 4.1850 1,674.00 4.2200 1,688.00 14.00 0.03  
TIBX - 100 1 19.0100 1,901.00 19.0100 1,901.00 0.00 0.03  
TSCO - 900 1 39.8850 35,896.50 39.0400 35,136.00 -760.50 0.64  
TWTC - 100 1 18.1300 1,813.00 18.1600 1,816.00 3.00 0.03  
UNH - 6,500 1 37.394445 243,063.89 35.9300 233,545.00 -9,518.89 4.22  
UNP - 2,200 1 87.3650 192,203.00 85.4300 187,946.00 -4,257.00 3.40  
URI - 100 1 18.6100 1,861.00 18.8700 1,887.00 26.00 0.03  
VCLK - 100 1 13.7500 1,375.00 13.8100 1,381.00 6.00 0.02  
VSH - 100 1 10.7100 1,071.00 11.3100 1,131.00 60.00 0.02  
WCN - 1,300 1 40.5050 52,656.50 39.9700 51,961.00 -695.50 0.94  
WEC - 100 1 59.6100 5,961.00 59.2500 5,925.00 -36.00 0.11  
WERN - 1,100 1 21.3150 23,446.50 21.5000 23,650.00 203.50 0.43  
WIN - 600 1 12.5450 7,527.00 12.4700 7,482.00 -45.00 0.14  
WOR - 100 1 15.2600 1,526.00 15.1600 1,516.00 -10.00 0.03  
WRI - 100 1 24.2600 2,426.00 24.1000 2,410.00 -16.00 0.04  
WTR - 200 1 21.0050 4,201.00 21.2800 4,256.00 55.00 0.08  
WY - 6,200 1 15.738384 97,577.98 15.8100 98,022.00 444.02 1.77  
XEL - 100 1 24.0400 2,404.00 23.8600 2,386.00 -18.00 0.04  
XLNX - 5,100 1 25.397092 129,525.17 26.1200 133,212.00 3,686.83 2.41  
YUM - 100 1 49.8200 4,982.00 49.0400 4,904.00 -78.00 0.09  
      Total in USD   5,182,392.58   5,171,161.00 -11,231.58 93.49  
   Total Stocks in USD   5,543,554.03   5,531,365.39 -12,188.63    

Trades ( October 27, 2010 )
Expand All | Contract All | Add Scroll | Remove Scroll
Symbol Date/Time Exchange Quantity T. Price C. Price T. Amount Comm/Tax Basis Realized P/L MTM P/L Code
Stocks
CAD
ABX 2010-10-27, 16:00:00 - 300 46.9400 46.9400 14,082.00 -3.00 14,085.00 0.00 0.00 O
   Total ABX 300     14,082.00 -3.00 14,085.00 0.00 0.00  
AEM 2010-10-27, 16:00:00 - 200 72.8400 72.8400 14,568.00 -2.00 14,570.00 0.00 0.00 O
   Total AEM 200     14,568.00 -2.00 14,570.00 0.00 0.00  
ELD 2010-10-27, 16:00:00 - 800 17.0700 17.0700 13,656.00 -8.00 13,664.00 0.00 0.00 O
   Total ELD 800     13,656.00 -8.00 13,664.00 0.00 0.00  
GIL 2010-10-27, 16:00:00 - 700 29.3800 29.3800 20,566.00 -7.00 20,573.00 0.00 0.00 O
   Total GIL 700     20,566.00 -7.00 20,573.00 0.00 0.00  
IMG 2010-10-27, 16:00:00 - 600 18.0200 18.0200 10,812.00 -6.00 10,818.00 0.00 0.00 O
   Total IMG 600     10,812.00 -6.00 10,818.00 0.00 0.00  
IMN 2010-10-27, 16:00:00 - 200 60.7000 60.7000 12,140.00 -2.00 12,142.00 0.00 0.00 O
   Total IMN 200     12,140.00 -2.00 12,142.00 0.00 0.00  
POT 2010-10-27, 16:00:00 - 100 151.8000 151.8000 15,180.00 -1.00 15,181.00 0.00 0.00 O
   Total POT 100     15,180.00 -1.00 15,181.00 0.00 0.00  
SC 2010-10-27, 16:00:00 - 600 39.0000 39.0000 23,400.00 -6.00 23,406.00 0.00 0.00 P;O
   Total SC 600     23,400.00 -6.00 23,406.00 0.00 0.00  
SJR.B 2010-10-27, 16:00:00 - 1,100 21.7700 21.7700 23,947.00 -11.00 23,958.00 0.00 0.00 O
   Total SJR.B 1,100     23,947.00 -11.00 23,958.00 0.00 0.00  
SNC 2010-10-27, 16:00:00 - 400 52.5100 52.5100 21,004.00 -4.00 21,008.00 0.00 0.00 O
   Total SNC 400     21,004.00 -4.00 21,008.00 0.00 0.00  
T 2010-10-27, 16:00:00 - 400 45.6300 45.6300 18,252.00 -4.00 18,256.00 0.00 0.00 O
   Total T 400     18,252.00 -4.00 18,256.00 0.00 0.00  
VRX 2010-10-27, 16:00:00 - 300 27.8500 27.8500 8,355.00 -3.00 8,358.00 0.00 0.00 O
   Total VRX 300     8,355.00 -3.00 8,358.00 0.00 0.00  
WN 2010-10-27, 16:00:00 - 300 80.9800 80.9800 24,294.00 -3.00 24,297.00 0.00 0.00 O
   Total WN 300     24,294.00 -3.00 24,297.00 0.00 0.00  
   Total in CAD     220,256.00 -60.00 220,316.00 0.00 0.00  
   Total in USD     214,091.03 -58.32 214,149.36 0.00 0.00  
GBP
AFR 2010-10-27, 03:30:58 - 1,200 1.2870 1.2920 1,544.40 -13.72 1,558.12 0.00 6.00 O
   Total AFR 1,200     1,544.40 -13.72 1,558.12 0.00 6.00  
ANTO 2010-10-27, 03:30:52 - 100 12.7900 12.9900 1,279.00 -12.40 1,291.40 0.00 20.00 O
   Total ANTO 100     1,279.00 -12.40 1,291.40 0.00 20.00  
ARM 2010-10-27, 03:30:40 - 300 3.6620 3.6040 1,098.60 -11.49 1,110.09 0.00 -17.40 O
   Total ARM 300     1,098.60 -11.49 1,110.09 0.00 -17.40  
BKG 2010-10-27, 03:30:13 - 400 8.3400 8.3250 3,336.00 -22.68 3,358.68 0.00 -6.00 O
   Total BKG 400     3,336.00 -22.68 3,358.68 0.00 -6.00  
BRBY 2010-10-27, 03:31:04 - 200 10.0200 10.0400 2,004.00 -16.02 2,020.02 0.00 4.00 O
   Total BRBY 200     2,004.00 -16.02 2,020.02 0.00 4.00  
DNO 2010-10-27, 03:30:46 - 400 5.3750 5.3400 2,150.00 -16.75 2,166.75 0.00 -14.00 P;O
   Total DNO 400     2,150.00 -16.75 2,166.75 0.00 -14.00  
DOM 2010-10-27, 03:30:28 - 400 4.6310 4.6650 1,852.40 -15.26 1,867.66 0.00 13.60 O
   Total DOM 400     1,852.40 -15.26 1,867.66 0.00 13.60  
DVO 2010-10-27, 03:30:55 - 800 2.3900 2.3470 1,912.00 -15.56 1,927.56 0.00 -34.40 O
   Total DVO 800     1,912.00 -15.56 1,927.56 0.00 -34.40  
FRES 2010-10-27, 03:30:49 - 100 12.5300 12.4700 1,253.00 -12.26 1,265.26 0.00 -6.00 O
   Total FRES 100     1,253.00 -12.26 1,265.26 0.00 -6.00  
HL. 2010-10-27, 03:30:16 - 400 4.5000 4.5200 1,800.00 -15.00 1,815.00 0.00 8.00 O
   Total HL. 400     1,800.00 -15.00 1,815.00 0.00 8.00  
HOC 2010-10-27, 03:31:19 - 300 4.7050 4.6690 1,411.50 -13.06 1,424.56 0.00 -10.80 P;O
   Total HOC 300     1,411.50 -13.06 1,424.56 0.00 -10.80  
JUP 2010-10-27, 03:30:37 - 700 2.8170 2.7860 1,971.90 -15.86 1,987.76 0.00 -21.70 O
   Total JUP 700     1,971.90 -15.86 1,987.76 0.00 -21.70  
KESA 2010-10-27, 03:31:07 - 1,200 1.6090 1.6040 1,930.80 -15.65 1,946.45 0.00 -6.00 O
   Total KESA 1,200     1,930.80 -15.65 1,946.45 0.00 -6.00  
LAM 2010-10-27, 03:31:25 - 300 3.5200 3.5000 1,056.00 -6.00 1,062.00 0.00 -6.00 P;O
   Total LAM 300     1,056.00 -6.00 1,062.00 0.00 -6.00  
MONY 2010-10-27, 08:47:31 - 2,000 0.8420 0.8380 1,684.00 -14.42 1,698.42 0.00 -8.00 O
   Total MONY 2,000     1,684.00 -14.42 1,698.42 0.00 -8.00  
NWG 2010-10-27, 08:55:32 - 700 3.4820 3.4810 2,437.40 -18.19 2,455.59 0.00 -0.70 O
   Total NWG 700     2,437.40 -18.19 2,455.59 0.00 -0.70  
OML 2010-10-27, 03:31:01 - 1,300 1.3030 1.2900 1,693.90 -14.47 1,708.37 0.00 -16.90 O
   Total OML 1,300     1,693.90 -14.47 1,708.37 0.00 -16.90  
PAG 2010-10-27, 03:30:19 - 800 1.5580 1.5610 1,246.40 -12.23 1,258.63 0.00 2.40 O
   Total PAG 800     1,246.40 -12.23 1,258.63 0.00 2.40  
ROR 2010-10-27, 03:31:28 - 100 16.9900 16.8400 1,699.00 -14.50 1,713.50 0.00 -15.00 P;O
   Total ROR 100     1,699.00 -14.50 1,713.50 0.00 -15.00  
SGP 2010-10-27, 03:46:32 - 100 10.7800 11.0000 1,078.00 -11.39 1,089.39 0.00 22.00 O
   Total SGP 100     1,078.00 -11.39 1,089.39 0.00 22.00  
SHB 2010-10-27, 03:30:25 - 500 4.3770 4.3550 2,188.50 -16.94 2,205.44 0.00 -11.00 O
   Total SHB 500     2,188.50 -16.94 2,205.44 0.00 -11.00  
SPD 2010-10-27, 03:53:38 - 1,200 1.4350 1.4130 1,722.00 -14.61 1,736.61 0.00 -26.40 O
   Total SPD 1,200     1,722.00 -14.61 1,736.61 0.00 -26.40  
TCY 2010-10-27, 11:29:15 - 300 5.0150 5.0150 1,504.50 -13.52 1,518.02 0.00 0.00 O
   Total TCY 300     1,504.50 -13.52 1,518.02 0.00 0.00  
TLPR 2010-10-27, 03:30:31 - 400 3.9140 3.8540 1,565.60 -13.83 1,579.43 0.00 -24.00 O
   Total TLPR 400     1,565.60 -13.83 1,579.43 0.00 -24.00  
YULC 2010-10-27, 03:31:16 - 700 2.7130 2.6500 1,899.10 -15.50 1,914.60 0.00 -44.10 O
   Total YULC 700     1,899.10 -15.50 1,914.60 0.00 -44.10  
   Total in GBP     43,318.00 -361.31 43,679.31 0.00 -192.40  
   Total in USD     68,295.16 -569.64 68,864.80 0.00 -303.34  
JPY
5108.T 2010-10-27, 02:00:01 - 1,000 1,444.0000 1,444.0000 1,444,000 -1,155.2 1,445,155.2 0 0 O
   Total 5108.T 1,000     1,444,000 -1,155.2 1,445,155.2 0 0  
5201 2010-10-27, 01:11:44 - 1,000 814.0000 815.0000 814,000 -651.2 814,651.2 0 1,000 O
   Total 5201 1,000     814,000 -651.2 814,651.2 0 1,000  
5405 2010-10-27, 01:12:02 - 5,000 191.0000 190.0000 955,000 -764 955,764 0 -5,000 O
   Total 5405 5,000     955,000 -764 955,764 0 -5,000  
6326 2010-10-27, 01:11:48 - 1,000 717.0000 719.0000 717,000 -573.6 717,573.6 0 2,000 O
   Total 6326 1,000     717,000 -573.6 717,573.6 0 2,000  
6702 2010-10-27, 02:00:01 - 2,000 542.0000 542.0000 1,084,000 -867.2 1,084,867.2 0 0 O
   Total 6702 2,000     1,084,000 -867.2 1,084,867.2 0 0  
8306.T 2010-10-27, 01:11:53 - 2,000 372.0000 373.0000 744,000 -595.2 744,595.2 0 2,000 O
   Total 8306.T 2,000     744,000 -595.2 744,595.2 0 2,000  
8308.T 2010-10-27, 01:45:31 - 1,000 622.0000 625.0000 622,000 -497.6 622,497.6 0 3,000 P;O
   Total 8308.T 1,000     622,000 -497.6 622,497.6 0 3,000  
   Total in JPY     6,380,000 -5,104 6,385,104 0 3,000  
   Total in USD     78,084.82 -62.47 78,147.29 0.00 36.72  
USD
AN 2010-10-27, 09:59:17 - -5,400 24.659817 24.8000 -133,163.01 -27.00 -132,370.00 766.01 -756.99 P;C
   Total AN -5,400     -133,163.01 -27.00 -132,370.00 766.01 -756.99  
DVA 2010-10-27, 10:01:13 - 3,100 70.783548 70.8200 219,429.00 -15.50 219,444.50 0.00 113.00 P;O
   Total DVA 3,100     219,429.00 -15.50 219,444.50 0.00 113.00  
EIX 2010-10-27, 16:00:33 - -100 35.9100 35.9100 -3,591.00 -1.00 -3,597.00 -7.00 0.00 C
   Total EIX -100     -3,591.00 -1.00 -3,597.00 -7.00 0.00  
FULT 2010-10-27, 16:00:00 - -200 9.3300 9.3300 -1,866.00 -1.00 -1,861.00 4.00 0.00 C
   Total FULT -200     -1,866.00 -1.00 -1,861.00 4.00 0.00  
KWK 2010-10-27, 16:01:39 - 100 14.8200 14.8200 1,482.00 -1.00 1,483.00 0.00 0.00 O
   Total KWK 100     1,482.00 -1.00 1,483.00 0.00 0.00  
NVE 2010-10-27, 16:01:13 - -2,700 13.5600 13.5600 -36,612.00 -13.50 -36,428.49 170.01 0.00 C
   Total NVE -2,700     -36,612.00 -13.50 -36,428.49 170.01 0.00  
OHI 2010-10-27, 16:03:05 - 100 22.9700 22.9700 2,297.00 -1.00 2,298.00 0.00 0.00 O
   Total OHI 100     2,297.00 -1.00 2,298.00 0.00 0.00  
PCLN 2010-10-27, 16:00:00 - -300 372.5000 372.5000 -111,750.00 -1.50 -112,333.50 -585.00 0.00 C
   Total PCLN -300     -111,750.00 -1.50 -112,333.50 -585.00 0.00  
PDE 2010-10-27, 16:02:30 - 700 30.5100 30.5100 21,357.00 -3.50 21,360.50 0.00 0.00 O
   Total PDE 700     21,357.00 -3.50 21,360.50 0.00 0.00  
PFE 2010-10-27, 10:06:55 - 12,900 17.263691 17.2800 222,701.61 -64.50 222,766.11 0.00 210.39 P;O
   Total PFE 12,900     222,701.61 -64.50 222,766.11 0.00 210.39  
SIAL 2010-10-27, 10:00:00 - -3,200 62.338094 62.4600 -199,481.90 -16.00 -202,024.59 -2,558.69 -390.10 P;C
   Total SIAL -3,200     -199,481.90 -16.00 -202,024.59 -2,558.69 -390.10  
SUN 2010-10-27, 10:02:46 - 3,700 39.392816 39.6900 145,753.42 -18.50 145,771.92 0.00 1,099.58 P;O
   Total SUN 3,700     145,753.42 -18.50 145,771.92 0.00 1,099.58  
   Total in USD     126,556.12 -164.00 124,509.45 -2,210.67 275.88  
Symbol Date/Time Exchange Quantity T. Price C. Price T. Amount Comm In Base Basis Realized P/L MTM P/L Code
Forex
CAD
USD.CAD 2010-10-27, 08:54:04 - 850,000 1.03151 0.0000 876,783.50 -17.12 0.00 0.00 0.00  
   Total USD.CAD 850,000     876,783.50 -17.12 0.00 0.00 0.00  
   Total in CAD     876,783.50 - 0.00 0.00 0.00  
   Total in USD     852,242.33 -17.12 0.00 0.00 0.00  
CHF
USD.CHF 2010-10-26, 20:00:01 - -340,000 0.98473 0.0000 -334,808.20 -6.90 0.00 0.00 0.00  
USD.CHF 2010-10-26, 21:22:00 - -170,000 0.9869 0.0000 -167,773.00 -3.46 0.00 0.00 0.00  
USD.CHF 2010-10-26, 21:22:05 - -680,000 0.98695 0.0000 -671,126.00 -13.83 0.00 0.00 0.00  
USD.CHF 2010-10-27, 13:56:15 - 850,000 0.9917 0.0000 842,945.00 -17.11 0.00 0.00 0.00  
   Total USD.CHF -340,000     -330,762.20 -41.29 0.00 0.00 0.00  
   Total in CHF     -330,762.20 - 0.00 0.00 0.00  
   Total in USD     -333,838.29 -41.29 0.00 0.00 0.00  
JPY
USD.JPY 2010-10-26, 21:31:16 - -170,000 81.6020 0.0000 -13,872,340 -3.43 0 0 0  
USD.JPY 2010-10-26, 21:31:36 - -170,000 81.5760 0.0000 -13,867,920 -3.43 0 0 0  
USD.JPY 2010-10-27, 00:04:35 - 170,000 81.7490 0.0000 13,897,330 -3.41 0 0 0  
USD.JPY 2010-10-27, 00:05:46 - 170,000 81.7600 0.0000 13,899,200 -3.41 0 0 0  
USD.JPY 2010-10-27, 00:05:51 - 170,000 81.7500 0.0000 13,897,500 -3.41 0 0 0  
USD.JPY 2010-10-27, 03:13:05 - 170,000 81.9340 0.0000 13,928,780 -3.42 0 0 0  
USD.JPY 2010-10-27, 03:13:15 - 2,210,000 81.951873 0.0000 181,113,640 -44.45 0 0 0 P
USD.JPY 2010-10-27, 05:23:33 - -2,380,000 81.7250 0.0000 -194,505,500 -47.74 0 0 0  
USD.JPY 2010-10-27, 05:24:08 - -170,000 81.6900 0.0000 -13,887,300 -3.41 0 0 0  
USD.JPY 2010-10-27, 05:24:14 - -680,000 81.6910 0.0000 -55,549,880 -13.63 0 0 0  
USD.JPY 2010-10-27, 05:34:23 - -170,000 81.6110 0.0000 -13,873,870 -3.40 0 0 0  
USD.JPY 2010-10-27, 05:36:27 - -2,380,000 81.5960 0.0000 -194,198,480 -47.66 0 0 0 P
USD.JPY 2010-10-27, 05:36:32 - -170,000 81.5670 0.0000 -13,866,390 -3.40 0 0 0  
USD.JPY 2010-10-27, 05:36:32 - -170,000 81.5700 0.0000 -13,866,900 -3.40 0 0 0  
USD.JPY 2010-10-27, 05:36:34 - -170,000 81.5680 0.0000 -13,866,560 -3.40 0 0 0  
USD.JPY 2010-10-27, 05:36:43 - -170,000 81.5770 0.0000 -13,868,090 -3.40 0 0 0  
USD.JPY 2010-10-27, 05:37:22 - -1,530,000 81.589693 0.0000 -124,832,230 -30.64 0 0 0 P
USD.JPY 2010-10-27, 06:26:29 - -170,000 81.5410 0.0000 -13,861,970 -3.40 0 0 0  
USD.JPY 2010-10-27, 06:27:40 - -680,000 81.5340 0.0000 -55,443,120 -13.61 0 0 0  
USD.JPY 2010-10-27, 08:06:51 - -1,020,000 81.6950 0.0000 -83,328,900 -20.45 0 0 0 P
USD.JPY 2010-10-27, 08:18:10 - 340,000 81.7650 0.0000 27,800,100 -6.82 0 0 0  
USD.JPY 2010-10-27, 08:28:52 - 2,380,000 81.80958 0.0000 194,706,800 -47.79 0 0 0 P
USD.JPY 2010-10-27, 08:28:56 - 2,380,000 81.816176 0.0000 194,722,500 -47.79 0 0 0 P
USD.JPY 2010-10-27, 13:59:16 - 1,020,000 81.7190 0.0000 83,353,380 -20.46 0 0 0  
   Total USD.JPY -1,190,000     -95,370,220 -385.37 0 0 0  
   Total in JPY     -95,370,220 - 0 0 0  
   Total in USD     -1,167,236.12 -385.37 0.00 0.00 0.00  
USD
AUD.USD 2010-10-26, 21:17:52 - -300,000 0.97485 0.0000 -292,455.00 -5.85 0.00 0.00 0.00  
   Total AUD.USD -300,000     -292,455.00 -5.85 0.00 0.00 0.00  
EUR.USD 2010-10-27, 04:15:59 - 320,000 1.381518 0.0000 442,085.80 -8.84 0.00 0.00 0.00 P
EUR.USD 2010-10-27, 04:34:08 - 160,000 1.38216 0.0000 221,145.60 -4.42 0.00 0.00 0.00  
EUR.USD 2010-10-27, 05:38:44 - 160,000 1.38328 0.0000 221,324.80 -4.43 0.00 0.00 0.00  
EUR.USD 2010-10-27, 05:39:03 - 640,000 1.3834 0.0000 885,376.00 -17.71 0.00 0.00 0.00 P
EUR.USD 2010-10-27, 05:39:15 - 160,000 1.38384 0.0000 221,414.40 -4.43 0.00 0.00 0.00  
EUR.USD 2010-10-27, 05:39:17 - 160,000 1.38379 0.0000 221,406.40 -4.43 0.00 0.00 0.00  
EUR.USD 2010-10-27, 05:48:48 - 160,000 1.38418 0.0000 221,468.80 -4.43 0.00 0.00 0.00  
EUR.USD 2010-10-27, 05:49:10 - 160,000 1.38443 0.0000 221,508.80 -4.43 0.00 0.00 0.00  
EUR.USD 2010-10-27, 07:22:39 - -160,000 1.37966 0.0000 -220,745.60 -4.41 0.00 0.00 0.00  
EUR.USD 2010-10-27, 10:02:52 - -640,000 1.37857 0.0000 -882,284.80 -17.65 0.00 0.00 0.00  
EUR.USD 2010-10-27, 10:02:54 - -160,000 1.378546 0.0000 -220,567.40 -4.41 0.00 0.00 0.00 P
EUR.USD 2010-10-27, 10:02:57 - -480,000 1.37837 0.0000 -661,617.60 -13.23 0.00 0.00 0.00  
EUR.USD 2010-10-27, 11:01:29 - -800,000 1.3767 0.0000 -1,101,360.00 -22.03 0.00 0.00 0.00  
EUR.USD 2010-10-27, 11:01:30 - -160,000 1.37665 0.0000 -220,264.00 -4.41 0.00 0.00 0.00  
EUR.USD 2010-10-27, 13:14:37 - -160,000 1.37535 0.0000 -220,056.00 -4.40 0.00 0.00 0.00  
EUR.USD 2010-10-27, 13:17:06 - -480,000 1.37398 0.0000 -659,510.40 -13.19 0.00 0.00 0.00  
EUR.USD 2010-10-27, 13:17:12 - -320,000 1.37445 0.0000 -439,824.00 -8.80 0.00 0.00 0.00  
EUR.USD 2010-10-27, 14:00:15 - 1,280,000 1.37484 0.0000 1,759,795.20 -35.20 0.00 0.00 0.00  
   Total EUR.USD -160,000     -210,704.00 -180.84 0.00 0.00 0.00  
GBP.USD 2010-10-26, 19:06:33 - -150,000 1.58451 0.0000 -237,676.50 -4.75 0.00 0.00 0.00  
GBP.USD 2010-10-26, 19:06:35 - 150,000 1.58483 0.0000 237,724.50 -4.75 0.00 0.00 0.00  
GBP.USD 2010-10-26, 19:26:06 - -150,000 1.58416 0.0000 -237,624.00 -4.75 0.00 0.00 0.00  
GBP.USD 2010-10-26, 19:26:55 - -150,000 1.58436 0.0000 -237,654.00 -4.75 0.00 0.00 0.00  
GBP.USD 2010-10-26, 19:27:04 - -150,000 1.58425 0.0000 -237,637.50 -4.75 0.00 0.00 0.00  
GBP.USD 2010-10-27, 03:08:04 - -150,000 1.58034 0.0000 -237,051.00 -4.74 0.00 0.00 0.00  
GBP.USD 2010-10-27, 03:16:15 - -150,000 1.5775 0.0000 -236,625.00 -4.73 0.00 0.00 0.00  
GBP.USD 2010-10-27, 03:16:18 - -300,000 1.5773 0.0000 -473,190.00 -9.46 0.00 0.00 0.00  
GBP.USD 2010-10-27, 12:55:03 - -150,000 1.5753 0.0000 -236,295.00 -4.73 0.00 0.00 0.00  
GBP.USD 2010-10-27, 12:55:05 - -150,000 1.5753 0.0000 -236,295.00 -4.73 0.00 0.00 0.00  
GBP.USD 2010-10-27, 12:56:48 - -150,000 1.57515 0.0000 -236,272.50 -4.73 0.00 0.00 0.00  
   Total GBP.USD -1,500,000     -2,368,596.00 -56.88 0.00 0.00 0.00  
   Total in USD     -2,871,755.00 -243.57 0.00 0.00 0.00  

Transaction Tax ( October 27, 2010 )
Account Date/Time Symbol Description Quantity Trade Price Tax Amount Code
Stocks
GBP
UXXXXXX 2010-10-27, 03:30:13 BKG BERKELEY GROUP 400 8.3400 -16.68 --
UXXXXXX 2010-10-27, 03:30:16 HL. HARGREAVES LANSDOWN 400 4.5000 -9.00 --
UXXXXXX 2010-10-27, 03:30:19 PAG PARAGON GRP. OF COMPANIES PLC 800 1.5580 -6.23 --
UXXXXXX 2010-10-27, 03:30:25 SHB SHAFTESBURY PLC 500 4.3770 -10.94 --
UXXXXXX 2010-10-27, 03:30:28 DOM DOMINOS PIZZA 400 4.6310 -9.26 --
UXXXXXX 2010-10-27, 03:30:31 TLPR TULLETT PREBON PLC 400 3.9140 -7.83 --
UXXXXXX 2010-10-27, 03:30:37 JUP JUPITER FUND MANAGEMENT-W/I 700 2.8170 -9.86 --
UXXXXXX 2010-10-27, 03:30:40 ARM ARM HOLDINGS PLC 300 3.6620 -5.49 --
UXXXXXX 2010-10-27, 03:30:46 DNO DOMINO PRINTING SCIENCES PLC 10 5.3750 -0.27 --
UXXXXXX 2010-10-27, 03:30:46 DNO DOMINO PRINTING SCIENCES PLC 390 5.3750 -10.48 --
UXXXXXX 2010-10-27, 03:30:49 FRES FRESNILLO PLC-W/I 100 12.5300 -6.26 --
UXXXXXX 2010-10-27, 03:30:52 ANTO ANTOFAGASTA 100 12.7900 -6.40 --
UXXXXXX 2010-10-27, 03:30:55 DVO DEVRO PLC 800 2.3900 -9.56 --
UXXXXXX 2010-10-27, 03:30:58 AFR AFREN PLC 1,200 1.2870 -7.72 --
UXXXXXX 2010-10-27, 03:31:01 OML OLD MUTUAL PLC 1,300 1.3030 -8.47 --
UXXXXXX 2010-10-27, 03:31:04 BRBY BURBERRY GROUP PLC 200 10.0200 -10.02 --
UXXXXXX 2010-10-27, 03:31:07 KESA KES STOCK 1,200 1.6090 -9.65 --
UXXXXXX 2010-10-27, 03:31:16 YULC YULE CATTO PLC 700 2.7130 -9.50 --
UXXXXXX 2010-10-27, 03:31:19 HOC HOCHSCHILD MINING PLC 117 4.7050 -2.75 --
UXXXXXX 2010-10-27, 03:31:19 HOC HOCHSCHILD MINING PLC 183 4.7050 -4.31 --
UXXXXXX 2010-10-27, 03:31:28 ROR ROTORK 49 16.9900 -4.16 --
UXXXXXX 2010-10-27, 03:31:28 ROR ROTORK 51 16.9900 -4.33 --
UXXXXXX 2010-10-27, 03:46:32 SGP SUPERGROUP PLC 100 10.7800 -5.39 --
UXXXXXX 2010-10-27, 03:53:38 SPD SPORTS DIRECT INTERNATIONAL 1,200 1.4350 -8.61 --
UXXXXXX 2010-10-27, 08:47:31 MONY MONEYSUPERMARKET.COM GROUP 2,000 0.8420 -8.42 --
UXXXXXX 2010-10-27, 08:55:32 NWG NORTHUMBRIAN WATER GOUP PLC. 700 3.4820 -12.19 --
UXXXXXX 2010-10-27, 11:29:15 TCY TELECITY GROUP PLC 300 5.0150 -7.52 --
   Total in GBP -211.31  
   Total in USD -333.15  

Deposits & Withdrawals ( October 27, 2010 )
Settle Date Description Amount
USD
2010-10-27, 00:00:00 CASH RECEIPTS / ELECTRONIC FUND TRANSFERS 3,000,000.00
   Total in USD 3,000,000.00

Change in Dividend Accruals ( October 27, 2010 )
Symbol Date Ex Date Pay Date Quantity Tax Fee Gross Rate Gross Amnt Net Amnt Code
   Starting Dividend Accruals in USD   0.00  
Stocks
USD
NI 2010-10-26 2010-10-27 2010-11-19 600 41.40 0.00 0.23 138.00 96.60 Po
   Total in USD 41.40 0.00   138.00 96.60  
   Total for Stocks in USD 41.40 0.00   138.00 96.60  
   Ending Dividend Accruals in USD   96.60  

Open Dividend Accruals ( October 27, 2010 )
Symbol Ex Date Pay Date Quantity Tax Fee Gross Rate Gross Amnt Net Amnt
Stocks
USD
NI 2010-10-27 2010-11-19 600 41.40 0.00 0.23 138.00 96.60
   Total in USD 41.40 0.00   138.00 96.60
   Total for Stocks in USD 41.40 0.00   138.00 96.60

Security Information
Symbol Description Security ID Multiplier Expiry Type Strike Issue Date Maturity
Stocks
5108.T BRIDGESTONE CORP JP3830800003 1 - - - - -
5201 ASAHI GLASS CO JP3112000009 1 - - - - -
5405 SUMITOMO MET IND JP3402200004 1 - - - - -
6326 KUBOTA CORP JP3266400005 1 - - - - -
6702 FUJITSU LTD JP3818000006 1 - - - - -
8306.T MITSUB TOKYO FIN JP3902900004 1 - - - - -
8308.T RESONA HOLDINGS INC JP3500610005 1 - - - - -
AAI AIRTRAN HOLDINGS INC 00949P108 1 - - - - -
ABX BARRICK GOLD CORP COM CA0679011084 1 - - - - -
ADCT ADC TELECOMMUNICATIONS INC 000886309 1 - - - - -
ADM ARCHER-DANIELS-MIDLAND CO 039483102 1 - - - - -
ADTN ADTRAN INC 00738A106 1 - - - - -
ADVS ADVENT SOFTWARE INC 007974108 1 - - - - -
AEM AGNICO-EAGLE MINES CA0084741085 1 - - - - -
AEP AMERICAN ELECTRIC POWER 025537101 1 - - - - -
AFR AFREN PLC GB00B0672758 1 - - - - -
AIZ ASSURANT INC 04621X108 1 - - - - -
AMD ADVANCED MICRO DEVICES 007903107 1 - - - - -
AMT AMERICAN TOWER CORP-CL. A 029912201 1 - - - - -
AN AUTONATION INC 05329W102 1 - - - - -
ANTO ANTOFAGASTA GB0000456144 1 - - - - -
APD AIR PRODUCTS & CHEMICALS INC 009158106 1 - - - - -
APH AMPHENOL CORP-CL A 032095101 1 - - - - -
ARM ARM HOLDINGS PLC GB0000595859 1 - - - - -
ATML ATMEL CORP 049513104 1 - - - - -
BF B BROWN-FORMAN CORP -CL B 115637209 1 - - - - -
BKG BERKELEY GROUP GB00B02L3W35 1 - - - - -
BMY BRISTOL-MYERS SQUIBB CO 110122108 1 - - - - -
BRBY BURBERRY GROUP PLC GB0031743007 1 - - - - -
CBB CINCINNATI BELL INC 171871106 1 - - - - -
CBG CB RICHARD ELLIS GROUP INC-A 12497T101 1 - - - - -
CMS CMS ENERGY CORP 125896100 1 - - - - -
CPB CAMPBELL SOUP CO 134429109 1 - - - - -
CPWR COMPUWARE CORP 205638109 1 - - - - -
CRM SALESFORCE.COM INC 79466L302 1 - - - - -
CVX CHEVRON CORP 166764100 1 - - - - -
DD DU PONT (E.I.) DE NEMOURS 263534109 1 - - - - -
DISCA DISCOVERY HOLDING CO-A 25470F104 1 - - - - -
DNO DOMINO PRINTING SCIENCES PLC GB0002748050 1 - - - - -
DOM DOMINOS PIZZA GB00B1S49Q91 1 - - - - -
DUK DUKE ENERGY CORP 26441C105 1 - - - - -
DVA DAVITA INC 23918K108 1 - - - - -
DVO DEVRO PLC GB0002670437 1 - - - - -
EIX EDISON INTL 281020107 1 - - - - -
ELD ELDORADO GOLD CORPORATION CA2849021035 1 - - - - -
EMR EMERSON ELECTRIC CO 291011104 1 - - - - -
ENDP ENDO PHARMACEUT HLDGS INC 29264F205 1 - - - - -
EP EL PASO CORP 28336L109 1 - - - - -
EW EDWARDS LIFESCIENCES CORP 28176E108 1 - - - - -
EXPE EXPEDIA INC 30212P105 1 - - - - -
FFIV F5 NETWORKS INC 315616102 1 - - - - -
FL FOOT LOCKER INC 344849104 1 - - - - -
FMC FMC CORP 302491303 1 - - - - -
FRES FRESNILLO PLC-W/I GB00B2QPKJ12 1 - - - - -
FTO FRONTIER OIL CORP 35914P105 1 - - - - -
FTR FRONTIER COMMUNICATIONS CORP 35906A108 1 - - - - -
FULT FULTON FINANCIAL CORP 360271100 1 - - - - -
GIL GILDAN ACTIVEWEAR INC CA3759161035 1 - - - - -
GT GOODYEAR TIRE & RUBBER CO 382550101 1 - - - - -
HAS HASBRO INC 418056107 1 - - - - -
HBAN HUNTINGTON BANCSHARES INC 446150104 1 - - - - -
HE HAWAIIAN ELECTRIC INDS 419870100 1 - - - - -
HL. HARGREAVES LANSDOWN GB00B1VZ0M25 1 - - - - -
HMA HEALTH MGMT ASSOCIATES INC-A 421933102 1 - - - - -
HNT HEALTH NET INC. 42222G108 1 - - - - -
HOC HOCHSCHILD MINING PLC GB00B1FW5029 1 - - - - -
HSP HOSPIRA INC 441060100 1 - - - - -
HST HOST HOTELS & RESORTS INC 44107P104 1 - - - - -
IMG IAMGOLD CORPORATION COM CA4509131088 1 - - - - -
IMN INMET MINING CORP COM CA4579831047 1 - - - - -
INTU INTUIT INC 461202103 1 - - - - -
JDSU JDS UNIPHASE CORP 46612J507 1 - - - - -
JLL JONES LANG LASALLE INC 48020Q107 1 - - - - -
JOYG JOY GLOBAL INC 481165108 1 - - - - -
JUP JUPITER FUND MANAGEMENT-W/I GB00B53P2009 1 - - - - -
KBR KBR INC 48242W106 1 - - - - -
KESA KES STOCK GB0033040113 1 - - - - -
KG KING PHARMACEUTICALS INC 495582108 1 - - - - -
KIM KIMCO REALTY CORP 49446R109 1 - - - - -
KWK QUICKSILVER RESOURCES INC 74837R104 1 - - - - -
LAM LAMPRELL GB00B1CL5249 1 - - - - -
LKQX LKQ CORP 501889208 1 - - - - -
LUV SOUTHWEST AIRLINES CO 844741108 1 - - - - -
MASI MASIMO CORPORATION 574795100 1 - - - - -
MAT MATTEL INC 577081102 1 - - - - -
MLHR HERMAN MILLER INC 600544100 1 - - - - -
MOLX MOLEX INC 608554101 1 - - - - -
MONY MONEYSUPERMARKET.COM GROUP GB00B1ZBKY84 1 - - - - -
MRO MARATHON OIL CORP 565849106 1 - - - - -
MRX MEDICIS PHARMACEUTICAL-CL A 584690309 1 - - - - -
NAL NEWALLIANCE BANCSHARES INC 650203102 1 - - - - -
NDN 99 CENTS ONLY STORES 65440K106 1 - - - - -
NEM NEWMONT MINING CORP 651639106 1 - - - - -
NHP NATIONWIDE HEALTH PPTYS INC 638620104 1 - - - - -
NI NISOURCE INC 65473P105 1 - - - - -
NVE NV ENERGY INC 67073Y106 1 - - - - -
NWG NORTHUMBRIAN WATER GOUP PLC. GB0033029744 1 - - - - -
NWL NEWELL RUBBERMAID INC 651229106 1 - - - - -
NWSA NEWS CORP-CL A 65248E104 1 - - - - -
NYX NYSE EURONEXT 629491101 1 - - - - -
ODP OFFICE DEPOT INC 676220106 1 - - - - -
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PCS METROPCS COMMUNICATIONS INC 591708102 1 - - - - -
PDE PRIDE INTERNATIONAL INC 74153Q102 1 - - - - -
PFE PFIZER INC 717081103 1 - - - - -
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Base Currency Exchange Rate ( October 27, 2010 )
AUD 0.971330  
BRL 0.580860  
CAD 0.972010  
CHF 1.009300  
DKK 0.184580  
EUR 1.376700  
GBP 1.576600  
HKD 0.128910  
ILS 0.274090  
INR 0.022444  
JPY 0.012239  
KRW 0.000884  
MXN 0.080316  
NOK 0.169350  
NZD 0.743480  
SEK 0.147580  
SGD 0.767120  

Codes
Code Meaning
A Assignment
Adj Adjustment
Aw Away Trade
B Automatic Buy-in
Bo Direct Borrow
C Closing Trade
CD Cash Delivery
Ca Cancelled
Cc Cancelled Corporate Action
Co Corrected Trade
E External Transfer
Ep Resulted from an Expired Position
Ex Exercise
G Trade in Guaranteed Account Segment
I Internal Transfer
L Ordered by IB (Margin Violation)
LD Adjusted by Loss Disallowed from Wash Sale
LI Last In, First Out (LIFO) tax basis election
Lo Direct Loan
Lt Long Term P/L
M Entered manually by IB
ML Maximize Losses tax basis election
N Late Trade. Profit or Loss will be recognized on next day's statement
O Opening Trade
P Partial Execution
PI Price Improvement
Plc P/L affected by Corporate Action
Plt P/L affected by Transfer
Po Interest or Dividend Accrual Posting
R Dividend Reinvestment
Re Interest or Dividend Accrual Reversal
St Short Term P/L
T Transfer

Notes/Legal Notes

Notes

1. Stock transactions settle on the trade date plus three days and securities options settle on the trade date plus one day. Ending settled cash reflects the cash which has actually settled.
2. Initial and maintenance margin requirements are available within the Account Window of the Trader Workstation.
3. Interactive Brokers LLC receives compensation from fund companies in connection with the purchase and holding of mutual fund shares by customers of Interactive Brokers LLC. Such compensation includes, but is not limited to, Rule 12b-1 fees which are paid out of the funds assets. The source and amount of any remuneration received by Interactive Brokers LLC in connection with a transaction will be furnished upon written request of the customer.
4. Quantities preceded by a "-" sign indicate sell transactions. Other transactions are purchases. The settlement date for stock transactions is trade date + 3 business days, except for transactions on XETRA, which settle on trade date + 2 business days. Option transactions settle on trade date + 1 business day.
5. In case of partial executions, commissions are charged on the total quantity executed on the original order. The commission is displayed on the first partial execution only.
6. Each closed lot indicated above with a reference to note (6) was chosen at the time of order execution to be sold versus the specific opening purchase identified in that row.
7. Trade execution times are displayed in Eastern Time.
8. Applicable commodity Regulatory Fees for your transactions is available on the IB website at https://www.interactivebrokers.com/en/accounts/fees/exchangeAndRegulatoryFees.php.
9. Borrow Fee Rate represents the cost to borrow stock expressed in percent per annum. It is applied to the cash collateral amount on the stock borrow contract and is separate from any interest earned on credit cash balances. Similarly, Loan Fee Rate represents the benefit to lend stock. A positive rate indicates a cost to the borrower/benefit to the lender and a negative rate indicates a benefit to the borrower/cost to the lender. In general, the fee rates for hard-to-borrow stocks are higher than for normal availability stocks.

Fixed Income Notes

1. Call features for bonds or preferred stocks may affect the yield. For zero coupon, compound interest and multiplier securities, there are no periodic payments and securities may be callable below maturity value without notice to holder unless registered. For asset-backed securities, the actual yield may vary depending on the speed at which the underlying note is pre-paid. For additional information regarding bond yield, please contact the IB Help Desk at: help@interactivebrokers.com. If this debt security is unrated by a nationally recognized statistical rating organization, it may pose a high risk of default. You should consult a financial advisor to determine whether unrated bonds are appropriate for your portfolio in light of your goals and your financial circumstances.
2. All trades done through the Muni Bond Desk will be charged a fixed ticket chage, regardless of the size of the trade.

Legal Notes

1. Please promptly report any inaccuracy or discrepancy in this statement, or in your account. Contact the IB Customer Service Department in writing using the form available on the IB website. You may also contact IB by phone, but if you report an error by phone, you should re-confirm such oral communication in writing in order to protect your rights, including rights under the Securities Investor Protection Act (SIPA).

Interactive Brokers LLC, www.interactivebrokers.com, 877-442-2757 (U.S.)

Interactive Brokers (UK) (Ltd), www.interactivebrokers.co.uk, 00800-42-276537 (Intl)

Interactive Brokers Canada Inc., www.interactivebrokers.ca, 877-745-4222 (Can.)

2. Unless otherwise noted, Interactive Brokers acted as agent in the execution of the above transactions. For those exchanges where IB is not self-clearing, IB may use one of the following clearing agents: Interactive Brokers (U.K.) Limited, Timber Hill Canada Company, Timber Hill Europe AG, Timber Hill LLC, Timber Hill Securities Hong Kong Limited, BBVA Bancomer, S.A., BNP Paribas Commodity Futures, Inc., BNP Securities Services, Milan Branch, Citibank International plc, Euroclear Bank S.A./N.V., Fortis Clearing Singapore Pte. Ltd., Fortis Clearing Sydney Pty Limited, Newedge Group S.A., Shinhan Securities Co., Ltd., Skandinaviska Enskilda Banken AB, Société Générale Zurich branch.
3. IB acts as agent or riskless principal in foreign currency exchange transactions. Such transactions are executed against an IB affiliate or a third party, which acts as principal in such transactions and may have a long or short position and may have profited or lost in connection with the transaction. Foreign currency exchange transactions executed by Customer through IB are not regulated or overseen by the SEC or the CFTC.
4. Trades marked with the exchange indicator of TMBR were effected by IB as agent through a market making affiliate, which acted as principal in the transaction and may have a long or short position in the security and may have profited or lost in connection with the transaction.
5. All VWAP trades are effected pursuant to an average price formula based on a reference price provided by a third-party data provider. Additional information and reference prices are available upon request. IB, as agent, effects VWAP transactions through a market making affiliate, which acts as principal in such transactions and may have a long or short position in the security and may have profited or lost in connection with the transaction.
6. IB accepts liquidity rebates from Alternative Trading Systems and exchanges for certain orders. IB receives payment for some option orders pursuant to exchange-mandated marketing fee programs or other arrangements. IB does not generally accept payment for order flow for security futures orders. To the extent permissible under exchange rules, IB may direct customer stock, option, futures, or security futures orders to its market making affiliate Timber Hill LLC, or to another affiliate, for execution. In such cases IB's affiliate may act as principal in the resulting transaction and may earn a profit or incur a loss in connection with the transaction. The source and nature of any compensation received by IB in connection with any transaction is available upon written request of the customer. For further information, check the IB website or email help@interactivebrokers.com.
7. For security futures trades, if not already indicated on this statement, information about the time of any transaction, the identity of the counterparty to the transaction, and whether IB is acting as agent or principal, as agent for the counterparty, as agent for both parties to the contract, or as principal, and if acting as principal, whether the transaction was a block transaction or an exchange for physicals transaction, will be available upon written request of the customer.
8. Customer is requested to promptly advise Interactive Brokers of any material change in Customer's investment objectives or financial situation.
9. A financial statement of Interactive Brokers LLC is available for your personal inspection at www.interactivebrokers.com or at its offices, or a copy of it will be mailed upon your written request.

SIPC Member




Generated at: 2010-11-17, 14:06:15 EST