BOX Options Fees

   
Public Customer
Broker-Dealer
Firm
Away MM
   
Remove
Liquidity
Add
Liquidity
Remove
Liquidity
Add
Liquidity
Remove
Liquidity
Add
Liquidity
Remove
Liquidity
Add
Liquidity
Price Improvement Orders ("PIP")(3)                
  All USD -0.25(1) USD 0.50 USD 0.00 USD 0.50 USD 0.00 USD 0.50 USD 0.00 USD 0.50
Non-PIP Penny Pilot Issues                
  All USD -0.05(1) USD 0.25 USD 0.10 USD 0.40 USD 0.10 USD 0.40 USD 0.10 USD 0.40
Non-PIP All Other                
  All USD -0.45(1) USD 0.65 USD -0.30(1) USD 0.80 USD -0.30(1) USD 0.80 USD -0.30(1) USD 0.80
At the Opening Orders                
  All USD 0.10 USD 0.10 USD 0.25 USD 0.25 USD 0.25 USD 0.25 USD 0.25 USD 0.25
Index/ETF Surcharge(2):                
  Surcharge - RUT
USD 0.00 USD 0.00 USD 0.15 USD 0.15 USD 0.15 USD 0.15 USD 0.15 USD 0.15
  Surcharge - NDX & MNX USD 0.00 USD 0.00 USD 0.22 USD 0.22 USD 0.22 USD 0.22 USD 0.22 USD 0.22
Notes:
  • 1Negative numbers are rebates.
  • 2These charges are in addition to the above fees.
  • 3Remove Liquidity corresponds to the "Must Be Filled" (MBF) side.
    Add Liquidity corresponds to "Contra" side.