| Public Customer | Broker-Dealer | Firm | Away MM | Professional | ||||||
|---|---|---|---|---|---|---|---|---|---|---|
| Remove Liquidity |
Add Liquidity |
Remove Liquidity |
Add Liquidity |
Remove Liquidity |
Add Liquidity |
Remove Liquidity |
Add Liquidity |
Remove Liquidity |
Add Liquidity |
|
| Penny Pilot Issues | ||||||||||
| ETFs | USD 0.49 | USD (0.25) | USD 0.50 | USD (0.10) | USD 0.50 | USD (0.10) | USD 0.50 | USD (0.10) | USD 0.50 | USD (0.25) |
| All Other | USD 0.49 | USD (0.25) | USD 0.50 | USD (0.10) | USD 0.50 | USD (0.10) | USD 0.50 | USD (0.10) | USD 0.50 | USD (0.25) |
| Penny Pilot issues AND At-the-Open | USD 0.00 | USD 0.00 | USD 0.00 | USD 0.00 | USD 0.00 | USD 0.00 | USD 0.00 | USD 0.00 | USD 0.00 | USD 0.00 |
| Non-Penny Pilot Issues | ||||||||||
| All Other | USD 0.85 | USD (0.75) | USD 1.10 | USD 0.50 | USD 1.10 | USD 0.50 | USD 1.10 | USD 0.50 | USD 1.10 | USD (0.75) |
| Index | ||||||||||
| NYSE FAANG | USD 0.00 | USD 0.00 | USD 0.35 | USD 0.35 | USD 0.35 | USD 0.35 | USD 0.35 | USD 0.35 | USD 0.35 | USD 0.35 |
| Index/ETF Surcharge | ||||||||||
| BKX | USD 0.00 | USD 0.00 | USD 0.10 | USD 0.10 | USD 0.10 | USD 0.10 | USD 0.10 | USD 0.10 | USD 0.00 | USD 0.00 |
| Routing Fees | |
|---|---|
| Penny Pilot | USD 0.61 |
| Non-Penny Pilot | USD 1.21 |
Notes: