What You Need for the Application

What You Need - Application


Jump to a section:
Multiple Fund Account Application
Allocation Fund Account Application


Multiple Fund Account Application

Partnership, Corporation, Limited Liability Company and Unincorporated Business

If the Investment Advisor/Manager is registered with any regulatory agency or self-regulatory organization:

  • Registration or license numbers;
  • Investment Manager/Advisor Tax Identification Number.


Allocation Fund Account Application

Partnership, Corporation, Limited Liability Company and Unincorporated Business

If the Investment Advisor/Manager is registered with any regulatory agency or self-regulatory organization:

  • Registration or license numbers;
  • Investment Manager/Advisor Tax Identification Number;
  • Names of funds for which transactions will be executed;
  • Total Net Assets of Funds.


What You Need - Documents (Investment Managers Registered in the US)


Investment Managers Registered in the US


What You Need - Funding


During the funding step in the account application, you will need to provide us with additional information, which varies depending on the funding method you choose.


Funding Method What You Need
Deposit Notifications: Notifications only and do not actually transfer money or positions. If you select one of these deposit methods, you are responsible for initiating the actual transfer of funds.
Wire Transfer
  • Amount of intended deposit
  • Bank Name
  • Bank Account Number (optional)
Bank ACH Transfer from Your Bank
  • Amount of intended deposit
  • Bank Name
Check
  • Amount of intended deposit
  • Check Number
  • Bank Routing Number
  • Bank Account Number
Online Bill Payment
  • Amount of intended deposit
  • Bank Name
Free of Payment (FOP)
  • Name of Third-Party Bank or Broker
  • Third-Party Bank or Broker Account Number
  • Symbol, Number of Shares, and Exchange (optional) of each Stock to transfer
  • Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer
  • CUSIP Number and Aggregate Face Value of each US Bond to transfer
Instruct IB to contact your bank or broker to transfer funds and/or assets: If you select one of these methods, money and and/or positions are actually transferred.
Automatic Bank ACH Transfer
  • Bank Account Number
  • Bank Account Type (Checking or Savings)
  • Bank's 9-digit routing number
Automated Customer Account Transfer Service
  • Name of Third-Party Bank or Broker
  • Third-Party Bank or Broker Account Number

In addition, for partial ACATS transfers:

  • Symbol, Number of Shares, and Exchange (optional) of each Stock and/or US Mutual Fund to transfer
  • Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer
  • CUSIP Number and Aggregate Face Value of each US Bond to transfer
  • Underlying Symbol, Number of Contracts, Position (long or short), Strike, Put or Call, and Expiration Date of each Option to transfer
Account Transfer on Notification (ATON)
  • Name of Third-Party Bank or Broker
  • Third-Party Bank or Broker Account Number

In addition, for partial ATON transfers:

  • Symbol, Number of Shares, and Exchange (optional) of each Stock and/or Canadian Stock to transfer
  • Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer
  • Underlying Symbol, Number of Contracts, Position (long or short), Strike, Put or Call, and Expiration Date of each Option and/or Canadian Option to transfer
US Futures Asset Transfer

From your Interactive Brokers Account Application:

  • Interactive Brokers Account ID
  • User Name
  • Account Title
  • Address
  • Social Security Number or Tax ID Number on Account
  • Email Address.

From the account to be transferred to your Interactive Brokers account:

  • Name of Brokerage Firm Currently Holding Your Account
  • Address
  • City/State/Zip
  • Account Owner Name(s)
  • Account Number.

In addition, for partial transfers:

  • Description and quantity of each asset to be transferred.
European Asset Transfer

From your Interactive Brokers Account Application

  • Interactive Brokers Account ID
  • User Name
  • Account Title
  • Account Type
  • Address
  • Social Security Number or Tax ID Number on Account (US residents only).

From the account to be transferred to your Interactive Brokers account:

  • Name of Bank/Brokerage Firm Currently Holding Your Account
  • Address
  • City/State/Zip
  • Name of Contact Person at Bank/Broker
  • Account Owner Name(s)
  • Account Number.

For partial transfers:

  • Symbol, Description, Quantity, and ISIN number of each asset to be transferred
Asian Asset Transfer
  • Summary and country of origin/exchange of each asset to transfer

What You Need - Application


Jump to a section:
Multiple Fund Account Application
Allocation Fund Account Application


Multiple Fund Account Application

Partnership, Corporation, Limited Liability Company and Unincorporated Business

If the Investment Advisor/Manager is registered with any regulatory agency or self-regulatory organization:

  • Registration or license numbers;
  • Investment Manager/Advisor Tax Identification Number.


Allocation Fund Account Application

Partnership, Corporation, Limited Liability Company and Unincorporated Business

If the Investment Advisor/Manager is registered with any regulatory agency or self-regulatory organization:

  • Registration or license numbers;
  • Investment Manager/Advisor Tax Identification Number;
  • Names of funds for which transactions will be executed;
  • Total Net Assets of Funds.


What You Need - Documents (Investment Managers Registered outside the US)


Investment Managers Registered outside the US


What You Need - Funding


During the funding step in the account application, you will need to provide us with additional information, which varies depending on the funding method you choose.


Funding Method What You Need
Deposit Notifications: Notifications only and do not actually transfer money or positions. If you select one of these deposit methods, you are responsible for initiating the actual transfer of funds.
Wire Transfer
  • Amount of intended deposit
  • Bank Name
  • Bank Account Number (optional)
Bank ACH Transfer from Your Bank
  • Amount of intended deposit
  • Bank Name
Check
  • Amount of intended deposit
  • Check Number
  • Bank Routing Number
  • Bank Account Number
Online Bill Payment
  • Amount of intended deposit
  • Bank Name
Free of Payment (FOP)
  • Name of Third-Party Bank or Broker
  • Third-Party Bank or Broker Account Number
  • Symbol, Number of Shares, and Exchange (optional) of each Stock to transfer
  • Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer
  • CUSIP Number and Aggregate Face Value of each US Bond to transfer
Instruct IB to contact your bank or broker to transfer funds and/or assets: If you select one of these methods, money and and/or positions are actually transferred.
Automatic Bank ACH Transfer
  • Bank Account Number
  • Bank Account Type (Checking or Savings)
  • Bank's 9-digit routing number
Automated Customer Account Transfer Service
  • Name of Third-Party Bank or Broker
  • Third-Party Bank or Broker Account Number

In addition, for partial ACATS transfers:

  • Symbol, Number of Shares, and Exchange (optional) of each Stock and/or US Mutual Fund to transfer
  • Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer
  • CUSIP Number and Aggregate Face Value of each US Bond to transfer
  • Underlying Symbol, Number of Contracts, Position (long or short), Strike, Put or Call, and Expiration Date of each Option to transfer
Account Transfer on Notification (ATON)
  • Name of Third-Party Bank or Broker
  • Third-Party Bank or Broker Account Number

In addition, for partial ATON transfers:

  • Symbol, Number of Shares, and Exchange (optional) of each Stock and/or Canadian Stock to transfer
  • Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer
  • Underlying Symbol, Number of Contracts, Position (long or short), Strike, Put or Call, and Expiration Date of each Option and/or Canadian Option to transfer
US Futures Asset Transfer

From your Interactive Brokers Account Application:

  • Interactive Brokers Account ID
  • User Name
  • Account Title
  • Address
  • Social Security Number or Tax ID Number on Account
  • Email Address.

From the account to be transferred to your Interactive Brokers account:

  • Name of Brokerage Firm Currently Holding Your Account
  • Address
  • City/State/Zip
  • Account Owner Name(s)
  • Account Number.

In addition, for partial transfers:

  • Description and quantity of each asset to be transferred.
European Asset Transfer

From your Interactive Brokers Account Application

  • Interactive Brokers Account ID
  • User Name
  • Account Title
  • Account Type
  • Address
  • Social Security Number or Tax ID Number on Account (US residents only).

From the account to be transferred to your Interactive Brokers account:

  • Name of Bank/Brokerage Firm Currently Holding Your Account
  • Address
  • City/State/Zip
  • Name of Contact Person at Bank/Broker
  • Account Owner Name(s)
  • Account Number.

For partial transfers:

  • Symbol, Description, Quantity, and ISIN number of each asset to be transferred
Asian Asset Transfer
  • Summary and country of origin/exchange of each asset to transfer

What You Need - Application


Jump to a section:
Multiple Fund Account Application
Allocation Fund Account Application


Multiple Fund Account Application

Partnership, Corporation, Limited Liability Company and Unincorporated Business

If the Investment Advisor/Manager is registered with any regulatory agency or self-regulatory organization:

  • Registration or license numbers;
  • Investment Manager/Advisor Tax Identification Number.


Allocation Fund Account Application

Partnership, Corporation, Limited Liability Company and Unincorporated Business

If the Investment Advisor/Manager is registered with any regulatory agency or self-regulatory organization:

  • Registration or license numbers;
  • Investment Manager/Advisor Tax Identification Number;
  • Names of funds for which transactions will be executed;
  • Total Net Assets of Funds.


What You Need - Documents (Investment Managers not Registered Anywhere)


Investment Managers not Registered Anywhere


What You Need - Funding


During the funding step in the account application, you will need to provide us with additional information, which varies depending on the funding method you choose.


Funding Method What You Need
Deposit Notifications: Notifications only and do not actually transfer money or positions. If you select one of these deposit methods, you are responsible for initiating the actual transfer of funds.
Wire Transfer
  • Amount of intended deposit
  • Bank Name
  • Bank Account Number (optional)
Bank ACH Transfer from Your Bank
  • Amount of intended deposit
  • Bank Name
Check
  • Amount of intended deposit
  • Check Number
  • Bank Routing Number
  • Bank Account Number
Online Bill Payment
  • Amount of intended deposit
  • Bank Name
Free of Payment (FOP)
  • Name of Third-Party Bank or Broker
  • Third-Party Bank or Broker Account Number
  • Symbol, Number of Shares, and Exchange (optional) of each Stock to transfer
  • Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer
  • CUSIP Number and Aggregate Face Value of each US Bond to transfer
Instruct IB to contact your bank or broker to transfer funds and/or assets: If you select one of these methods, money and and/or positions are actually transferred.
Automatic Bank ACH Transfer
  • Bank Account Number
  • Bank Account Type (Checking or Savings)
  • Bank's 9-digit routing number
Automated Customer Account Transfer Service
  • Name of Third-Party Bank or Broker
  • Third-Party Bank or Broker Account Number

In addition, for partial ACATS transfers:

  • Symbol, Number of Shares, and Exchange (optional) of each Stock and/or US Mutual Fund to transfer
  • Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer
  • CUSIP Number and Aggregate Face Value of each US Bond to transfer
  • Underlying Symbol, Number of Contracts, Position (long or short), Strike, Put or Call, and Expiration Date of each Option to transfer
Account Transfer on Notification (ATON)
  • Name of Third-Party Bank or Broker
  • Third-Party Bank or Broker Account Number

In addition, for partial ATON transfers:

  • Symbol, Number of Shares, and Exchange (optional) of each Stock and/or Canadian Stock to transfer
  • Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer
  • Underlying Symbol, Number of Contracts, Position (long or short), Strike, Put or Call, and Expiration Date of each Option and/or Canadian Option to transfer
US Futures Asset Transfer

From your Interactive Brokers Account Application:

  • Interactive Brokers Account ID
  • User Name
  • Account Title
  • Address
  • Social Security Number or Tax ID Number on Account
  • Email Address.

From the account to be transferred to your Interactive Brokers account:

  • Name of Brokerage Firm Currently Holding Your Account
  • Address
  • City/State/Zip
  • Account Owner Name(s)
  • Account Number.

In addition, for partial transfers:

  • Description and quantity of each asset to be transferred.
European Asset Transfer

From your Interactive Brokers Account Application

  • Interactive Brokers Account ID
  • User Name
  • Account Title
  • Account Type
  • Address
  • Social Security Number or Tax ID Number on Account (US residents only).

From the account to be transferred to your Interactive Brokers account:

  • Name of Bank/Brokerage Firm Currently Holding Your Account
  • Address
  • City/State/Zip
  • Name of Contact Person at Bank/Broker
  • Account Owner Name(s)
  • Account Number.

For partial transfers:

  • Symbol, Description, Quantity, and ISIN number of each asset to be transferred
Asian Asset Transfer
  • Summary and country of origin/exchange of each asset to transfer